Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zulu Enterprises, LLC See All Filings	D	2020-09-11 17:22:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001732941 Filed Document 0001732941-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:22:58 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spoke Barton Apartments, LLC See All Filings	D	2020-09-11 17:22:56 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers Spoke Financial, LLC CIK Number 0001824527 Filed Document 0001824527-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:22:56 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EDGESTREAM SUMATRA FUND, LP See All Filings	D/A	2020-09-11 17:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216946 Filed Document 0001315863-20-000773 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Nias Fund, Ltd. See All Filings	D/A	2020-09-11 17:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496123 Filed Document 0001315863-20-000772 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Extended Tactical Futures Fund, L.P. See All Filings	D/A	2020-09-11 17:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726473 Filed Document 0001315863-20-000771 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Extended Tactical Fund, Ltd. See All Filings	D/A	2020-09-11 17:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726475 Filed Document 0001315863-20-000770 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edgestream Extended Tactical Fund, L.P. See All Filings	D/A	2020-09-11 17:05:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726527 Filed Document 0001315863-20-000769 Exclusions or Exemptions 506b Accepted Date 2020-09-11 17:05:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Proof Capital Alternative Income Fund See All Filings	D	2020-09-11 16:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823802 Filed Document 0001823802-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets $Not Applicable Type of Security Equity
SPICEOLOGY, INC. See All Filings	D	2020-09-11 16:55:40 UTC
Amount To Be Raised $4,657,948 Associated Brokers / Dealers N/A CIK Number 0001713054 Filed Document 0001713054-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:55:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FCA Establishment (Austin) Parent, LLC See All Filings	D/A	2020-09-11 16:54:52 UTC
Amount To Be Raised $8,180,000 Associated Brokers / Dealers First Trust Portfolios L.P. CIK Number 0001824196 Filed Document 0001445546-20-004316 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:54:52 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Private Technology Opportunities LLC See All Filings	D/A	2020-09-11 16:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001787852 Filed Document 0001824214-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYSIDE CREDIT See All Filings	D	2020-09-11 16:45:30 UTC
Amount To Be Raised $322,000 Associated Brokers / Dealers n/a CIK Number 0001776796 Filed Document 0001776796-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:45:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Proof Capital Alternative Growth Fund See All Filings	D	2020-09-11 16:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823803 Filed Document 0001823803-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:43:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets $Not Applicable Type of Security Equity
Private Technology Opportunities Offshore SCSp See All Filings	D/A	2020-09-11 16:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001787853 Filed Document 0001824214-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electronic Lab Logs, Inc. See All Filings	D	2020-09-11 16:41:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714947 Filed Document 0001714947-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:41:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Utz Brands, Inc. See All Filings	D	2020-09-11 16:39:30 UTC
Amount To Be Raised $15,238,289 Associated Brokers / Dealers N/A CIK Number 0001739566 Filed Document 0001739566-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:39:30 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Extend, Inc. See All Filings	D	2020-09-11 16:32:25 UTC
Amount To Be Raised $40,024,983 Associated Brokers / Dealers N/A CIK Number 0001769582 Filed Document 0001769582-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:32:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Brownstones, LLC See All Filings	D	2020-09-11 16:32:12 UTC
Amount To Be Raised $4,305,000 Associated Brokers / Dealers N/A CIK Number 0001823954 Filed Document 0001823954-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:32:12 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Neuberger Berman (PF) Strategic Income Fund LLC See All Filings	D	2020-09-11 16:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821339 Filed Document 0001821339-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdane Edda K Co-Invest AB See All Filings	D	2020-09-11 16:05:44 UTC
Amount To Be Raised $9,094,592 Associated Brokers / Dealers N/A CIK Number 0001810499 Filed Document 0001012975-20-000715 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONJ Fund Alignment & Incentive Reform, L.P. See All Filings	D/A	2020-09-11 16:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716172 Filed Document 0001820007-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-09-11 16:02:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENEREX BIOTECHNOLOGY CORP See All Filings	D	2020-09-11 15:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dawson James Securities, Inc CIK Number 0001059784 Filed Document 0001607062-20-000262 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:59:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Market Advantage II, Ltd. See All Filings	D/A	2020-09-11 15:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585780 Filed Document 0001820007-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAGELLAN GOLD Corp See All Filings	D/A	2020-09-11 15:48:36 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:48:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SCOPIA INTERNATIONAL LTD See All Filings	D/A	2020-09-11 15:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341006 Filed Document 0000919574-20-005842 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Novo Resources Corp. See All Filings	D	2020-09-11 15:43:32 UTC
Amount To Be Raised $34,351,415 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001536674 Filed Document 0001536674-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:43:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Pines of Southlake, LLC See All Filings	D	2020-09-11 15:43:23 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001822121 Filed Document 0001445866-20-001323 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:43:23 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
FCA Establishment (Austin) Parent, LLC See All Filings	D	2020-09-11 15:42:58 UTC
Amount To Be Raised $8,180,000 Associated Brokers / Dealers First Trust Portfolios L.P. CIK Number 0001824196 Filed Document 0001445546-20-004314 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:42:58 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Scopia PX LLC See All Filings	D/A	2020-09-11 15:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301882 Filed Document 0000919574-20-005840 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:38:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Merger Partners LLC See All Filings	D/A	2020-09-11 15:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684337 Filed Document 0001820007-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:36:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CyberConIQ, Inc. See All Filings	D	2020-09-11 15:33:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001787156 Filed Document 0001567619-20-016634 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:33:56 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
44 Bearfoot Investor LLC See All Filings	D	2020-09-11 15:33:09 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001824511 Filed Document 0001824511-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:33:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWER 14 MSP PLATFORM I, L.P. See All Filings	D/A	2020-09-11 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789104 Filed Document 0001789104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:30:08 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA PX INTERNATIONAL LTD See All Filings	D/A	2020-09-11 15:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350984 Filed Document 0000919574-20-005838 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Other Fund, L.P. See All Filings	D/A	2020-09-11 15:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652750 Filed Document 0001652750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antara Capital Onshore Fund LP See All Filings	D/A	2020-09-11 15:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752918 Filed Document 0001315863-20-000768 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antara Capital Offshore Fund Ltd See All Filings	D/A	2020-09-11 15:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752993 Filed Document 0001315863-20-000767 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:21:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cerrado Gold Inc. See All Filings	D	2020-09-11 15:20:07 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001824227 Filed Document 0001062993-20-004464 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:20:07 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VIN-16 Neurexis Therapeutics, LLC See All Filings	D	2020-09-11 15:14:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001824299 Filed Document 0001824299-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:14:08 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Venn Growth Partners HGE LP See All Filings	D	2020-09-11 15:09:23 UTC
Amount To Be Raised $2,207,500 Associated Brokers / Dealers N/A CIK Number 0001823851 Filed Document 0001823852-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:09:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caerus DT Fund, LLC See All Filings	D/A	2020-09-11 15:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001820007-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petershill IV Offshore SCSp See All Filings	D/A	2020-09-11 15:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC and Morgan Stanley Smith Barney LLC CIK Number 0001787415 Filed Document 0001824214-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petershill IV Offshore Feeder LP See All Filings	D/A	2020-09-11 15:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC and Morgan Stanley Smith Barney LLC CIK Number 0001787299 Filed Document 0001824214-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petershill IV LLC See All Filings	D/A	2020-09-11 15:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC and Morgan Stanley Smith Barney LLC CIK Number 0001787300 Filed Document 0001824214-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:04:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARC1 Capital LP See All Filings	D	2020-09-11 15:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823827 Filed Document 0001823827-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Health Care Solutions Inc. See All Filings	D	2020-09-11 15:01:45 UTC
Amount To Be Raised $1,035,793 Associated Brokers / Dealers N/A CIK Number 0001713740 Filed Document 0001713740-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-11 15:01:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Global Diversified Lending Fund, L.P. See All Filings	D/A	2020-09-11 14:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750943 Filed Document 0001750943-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 14:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH Fund I, LLC See All Filings	D	2020-09-11 14:57:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001824481 Filed Document 0001824481-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 14:57:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venn Growth Partners CC LP See All Filings	D	2020-09-11 14:55:49 UTC
Amount To Be Raised $132,500 Associated Brokers / Dealers N/A CIK Number 0001823852 Filed Document 0001823852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 14:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
iPourIt, Inc. See All Filings	D	2020-09-11 14:55:37 UTC
Amount To Be Raised $1,000,475 Associated Brokers / Dealers N/A CIK Number 0001636465 Filed Document 0001636465-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-11 14:55:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity