Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IWD Enterprises, LLC See All Filings	D	2020-09-08 15:47:03 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001700485 Filed Document 0001700485-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:47:03 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Recurve Capital Partners LP See All Filings	D	2020-09-08 15:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823286 Filed Document 0000935836-20-000497 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Innovation Fund II, LP See All Filings	D	2020-09-08 15:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Oppenheimer & Co. Inc., and Raymond James & Associates, Inc. CIK Number 0001823263 Filed Document 0000935836-20-000496 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREG Knol Holdings, LLC See All Filings	D	2020-09-08 15:35:25 UTC
Amount To Be Raised $948,000 Associated Brokers / Dealers N/A CIK Number 0001823699 Filed Document 0001823699-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:35:25 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bravo Zulu Drone Defense Inc. See All Filings	D	2020-09-08 15:25:11 UTC
Amount To Be Raised $12,871 Associated Brokers / Dealers Ascenta Finance Corp. CIK Number 0001823737 Filed Document 0001823737-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:25:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Infinity Special Situations Fund III, LLC See All Filings	D/A	2020-09-08 15:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780492 Filed Document 0001780492-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BastCore, Inc. See All Filings	D	2020-09-08 15:20:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001783361 Filed Document 0001783361-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:20:35 UTC Type of Offering D Industry Agriculture Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
STAC Inc. See All Filings	D/A	2020-09-08 15:18:50 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001781877 Filed Document 0001781877-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:18:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
KCV Spectrum III, LLC See All Filings	D	2020-09-08 15:10:19 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001823705 Filed Document 0001437749-20-019406 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:10:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NFC Life Settlements II, LLC See All Filings	D	2020-09-08 15:10:01 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers N/A CIK Number 0001818822 Filed Document 0001567619-20-016535 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:10:01 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SILVER SPRUCE RESOURCES INC. See All Filings	D	2020-09-08 15:01:16 UTC
Amount To Be Raised $154,000 Associated Brokers / Dealers N/A CIK Number 0001771039 Filed Document 0001062993-20-004382 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:01:16 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MicroByre, Inc. See All Filings	D	2020-09-08 14:56:57 UTC
Amount To Be Raised $2,269,999 Associated Brokers / Dealers N/A CIK Number 0001776546 Filed Document 0001776546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:56:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AccuVein Inc. See All Filings	D	2020-09-08 14:56:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001526868 Filed Document 0001526868-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:56:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Open Broadband, LLC See All Filings	D	2020-09-08 14:53:15 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001722900 Filed Document 0001209191-20-049702 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:53:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Special Situations Fund II, LLC See All Filings	D/A	2020-09-08 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749605 Filed Document 0001780492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Carbon Works, PBC See All Filings	D	2020-09-08 14:51:45 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001818657 Filed Document 0001437749-20-019405 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:51:45 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bravo Zulu Drone Defense Inc. See All Filings	D	2020-09-08 14:51:20 UTC
Amount To Be Raised $18,397 Associated Brokers / Dealers N/A CIK Number 0001823737 Filed Document 0001823737-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:51:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Opportunity Partners U.S. Capital Solutions Fund, LLC See All Filings	D	2020-09-08 14:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823664 Filed Document 0001437749-20-019404 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Astraea, Inc. See All Filings	D	2020-09-08 14:41:07 UTC
Amount To Be Raised $4,664,152 Associated Brokers / Dealers N/A CIK Number 0001716471 Filed Document 0001716471-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:41:07 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tul Inc. See All Filings	D	2020-09-08 14:39:56 UTC
Amount To Be Raised $3,870,000 Associated Brokers / Dealers N/A CIK Number 0001823586 Filed Document 0001231919-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:39:56 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ponderosa Oasis Ltd See All Filings	D	2020-09-08 14:37:06 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001823426 Filed Document 0001823426-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:37:06 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hickory Flat MOB 2 Partners, LLC See All Filings	D	2020-09-08 14:36:27 UTC
Amount To Be Raised $2,870,000 Associated Brokers / Dealers N/A CIK Number 0001823498 Filed Document 0001823498-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:36:27 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Astraea, Inc. See All Filings	D	2020-09-08 14:35:05 UTC
Amount To Be Raised $6,948,806 Associated Brokers / Dealers N/A CIK Number 0001716471 Filed Document 0001716471-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Diablo Vista Fund, L.P. See All Filings	D/A	2020-09-08 14:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509548 Filed Document 0001509548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:20:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPC F1 50 PARTNERS LLC See All Filings	D	2020-09-08 14:18:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001823813 Filed Document 0001823813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:18:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ONCOSYNERGY, INC. See All Filings	D/A	2020-09-08 14:13:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556747 Filed Document 0001556747-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:13:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Monachil Private Credit Fund LP See All Filings	D/A	2020-09-08 14:09:51 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ERG Securities (US) LLC and SEEDCHANGE EXECUTION SERVICES INC. CIK Number 0001820798 Filed Document 0001013594-20-000688 Exclusions or Exemptions 506b Accepted Date 2020-09-08 14:09:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Valley Hotel LLC See All Filings	D	2020-09-08 13:50:26 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001823533 Filed Document 0001823533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:50:26 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Solo.io, Inc. See All Filings	D	2020-09-08 13:32:34 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001717656 Filed Document 0001717656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:32:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
C3 Metals Inc. See All Filings	D	2020-09-08 13:26:29 UTC
Amount To Be Raised $940,748 Associated Brokers / Dealers Ecoban Securities Corporation CIK Number 0001737319 Filed Document 0001062993-20-004376 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:26:29 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Preferred Equity Fund 5, LLC See All Filings	D	2020-09-08 13:16:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001823654 Filed Document 0001823654-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:16:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vida Diagnostics Inc See All Filings	D/A	2020-09-08 13:08:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001412108 Filed Document 0001437749-20-019398 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:08:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
HIC Haxall Fund I, LP See All Filings	D	2020-09-08 13:05:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001821529 Filed Document 0001821529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:05:47 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Kitchen Co. See All Filings	D	2020-09-08 13:05:17 UTC
Amount To Be Raised $19,984,996 Associated Brokers / Dealers N/A CIK Number 0001778911 Filed Document 0001778911-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:05:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDN, Inc. See All Filings	D	2020-09-08 13:04:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671675 Filed Document 0001671675-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:04:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Orion Mine Finance (Offshore) Fund Ill LP See All Filings	D/A	2020-09-08 13:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787410 Filed Document 0001822322-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-08 13:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Special Situations Domestic I, L.P. See All Filings	D	2020-09-08 12:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Solutions, LLC CIK Number 0001822008 Filed Document 0001822008-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Orthopedic Technologies, LLC See All Filings	D/A	2020-09-08 12:57:45 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Old City Securities CIK Number 0001594517 Filed Document 0001594517-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:57:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWARM Engineering, Inc. See All Filings	D	2020-09-08 12:51:47 UTC
Amount To Be Raised $474,573 Associated Brokers / Dealers N/A CIK Number 0001823602 Filed Document 0001823602-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:51:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONVERSION LABS, INC. See All Filings	D	2020-09-08 12:49:11 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0000948320 Filed Document 0001493152-20-017390 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:49:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Aviette BioProcessing, LLC See All Filings	D	2020-09-08 12:44:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001822940 Filed Document 0001822940-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:44:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Orion Mine Finance (Onshore) Fund Ill LP See All Filings	D/A	2020-09-08 12:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787367 Filed Document 0001822322-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Fund, LLC See All Filings	D/A	2020-09-08 12:35:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785474 Filed Document 0001785474-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:35:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2020-09-08 12:26:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc. and Purshe Kaplan Sterling Investments, Inc. CIK Number 0001745037 Filed Document 0001745037-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:26:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
CONVERSION LABS, INC. See All Filings	D	2020-09-08 12:23:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0000948320 Filed Document 0001493152-20-017388 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:23:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHC MF FUND I LLC See All Filings	D	2020-09-08 12:23:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001823777 Filed Document 0001823777-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:23:31 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance Co-Fund Ill LP See All Filings	D/A	2020-09-08 12:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787366 Filed Document 0001822322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Lake Partners LP See All Filings	D/A	2020-09-08 12:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497283 Filed Document 0001497283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:18:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORBSAT CORP See All Filings	D	2020-09-08 12:01:44 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001058307 Filed Document 0001493152-20-017386 Exclusions or Exemptions 506b Accepted Date 2020-09-08 12:01:44 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CCV Fund II LP See All Filings	D/A	2020-09-08 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001823123 Filed Document 0000947871-20-000728 Exclusions or Exemptions 506b Accepted Date 2020-09-08 11:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund