Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
H/D Investors Fund L.P. See All Filings	D/A	2020-09-08 11:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618556 Filed Document 0001013594-20-000687 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Reconnaissance Energy Africa Ltd. See All Filings	D	2020-09-08 11:34:32 UTC
Amount To Be Raised $2,128,122 Associated Brokers / Dealers Haywood Securities Inc. and Canaccord Genuity Corp CIK Number 0001798056 Filed Document 0001798056-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:34:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dren Bio, Inc. See All Filings	D	2020-09-08 11:33:29 UTC
Amount To Be Raised $59,999,985 Associated Brokers / Dealers N/A CIK Number 0001783374 Filed Document 0001783374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:33:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Post Road Special Opportunity Fund II LP See All Filings	D	2020-09-08 11:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001822322 Filed Document 0001822322-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Biosciences, Inc. See All Filings	D	2020-09-08 11:09:50 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001787670 Filed Document 0001787670-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:09:50 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Polo Glen DST See All Filings	D/A	2020-09-08 11:02:57 UTC
Amount To Be Raised $29,944,929 Associated Brokers / Dealers McDermott Investment Services LLC, Invicta Capital LLC, Emerson Equity LLC, Capulent LLC, Wealthforge Securities, LLC, Purshe Kaplan Sterling Investments, Lightpath Capital, Inc., Advisory Group Equity Services Ltd., Concorde Investment Services, LLC, APW Capital, Inc., Money Concepts Capital Corp., DFPG Investments, LLC, Capulent, LLC, DAI Securities, LLC, TCFG Wealth Management LLC., Western International Securities, IDB Capital Corp, Growth Capital Services, Inc., Great Point Capital, LLC, Whitehall-Parker Securities, Inc., and Crown Capital Securities, LP CIK Number 0001807308 Filed Document 0001807308-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:02:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2020-09-08 11:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001732755-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2020-09-08 10:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001473967 Filed Document 0001732755-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Agency MBS Offshore Fund, Ltd. See All Filings	D/A	2020-09-08 10:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001732755 Filed Document 0001732755-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Dynamic Credit ORCA Fund, L.P. See All Filings	D	2020-09-08 10:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821929 Filed Document 0000950142-20-002171 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:45:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JRB Investors, LP See All Filings	D	2020-09-08 10:28:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001821216 Filed Document 0001821216-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Upshot Real Estate Fund II, LP See All Filings	D/A	2020-09-08 10:25:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001745524 Filed Document 0000897069-20-000374 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:25:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RPC Edge SoCo Partners LLC See All Filings	D	2020-09-08 10:25:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001823749 Filed Document 0001823680-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:25:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HH III Co-invest Dist Investors (Cayman) L.P. See All Filings	D	2020-09-08 10:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and CITI PRIVATE ADVISORY, LLC CIK Number 0001823764 Filed Document 0000899140-20-000417 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Cut LLLP See All Filings	D	2020-09-08 10:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823588 Filed Document 0001823588-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:18:32 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
RPC Lamar Oaks Partners LLC See All Filings	D	2020-09-08 10:05:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001823680 Filed Document 0001823680-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:05:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Activant Ventures III Opportunities Fund 6, LP See All Filings	D	2020-09-08 10:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823414 Filed Document 0001567619-20-016513 Exclusions or Exemptions 506b Accepted Date 2020-09-08 10:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PhotoniCare, Inc. See All Filings	D	2020-09-08 09:49:19 UTC
Amount To Be Raised $6,276,106 Associated Brokers / Dealers N/A CIK Number 0001645671 Filed Document 0001645671-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 09:49:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GIP Spectrum Saavi, L.P. See All Filings	D	2020-09-08 09:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822625 Filed Document 0001822625-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 09:34:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Career Allies, Inc. See All Filings	D	2020-09-08 09:31:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001823673 Filed Document 0001823673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 09:31:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SWARM Engineering, Inc. See All Filings	D	2020-09-08 09:28:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001823602 Filed Document 0001823602-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 09:28:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
firstminute capital II LP See All Filings	D	2020-09-08 08:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822644 Filed Document 0000905718-20-000929 Exclusions or Exemptions 506b Accepted Date 2020-09-08 08:25:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inflection Point Investments CO LTD See All Filings	D/A	2020-09-08 08:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415385 Filed Document 0000945621-20-000298 Exclusions or Exemptions 506b Accepted Date 2020-09-08 08:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Gold Corp. See All Filings	D	2020-09-08 07:39:51 UTC
Amount To Be Raised $413,573 Associated Brokers / Dealers N/A CIK Number 0001537317 Filed Document 0001537317-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 07:39:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Samsara Luggage, Inc. See All Filings	D	2020-09-08 07:25:59 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001530163 Filed Document 0001213900-20-025516 Exclusions or Exemptions 506b Accepted Date 2020-09-08 07:25:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2020-09-04 21:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001053423-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 21:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HEDGE STRATEGY FUND LLC See All Filings	D/A	2020-09-04 21:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 21:42:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2020-09-04 21:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 21:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MO 2 Shepherd Lane LLC See All Filings	D	2020-09-04 21:00:16 UTC
Amount To Be Raised $1,249,000 Associated Brokers / Dealers N/A CIK Number 0001820387 Filed Document 0001823499-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 21:00:16 UTC Type of Offering D Industry Commercial Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Ruby 655, LLC See All Filings	D	2020-09-04 20:46:59 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001823499 Filed Document 0001823499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 20:46:59 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
TAAT Lifestyle & Wellness Ltd. See All Filings	D	2020-09-04 20:17:23 UTC
Amount To Be Raised $64,600 Associated Brokers / Dealers N/A CIK Number 0001823375 Filed Document 0001062993-20-004363 Exclusions or Exemptions 506b Accepted Date 2020-09-04 20:17:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2020-09-04 19:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0001175652-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 19:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syntellis Holdings, LP See All Filings	D	2020-09-04 19:16:26 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001821565 Filed Document 0001821565-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 19:16:26 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OAT CAPITAL TRUST See All Filings	D/A	2020-09-04 19:09:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers KOABD LEGACY TRUST CIK Number 0001820689 Filed Document 0001820689-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-04 19:09:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ELBE Capital Trust See All Filings	D/A	2020-09-04 19:05:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers MZK Legacy Trust CIK Number 0001816454 Filed Document 0001816454-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 19:05:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TAO CAPITAL TRUST See All Filings	D/A	2020-09-04 18:58:45 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers KOABD Legacy Trust CIK Number 0001816281 Filed Document 0001816281-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:58:45 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Medallion Resources Ltd See All Filings	D	2020-09-04 18:53:46 UTC
Amount To Be Raised $465,490 Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001370496 Filed Document 0001567619-20-016503 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:53:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DB Game, LLC See All Filings	D	2020-09-04 18:53:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001822901 Filed Document 0001822901-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2020-09-04 18:47:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc. and American Trust Investment Services, Inc. CIK Number 0001745037 Filed Document 0001745037-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:47:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
ARPUS CAPITAL TRUST See All Filings	D/A	2020-09-04 18:40:48 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers MZK Legacy Trust CIK Number 0001820756 Filed Document 0001820756-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:40:48 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dalent LLC See All Filings	D	2020-09-04 18:17:04 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001742659 Filed Document 0001742659-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:17:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AeroBlast Corp. See All Filings	D	2020-09-04 18:15:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001823781 Filed Document 0001823781-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
High Sierra Analytics, Inc. See All Filings	D	2020-09-04 18:12:13 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001751569 Filed Document 0001751569-20-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2020-09-04 18:12:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVP LS FUND CCIX See All Filings	D	2020-09-04 18:02:48 UTC
Amount To Be Raised $3,136,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001823786 Filed Document 0001823786-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 18:02:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
High Sierra Analytics, Inc. See All Filings	D	2020-09-04 18:00:44 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001751569 Filed Document 0001751569-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-09-04 18:00:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Patios of McKinney LLC See All Filings	D	2020-09-04 17:59:32 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001823526 Filed Document 0001823526-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 17:59:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UMB International LLC See All Filings	D	2020-09-04 17:59:27 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001822948 Filed Document 0001822948-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 17:59:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CCX LLC See All Filings	D	2020-09-04 17:52:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001823508 Filed Document 0001823508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 17:52:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS FUND CCVIII LLC See All Filings	D	2020-09-04 17:40:04 UTC
Amount To Be Raised $3,278,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001823431 Filed Document 0001823431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 17:40:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Don't Tell My Wife Stables 2020 LLC See All Filings	D	2020-09-04 17:33:36 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001823428 Filed Document 0001823428-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 17:33:36 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity