Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tectonic Audio Labs Inc. See All Filings	D	2020-09-15 15:09:48 UTC
Amount To Be Raised $10,070,900 Associated Brokers / Dealers Clear Creek Financial Management, LLC CIK Number 0001670378 Filed Document 0001670378-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 15:09:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Polysight I LLC See All Filings	D/A	2020-09-15 15:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610812 Filed Document 0001581246-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-15 15:06:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Viable Fit, Inc. See All Filings	D	2020-09-15 15:01:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001824830 Filed Document 0001824830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 15:01:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fybraworks Foods, Inc See All Filings	D	2020-09-15 14:57:15 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001824682 Filed Document 0001824682-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:57:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Seegrid Corp See All Filings	D/A	2020-09-15 14:53:52 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001634707 Filed Document 0001634707-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:53:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
IN Fund I, a series of Socially Financed, LP See All Filings	D	2020-09-15 14:35:19 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers N/A CIK Number 0001824840 Filed Document 0001824840-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CE Fund II, a series of AirAngels Investor Syndicate, LP See All Filings	D	2020-09-15 14:30:19 UTC
Amount To Be Raised $239,805 Associated Brokers / Dealers N/A CIK Number 0001824838 Filed Document 0001824838-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:30:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visio Financial Services Inc. See All Filings	D/A	2020-09-15 14:26:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567252 Filed Document 0001567252-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:26:30 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CU Fund II, a series of Unpopular VC, LP See All Filings	D	2020-09-15 14:25:19 UTC
Amount To Be Raised $175,191 Associated Brokers / Dealers N/A CIK Number 0001824837 Filed Document 0001824837-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:25:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flying Fish Fund II, LP See All Filings	D	2020-09-15 14:23:22 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001823237 Filed Document 0001012975-20-000727 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EN Fund I, a series of Good Capital Syndicates, LP See All Filings	D	2020-09-15 14:20:24 UTC
Amount To Be Raised $124,500 Associated Brokers / Dealers N/A CIK Number 0001824841 Filed Document 0001824841-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everlaw, Inc. See All Filings	D	2020-09-15 14:10:44 UTC
Amount To Be Raised $77,999,971 Associated Brokers / Dealers N/A CIK Number 0001514199 Filed Document 0001514199-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:10:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RECURSION PHARMACEUTICALS, INC. See All Filings	D	2020-09-15 14:07:53 UTC
Amount To Be Raised $235,506,731 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 14:07:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
2020 Tactical Market Fund LP See All Filings	D	2020-09-15 13:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001824554 Filed Document 0001824554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:59:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United First Responders Brands, Inc See All Filings	D	2020-09-15 13:49:24 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001823975 Filed Document 0001214659-20-007865 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:49:24 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
VI Fund I, a series of FJ Labs Funds, LP See All Filings	D	2020-09-15 13:45:21 UTC
Amount To Be Raised $1,758,000 Associated Brokers / Dealers N/A CIK Number 0001824798 Filed Document 0001824798-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IB Investment Vehicle LLC See All Filings	D	2020-09-15 13:45:10 UTC
Amount To Be Raised $12,939,000 Associated Brokers / Dealers N/A CIK Number 0001824687 Filed Document 0001824687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:45:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SELKIRK PHARMA, INC. See All Filings	D	2020-09-15 13:41:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001732446 Filed Document 0001732446-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:41:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Trill Impact (No.2) SCSp See All Filings	D	2020-09-15 13:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Acalyx Advisors, Inc. CIK Number 0001781168 Filed Document 0001781168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:41:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HeyAutofill, Inc. See All Filings	D	2020-09-15 13:41:02 UTC
Amount To Be Raised $5,999,997 Associated Brokers / Dealers N/A CIK Number 0001824699 Filed Document 0001824699-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:41:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEA Fund I, a series of DV Deals, LP See All Filings	D	2020-09-15 13:40:25 UTC
Amount To Be Raised $148,176 Associated Brokers / Dealers N/A CIK Number 0001824801 Filed Document 0001824801-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trill Impact (No.1) SCSp See All Filings	D/A	2020-09-15 13:37:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Acalyx Advisors, Inc. CIK Number 0001781088 Filed Document 0001781088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:37:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPICEOLOGY, INC. See All Filings	D/A	2020-09-15 13:36:21 UTC
Amount To Be Raised $4,957,953 Associated Brokers / Dealers N/A CIK Number 0001713054 Filed Document 0001713054-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:36:21 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TrialSight, Inc. See All Filings	D	2020-09-15 13:33:41 UTC
Amount To Be Raised $6,569,983 Associated Brokers / Dealers N/A CIK Number 0001824816 Filed Document 0001824605-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:33:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NotCo Ltd See All Filings	D/A	2020-09-15 13:32:49 UTC
Amount To Be Raised $85,000,004 Associated Brokers / Dealers N/A CIK Number 0001769656 Filed Document 0001769656-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:32:49 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Equity
SBB Research Group Investors IV LLC See All Filings	D/A	2020-09-15 13:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581246 Filed Document 0001581246-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GXP CDMO BIOPHARMA LLC See All Filings	D	2020-09-15 13:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824596 Filed Document 0001824596-20-000002 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2020-09-15 13:19:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Propy, Inc. See All Filings	D	2020-09-15 13:17:57 UTC
Amount To Be Raised $1,701,010 Associated Brokers / Dealers N/A CIK Number 0001823988 Filed Document 0001823988-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:17:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Securisyn Medical, LLC See All Filings	D	2020-09-15 13:17:37 UTC
Amount To Be Raised $3,097,500 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001567619-20-016713 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:17:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ready Responders, Inc. See All Filings	D	2020-09-15 13:17:28 UTC
Amount To Be Raised $54,000,348 Associated Brokers / Dealers N/A CIK Number 0001737374 Filed Document 0001737374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:17:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
STFG Water Fund, LLC See All Filings	D/A	2020-09-15 13:10:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001811628 Filed Document 0001654954-20-010101 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:10:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Campbell Offshore Fund Ltd SPC See All Filings	D/A	2020-09-15 13:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers L.P. Capital Advisors, Limited and River Wey Capital LLP CIK Number 0001390565 Filed Document 0001390565-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 13:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
phase2body, inc. See All Filings	D/A	2020-09-15 12:59:40 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001626408 Filed Document 0001626408-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:59:40 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Axium Infrastructure Canada II (Intl) Limited Partnership See All Filings	D/A	2020-09-15 12:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716492 Filed Document 0001716492-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D	2020-09-15 12:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001416120 Filed Document 0001416120-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCIENTECH DOMESTIC FEEDER LP See All Filings	D	2020-09-15 12:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824743 Filed Document 0001213900-20-026627 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:41:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datacubed Health, Inc. See All Filings	D	2020-09-15 12:37:57 UTC
Amount To Be Raised $7,660,288 Associated Brokers / Dealers N/A CIK Number 0001824605 Filed Document 0001824605-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:37:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D/A	2020-09-15 12:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital LLC, Arete Wealth Management, LLC, and Preston Patton CIK Number 0001591936 Filed Document 0001591936-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICP Group Fund III, L.P. See All Filings	D	2020-09-15 12:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810872 Filed Document 0001810872-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rejoni, Inc. See All Filings	D	2020-09-15 12:22:54 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001824241 Filed Document 0001824241-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:22:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
C3.ai, Inc. See All Filings	D	2020-09-15 12:16:47 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:16:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AxInfra US II LP See All Filings	D/A	2020-09-15 12:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716753 Filed Document 0001716753-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:16:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C3.ai, Inc. See All Filings	D	2020-09-15 12:15:32 UTC
Amount To Be Raised $69,469,844 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:15:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C3.ai, Inc. See All Filings	D	2020-09-15 12:14:04 UTC
Amount To Be Raised $51,851,226 Associated Brokers / Dealers N/A CIK Number 0001577526 Filed Document 0001243233-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:14:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Private Equity Fund, L.P. See All Filings	D/A	2020-09-15 12:07:36 UTC
Amount To Be Raised $49,800,000 Associated Brokers / Dealers N/A CIK Number 0001794367 Filed Document 0001794367-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
15024 Dumfries Road LLC See All Filings	D	2020-09-15 12:07:08 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001824773 Filed Document 0001824773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:07:08 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLP 1, LLC See All Filings	D	2020-09-15 12:03:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001824597 Filed Document 0001405086-20-000275 Exclusions or Exemptions 506b Accepted Date 2020-09-15 12:03:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Torch Opportunity I LLC - Investment Series 6 See All Filings	D	2020-09-15 11:59:41 UTC
Amount To Be Raised $3,203,125 Associated Brokers / Dealers N/A CIK Number 0001824730 Filed Document 0001824730-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 11:59:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ufovax, LLC See All Filings	D	2020-09-15 11:56:18 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001824751 Filed Document 0001213900-20-026605 Exclusions or Exemptions 506b Accepted Date 2020-09-15 11:56:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Clearisle Capital Fund LLC See All Filings	D/A	2020-09-15 11:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Robert W Baird & CO. Inc., Northern Trust Securities, Inc., Rockefeller Financial LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Sentry Advisors, Oppenheimer & Co. Inc., BB&T Securities, LLC, Janney Montgomery Scott, Sanford C. Bernstein & Co. LLC, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Ameriprise Financial, Fieldpoint Private Securities LLC, Altegris - Artivest, Hightower Advisors, LLC, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, UBS Financial Services, Wells Fargo Advisors, Merrill Lynch, Pierce Fenner, & Smith, Bank of America Private Bank (FKA US Trust), Wilmington Trust Company, Deutsche Bank Securities inc., LPL Financial LLC, CitiGroup Global Markets inc., Fifth Third Bank, Raymond James & Associates, Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), First Republic Securities LLC, Mercer Advisors, CIBC World Markets Corp., Securities America, Triad Investors, Mercer Advisors, M&T Securities Inc, icapital Securities LLC, and Commonwealth Equity Services, LLC dba Commonwealth Financial Netowrk CIK Number 0001787424 Filed Document 0000350797-20-000104 Exclusions or Exemptions 506b Accepted Date 2020-09-15 11:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund