Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Piney Lake Opportunities ECI Master Fund LP See All Filings	D/A	2020-09-11 11:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746773 Filed Document 0000902664-20-003282 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EighthNote Capital LP See All Filings	D/A	2020-09-11 11:14:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713965 Filed Document 0000919574-20-005796 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:14:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Piney Lake Opportunities Fund LP See All Filings	D/A	2020-09-11 11:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745979 Filed Document 0000902664-20-003281 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piney Lake Opportunities Offshore Fund LP See All Filings	D/A	2020-09-11 11:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746265 Filed Document 0000902664-20-003280 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunistic Value Fund See All Filings	D/A	2020-09-11 11:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715580 Filed Document 0001549686-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:10:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Overseas Fund Ltd See All Filings	D/A	2020-09-11 11:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001388567 Filed Document 0000902664-20-003279 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:08:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2020-09-11 11:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., RONALD JAMES SHORTENHAUS, Jeff Pettiford, and Sean Spillane CIK Number 0001114342 Filed Document 0001114342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Partners Fund LP See All Filings	D/A	2020-09-11 11:06:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001470636 Filed Document 0000902664-20-003278 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:06:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Evecxia, Inc. See All Filings	D/A	2020-09-11 11:05:58 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001736859 Filed Document 0001736859-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:05:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MCG Raleigh Investors Pref, LLC See All Filings	D/A	2020-09-11 11:04:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Arete Wealth Management, LLC, DAI SECURITIES, LLC, DEMPSEY LORD SMITH, LLC, INTERCAROLINA FINANCIAL SERVICES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., and WESTPARK CAPITAL, INC. CIK Number 0001810697 Filed Document 0001810697-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:04:45 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NICHE INTERACTIVE MEDIA INC. See All Filings	D	2020-09-11 11:02:39 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001699045 Filed Document 0001699045-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 11:02:39 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2020-09-11 10:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., RONALD JAMES SHORTENHAUS, Jeff Pettiford, and Sean Spillane CIK Number 0001555669 Filed Document 0001555669-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy III Co-Invest, L.P. See All Filings	D	2020-09-11 10:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823713 Filed Document 0001823713-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund See All Filings	D/A	2020-09-11 10:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684384 Filed Document 0000902664-20-003277 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWING MORRIS FLEXIBLE FIXED INCOME TRUST FUND See All Filings	D/A	2020-09-11 10:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787961 Filed Document 0001405086-20-000274 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EWING MORRIS OPPORTUNITIES TRUST FUND See All Filings	D/A	2020-09-11 10:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621232 Filed Document 0001405086-20-000273 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:34:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2020-09-11 10:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, JOE DON COLE, BARRY DOUGLAS PAVLO, Touchstone Securities, Inc., RONALD JAMES SHORTENHAUS, Jeff Pettiford, and Sean Spillane CIK Number 0001565712 Filed Document 0001565712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:34:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Findlay Ranch II, LLC See All Filings	D	2020-09-11 10:33:34 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001824288 Filed Document 0001824288-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-09-11 10:33:34 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Dabra Capital Fund I, Ltd. See All Filings	D/A	2020-09-11 10:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788275 Filed Document 0001405086-20-000272 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:33:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Velt Partners Fund LLC See All Filings	D/A	2020-09-11 10:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655503 Filed Document 0000919574-20-005794 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2020-09-11 10:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lord Abbett Short Duration Credit Trust See All Filings	D/A	2020-09-11 10:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001653088 Filed Document 0001653088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic CRE Distressed Fund, LP See All Filings	D/A	2020-09-11 10:21:11 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001696079 Filed Document 0001696079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, Ltd. See All Filings	D/A	2020-09-11 10:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618065 Filed Document 0001012975-20-000714 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clayton, Dubilier & Rice XI (Scotland), L.P. See All Filings	D/A	2020-09-11 10:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001807456 Filed Document 0001807456-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silvercrest Jefferson Fund, L.P. See All Filings	D/A	2020-09-11 10:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-20-000713 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Navemar Capital Fund LP See All Filings	D/A	2020-09-11 10:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753036 Filed Document 0001753036-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clayton, Dubilier & Rice Fund XI, L.P. See All Filings	D/A	2020-09-11 10:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001807420 Filed Document 0001807420-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-09-11 10:00:02 UTC
Amount To Be Raised $450,784,341 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., WealthForge Securities, LLC, Tony Barouti, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Michael C. Pak, James R. Larew, Western International Securities Inc., Ameriprise Financial Services Inc., Dennis P. Thurman, Adam Carmel, Gregory J. Meyer, Robert A. Horning, George Kuruvilla, David B. Levinson, Evan Thurmond, Scott Sells, Adam Coop, Samuel Barber, John E Freiburger, and Ran Fuchs CIK Number 0001773819 Filed Document 0001773819-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-09-11 10:00:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILLTOP SECURITIES INC. See All Filings	D/A	2020-09-11 09:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000891055 Filed Document 0000891055-20-000038 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:59:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SSI Hedged Convertible Opportunity Fund, L.P. See All Filings	D/A	2020-09-11 09:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177950 Filed Document 0000919574-20-005790 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPTA Denali, LLC See All Filings	D	2020-09-11 09:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823846 Filed Document 0001567619-20-016622 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Mercury Co-Investor, L.P. See All Filings	D	2020-09-11 09:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823692 Filed Document 0001823692-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:54:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tally Street, Inc. See All Filings	D	2020-09-11 09:52:22 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778540 Filed Document 0001778540-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:52:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Diversified (Tax Exempt), L.P. See All Filings	D/A	2020-09-11 09:40:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611991 Filed Document 0001519924-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:40:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BEP Investors LLC, Series ASI See All Filings	D	2020-09-11 09:35:53 UTC
Amount To Be Raised $7,227,000 Associated Brokers / Dealers N/A CIK Number 0001822705 Filed Document 0001398344-20-018416 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:35:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEP ASI Investors LLC See All Filings	D	2020-09-11 09:32:41 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001823564 Filed Document 0001398344-20-018414 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:32:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. See All Filings	D/A	2020-09-11 09:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588336 Filed Document 0001012975-20-000712 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:32:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wingspan Credit Opportunities Fund LP See All Filings	D	2020-09-11 09:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814801 Filed Document 0001814801-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.R.T. International Investors (USA) LLC See All Filings	D/A	2020-09-11 09:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399415 Filed Document 0001012975-20-000711 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:26:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glacier Pass Partners LP See All Filings	D/A	2020-09-11 09:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737303 Filed Document 0001737303-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARINER 2020 PRIVATE OPPORTUNITIES FUND LP See All Filings	D	2020-09-11 09:20:42 UTC
Amount To Be Raised $18,125,000 Associated Brokers / Dealers N/A CIK Number 0001823858 Filed Document 0001823858-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 North Latitude Fund LP See All Filings	D/A	2020-09-11 09:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652261 Filed Document 0001104659-20-104238 Exclusions or Exemptions 506b Accepted Date 2020-09-11 09:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Storage Seven Fields, LLC See All Filings	D	2020-09-11 08:52:39 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers None CIK Number 0001822039 Filed Document 0001822039-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 08:52:39 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Bongiovi Media & Technology, Inc. See All Filings	D	2020-09-11 08:01:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001545049 Filed Document 0001683168-20-003100 Exclusions or Exemptions 506b Accepted Date 2020-09-11 08:01:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Telligent Greater China Value Fund, LP See All Filings	D	2020-09-11 06:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603068 Filed Document 0001603068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 06:49:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telligent Greater China Fund, LP See All Filings	D	2020-09-11 06:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 06:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAWN SHOP, LLC See All Filings	D	2020-09-10 21:43:45 UTC
Amount To Be Raised $702,420 Associated Brokers / Dealers N/A CIK Number 0001798697 Filed Document 0001798697-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-10 21:43:45 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Asia Realty Holdings IV, L.P. See All Filings	D/A	2020-09-10 21:42:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748927 Filed Document 0001748927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-10 21:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Asia Realty Fund IV, L.P. See All Filings	D/A	2020-09-10 21:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748924 Filed Document 0001748924-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-10 21:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund