Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AZTherapies, INC See All Filings	D	2020-09-14 17:39:58 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:39:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Foreign Equity Fund See All Filings	D/A	2020-09-14 17:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531776 Filed Document 0001531776-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LexPine Capital Fund, LP See All Filings	D/A	2020-09-14 17:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753450 Filed Document 0001753450-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Peak Partners (Lark), LP See All Filings	D	2020-09-14 17:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824613 Filed Document 0001824613-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:26:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AV Real Estate Fund, LLC See All Filings	D/A	2020-09-14 17:26:34 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001676799 Filed Document 0001676799-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AKRON FUSION VENTURES SPV I, LP See All Filings	D	2020-09-14 17:23:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001824719 Filed Document 0001824719-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:23:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Holdings, L.P. See All Filings	D/A	2020-09-14 17:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651368 Filed Document 0001567619-20-016695 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:22:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seven Bridges Partners Fund LP See All Filings	D/A	2020-09-14 17:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586065 Filed Document 0001586065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVA Avenue Pref Investors LLC See All Filings	D	2020-09-14 17:17:04 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001824207 Filed Document 0001824207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:17:04 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
conDati, Inc. See All Filings	D	2020-09-14 17:16:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714878 Filed Document 0001714878-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fyusion, Inc. See All Filings	D	2020-09-14 17:16:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001609083 Filed Document 0001609083-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:16:07 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BVA Avenue Investors LLC See All Filings	D	2020-09-14 17:15:55 UTC
Amount To Be Raised $52,276,000 Associated Brokers / Dealers N/A CIK Number 0001824206 Filed Document 0001824206-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:15:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VIDA HERMOSA LLC See All Filings	D	2020-09-14 17:15:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001793933 Filed Document 0001793933-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:15:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Team8 FinTech Partners I, L.P. See All Filings	D	2020-09-14 17:10:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001824707 Filed Document 0001824707-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2 E Boulder LLC See All Filings	D	2020-09-14 17:09:14 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001824012 Filed Document 0001824012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:09:14 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LAX Partners, LLC See All Filings	D	2020-09-14 17:07:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001822623 Filed Document 0001567619-20-016692 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:07:50 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARROWROOT CAPITAL IV, L.P. See All Filings	D/A	2020-09-14 17:04:07 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001749287 Filed Document 0001749287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 17:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zenus Fund LLC See All Filings	D	2020-09-14 16:56:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Francisco Jose Rivera Hernandez CIK Number 0001823417 Filed Document 0001823417-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:56:47 UTC Type of Offering D Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Debt
Obsidian Relative Value Strategy Fund, Ltd. See All Filings	D/A	2020-09-14 16:56:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752928 Filed Document 0001820007-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:56:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Passco Mellody Farm DST See All Filings	D/A	2020-09-14 16:56:26 UTC
Amount To Be Raised $41,425,000 Associated Brokers / Dealers William Olaf Passo, Adriana Angela Olsen, Ronald David Birnbaum, Frederick E. Hubler, Jr., Brian Thomas Lombardo, Christina Lindsey Orta, John Cunningham Lindsey, Joseph Rowell Fraser, Brad Watt, Concorde Investment Services, LLC, Michael Lawrence Cruz, DAI Securities, LLC, DFPG Investments, LLC, Marilee Ann Hill, Stephen Philip Mark, Zack Steven Brough, Bryan Stuart Kocen, Jeffrey MacDonald Holt, Peter Alexander Finnegan, Independent Financial Group, LLC, Giovanni Migliaccio, Kevin Patrick Fitzgerald, Gregory Scott Teal, Larry Richard Law, Donald Samuel Meredith, Frank Piscitelli, Leslie Margaret Pappas, Paul Getty, Robert Alan Horning, David Harris Freedman, Robert Alan Horning, Adam Jack Bryan, Eric Arthur Bicknese, Kyle George Corgan, Sonya Lee Gotz, Catherine Nadine King, Robert Raymond Butts, Kyle James DePasquale, Anthony Brown, Stacey Jim Morimoto, Terry Donald Deever, David P. Dahill, Thomas Book Jahncke, Neil Eric Elmouchi, Betty L. Friant, Chay Thomas Lapin, John P. Harvey, Jr., Stephen Paul Haskell, and Robert J. Loo CIK Number 0001800728 Filed Document 0001800728-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:56:26 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man FRM CA SPC, on behalf of & for the account of GM-1 SP See All Filings	D/A	2020-09-14 16:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001752990 Filed Document 0001824651-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:55:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAX Fund I, a series of Ault Krug Ventures, LP See All Filings	D	2020-09-14 16:54:15 UTC
Amount To Be Raised $133,126 Associated Brokers / Dealers N/A CIK Number 0001824643 Filed Document 0001824643-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:54:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Diversified Fund LP See All Filings	D/A	2020-09-14 16:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExoLytics, Inc. See All Filings	D	2020-09-14 16:50:38 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001818392 Filed Document 0001818392-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:50:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FO Fund I, a series of Chris Golda Investments, LP See All Filings	D	2020-09-14 16:49:13 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001824644 Filed Document 0001824644-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cat Rock Opportunities Fund II LP See All Filings	D	2020-09-14 16:39:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001824651 Filed Document 0001824651-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:39:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neogene Therapeutics, Inc. See All Filings	D	2020-09-14 16:37:19 UTC
Amount To Be Raised $110,000,049 Associated Brokers / Dealers N/A CIK Number 0001757966 Filed Document 0001437749-20-019679 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:37:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Offshore Fund, Ltd. See All Filings	D/A	2020-09-14 16:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J P Morgan Securities LLC, Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and IVP Capital, LLC CIK Number 0001300970 Filed Document 0001300970-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CIG Fox Hill Apartments LLC See All Filings	D	2020-09-14 16:33:15 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001823834 Filed Document 0001823834-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:33:15 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CL DAL Opportunities Feeder, L.P. See All Filings	D	2020-09-14 16:31:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823866 Filed Document 0001823866-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:31:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2020-09-14 16:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and UBS Financial Services Inc. CIK Number 0001341762 Filed Document 0001341762-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CIG SDOD LLC See All Filings	D	2020-09-14 16:28:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001823835 Filed Document 0001823835-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:28:46 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakmark International Equity L.P. See All Filings	D/A	2020-09-14 16:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124046 Filed Document 0001393725-20-000109 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AVITUS ORTHOPAEDICS, INC. See All Filings	D	2020-09-14 16:24:36 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001657679 Filed Document 0001657679-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:24:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Oakmark Global Equity L.P. See All Filings	D/A	2020-09-14 16:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406950 Filed Document 0001393725-20-000108 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CL DAL Opportunities, L.P. See All Filings	D	2020-09-14 16:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824269 Filed Document 0001824269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:23:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wildeye Inc. See All Filings	D	2020-09-14 16:21:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001823607 Filed Document 0001823607-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:21:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
TWO SIGMA COMPASS CAYMAN FUND, LTD. See All Filings	D/A	2020-09-14 16:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470920 Filed Document 0000919574-20-005857 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Fund II, LP See All Filings	D/A	2020-09-14 16:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787830 Filed Document 0001104659-20-104820 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:14:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER, L.P. See All Filings	D/A	2020-09-14 16:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300117 Filed Document 0001300117-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:11:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venn Biosciences Corp See All Filings	D/A	2020-09-14 16:11:26 UTC
Amount To Be Raised $33,689,885 Associated Brokers / Dealers N/A CIK Number 0001756172 Filed Document 0001756172-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:11:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deep Basin Long-Short Fund Ltd See All Filings	D/A	2020-09-14 16:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716738 Filed Document 0001716738-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastalSouth Bancshares, Inc. See All Filings	D	2020-09-14 16:05:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Piper Sandler & Co. CIK Number 0001297107 Filed Document 0001297107-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:05:15 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Deep Basin Long-Short Fund LP See All Filings	D/A	2020-09-14 16:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716527 Filed Document 0001716527-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEELOS THERAPEUTICS, INC. See All Filings	D	2020-09-14 16:02:11 UTC
Amount To Be Raised $5,584,950 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001017491 Filed Document 0001017491-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:02:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
HCP ABSOLUTE RETURN FUND AI, L.P. See All Filings	D/A	2020-09-14 16:00:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300112 Filed Document 0001300112-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 16:00:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND, L.P. See All Filings	D/A	2020-09-14 15:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300116 Filed Document 0001300116-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-14 15:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Innovation Fund LLC See All Filings	D	2020-09-14 15:48:34 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001824621 Filed Document 0001824621-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-14 15:48:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWEST BIOTHERAPEUTICS INC See All Filings	D	2020-09-14 15:45:18 UTC
Amount To Be Raised $2,590,203 Associated Brokers / Dealers N/A CIK Number 0001072379 Filed Document 0001104659-20-104799 Exclusions or Exemptions 506b Accepted Date 2020-09-14 15:45:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
TWO SIGMA SUNSIGMA FUND, LLC See All Filings	D/A	2020-09-14 15:38:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752623 Filed Document 0000919574-20-005855 Exclusions or Exemptions 506b Accepted Date 2020-09-14 15:38:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity