Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Avalon Investment Partners, LLC See All Filings	D	2020-09-09 09:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782508 Filed Document 0001192482-20-000694 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valor Opportunity Fund I, L.P. See All Filings	D/A	2020-09-09 09:54:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001785588 Filed Document 0001785590-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IceCap Strong Dollar Fund LP See All Filings	D/A	2020-09-09 09:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776640 Filed Document 0001776640-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Flamingo DST See All Filings	D/A	2020-09-09 09:48:22 UTC
Amount To Be Raised $58,277,704 Associated Brokers / Dealers Stax Capital, Lightpath Capital, Inc., Geat Point Capital LLC, McDermott Investment Services, LLC, Concorde Investment Services, LLC, DFPG Investments, LLC, Wealthforge Securities, LLC, Thornhill Securities, Inc., Integrity Brokerage Services, Inc., Ameritas Investment Company, LLC, Capulent LLC, Crown Capital Securities, L.P., Emerson Equity LLC, Metropolitan Capital Investment Banc, Inc., Berthel Fisher & Company Financial Services, Inc., Axiom Capital Management Inc., Growth Capital Services, Inc., Whitehall-Parker Securities, Inc., Willow Cove Investment Group, Inc., DAI Securities, LLC, and Purshe Kaplan Sterling Investments CIK Number 0001804003 Filed Document 0001804003-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:48:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hindsight Technology Solutions, Inc. See All Filings	D	2020-09-09 09:41:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001822264 Filed Document 0001822264-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:41:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
York232, LLC See All Filings	D	2020-09-09 09:32:18 UTC
Amount To Be Raised $2,537,800 Associated Brokers / Dealers N/A CIK Number 0001823913 Filed Document 0001823913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:32:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 275 See All Filings	D	2020-09-09 09:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001823838 Filed Document 0001823838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thryv Holdings, Inc. See All Filings	D	2020-09-09 09:00:33 UTC
Amount To Be Raised $700,261 Associated Brokers / Dealers I-Bankers Direct, LLC CIK Number 0001556739 Filed Document 0001556739-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-09 09:00:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Psionic, LLC See All Filings	D	2020-09-09 08:56:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724810 Filed Document 0001724810-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-09 08:56:21 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Osteonovus, Inc. See All Filings	D/A	2020-09-09 08:38:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001595323 Filed Document 0001595323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 08:38:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sea Suites Development LLC See All Filings	D	2020-09-09 08:34:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762830 Filed Document 0001762830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-09 08:34:23 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
BANCOLDEX CAPITAL FONDO DE FONDOS FEEDER CAPITAL PARA EMPRENDER L.P. See All Filings	D	2020-09-08 21:46:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001823511 Filed Document 0001823511-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 21:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Catalyst, Inc. See All Filings	D	2020-09-08 21:21:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001636422 Filed Document 0001104659-20-103183 Exclusions or Exemptions 506b Accepted Date 2020-09-08 21:21:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SPVI Foraker, LLC See All Filings	D	2020-09-08 21:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823845 Filed Document 0001567619-20-016551 Exclusions or Exemptions 506b Accepted Date 2020-09-08 21:13:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheum Feeder Fund Ltd See All Filings	D/A	2020-09-08 20:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788067 Filed Document 0001788067-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 20:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic High Conviction Series A, a segregated series of Axonic IDF LLC See All Filings	D/A	2020-09-08 20:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001636504 Filed Document 0001636504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 20:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Axonic High Conviction Series A TDF, a group of segregated series of Marble Hill Funds LLC See All Filings	D/A	2020-09-08 20:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636503 Filed Document 0001636503-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 20:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Sonder Futures I Partners Fund, L.P. See All Filings	D	2020-09-08 20:07:29 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001821263 Filed Document 0001821263-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 20:07:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepoint Development Partners Fund I LLC See All Filings	D	2020-09-08 18:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823192 Filed Document 0001823192-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 18:54:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Stonepoint Development Management LLC See All Filings	D	2020-09-08 18:53:20 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001823193 Filed Document 0001823193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 18:53:20 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
InCommercial Net Lease DST 2 See All Filings	D	2020-09-08 18:49:12 UTC
Amount To Be Raised $7,780,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001823782 Filed Document 0001823782-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 18:49:12 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Claravine, Inc. See All Filings	D	2020-09-08 18:08:59 UTC
Amount To Be Raised $5,250,002 Associated Brokers / Dealers N/A CIK Number 0001739526 Filed Document 0001739526-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 18:08:59 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MicroTransponder, Inc. See All Filings	D	2020-09-08 18:06:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001489993 Filed Document 0001489993-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 18:06:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
1402 Tacoma OZ Fund LLC See All Filings	D	2020-09-08 17:33:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001823847 Filed Document 0001823847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:33:31 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
1011 RESTAURANT GROUP, LLC See All Filings	D/A	2020-09-08 17:24:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers MARCH CAPITAL CORP. CIK Number 0001792517 Filed Document 0001792517-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:24:42 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
NANOSPECTRA BIOSCIENCES INC See All Filings	D	2020-09-08 17:18:32 UTC
Amount To Be Raised $11,264,664 Associated Brokers / Dealers N/A CIK Number 0001260533 Filed Document 0001260533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:18:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nava Pouch Inc. See All Filings	D	2020-09-08 17:17:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001820677 Filed Document 0001820677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:17:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Star Mountain Credit Opportunities Fund, LP See All Filings	D/A	2020-09-08 17:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786835 Filed Document 0001786835-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timberline Resources Corp See All Filings	D	2020-09-08 17:11:09 UTC
Amount To Be Raised $10,427,273 Associated Brokers / Dealers Scarsdale Equities, LLC CIK Number 0001288750 Filed Document 0001567619-20-016549 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:11:09 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Bpifrance Hexagone 1 FPCI See All Filings	D	2020-09-08 17:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triago CIK Number 0001823816 Filed Document 0001823816-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Point Specialty Credit Fund II, L.P. See All Filings	D/A	2020-09-08 17:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781994 Filed Document 0000950142-20-002179 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:06:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OVERLOOK PARTNERS FUND L P See All Filings	D/A	2020-09-08 17:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896770 Filed Document 0001567619-20-016547 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
RCP SOF III Overage Fund, LP See All Filings	D	2020-09-08 17:01:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001823829 Filed Document 0001823829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 17:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OR OPPORTUNISTIC I (H), L.P. See All Filings	D	2020-09-08 16:54:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001823114 Filed Document 0001823114-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:54:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True VC, LLC - Series I See All Filings	D	2020-09-08 16:41:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001823401 Filed Document 0001823401-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:41:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CLXXI Eagle Ridge, LLC See All Filings	D	2020-09-08 16:39:26 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001823828 Filed Document 0001823828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:39:26 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Big Oak Partners Fund, LP See All Filings	D/A	2020-09-08 16:32:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751334 Filed Document 0001780492-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum Directus Offshore Fund Ltd See All Filings	D/A	2020-09-08 16:31:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551984 Filed Document 0001315863-20-000761 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:31:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Prometheus Therapeutics Inc. See All Filings	D	2020-09-08 16:24:59 UTC
Amount To Be Raised $697,209 Associated Brokers / Dealers N/A CIK Number 0001823161 Filed Document 0001823161-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:24:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CP Fund I, a series of Fourth Realm Funds, LP See All Filings	D	2020-09-08 16:23:41 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001823811 Filed Document 0001823811-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luminar Technologies, Inc. See All Filings	D	2020-09-08 16:17:51 UTC
Amount To Be Raised $199,999,878 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001781531 Filed Document 0001781531-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:17:51 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CE Fund I, a series of Todd and Rahul s Angel Deals, LP See All Filings	D	2020-09-08 16:13:41 UTC
Amount To Be Raised $98,500 Associated Brokers / Dealers N/A CIK Number 0001823801 Filed Document 0001823801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:13:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookside-Samson Partners, LP See All Filings	D/A	2020-09-08 16:11:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716568 Filed Document 0001716568-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade BBQ CK-01, a series of SAX Capital Series Fund III, LP See All Filings	D	2020-09-08 16:08:39 UTC
Amount To Be Raised $714,350 Associated Brokers / Dealers N/A CIK Number 0001823849 Filed Document 0001823849-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:08:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shinbone Alley, L.P. See All Filings	D/A	2020-09-08 16:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234282 Filed Document 0001234282-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CNH Finance, L.P. See All Filings	D/A	2020-09-08 16:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765259 Filed Document 0001765259-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-08 16:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Valor Venture Fund III, L.P. See All Filings	D/A	2020-09-08 15:57:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001785590 Filed Document 0001785590-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VASCUGENIX INC. See All Filings	D/A	2020-09-08 15:55:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001786847 Filed Document 0001786847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:55:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
FourWorld Special Opportunities Fund, LLC See All Filings	D/A	2020-09-08 15:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC and OLD CITY SECURITIES LLC CIK Number 0001739659 Filed Document 0000919574-20-005717 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:52:16 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FourWorld Event Opportunities Partners, LP See All Filings	D/A	2020-09-08 15:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001704389 Filed Document 0000919574-20-005715 Exclusions or Exemptions 506b Accepted Date 2020-09-08 15:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity