Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMS ERISA GROUP TRUST See All Filings	D/A	2020-09-16 10:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001430411 Filed Document 0001824214-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stride Fund 1, LLC See All Filings	D	2020-09-16 10:13:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001819542 Filed Document 0001819542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 559 See All Filings	D/A	2020-09-16 10:09:14 UTC
Amount To Be Raised $639,372 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001804823 Filed Document 0001804823-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:09:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Pacific: Dynamic Equity Opportunities LLC See All Filings	D/A	2020-09-16 10:08:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001539060 Filed Document 0001824214-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:08:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paraclete Energy Inc See All Filings	D	2020-09-16 10:05:43 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001823691 Filed Document 0001823691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:05:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Low Volatility Fund SP See All Filings	D/A	2020-09-16 10:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672812 Filed Document 0001299868-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Equity Managers Portfolio 7 LLC See All Filings	D/A	2020-09-16 10:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001424534 Filed Document 0001824214-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Equity Managers Portfolio 2 Offshore LP See All Filings	D/A	2020-09-16 10:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001359235 Filed Document 0001824214-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-09-16 10:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Equity Managers Portfolio 1 Offshore LP See All Filings	D/A	2020-09-16 09:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001359246 Filed Document 0001824214-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviceda Ophthalmics, Inc. See All Filings	D	2020-09-16 09:52:35 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001824762 Filed Document 0001824762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:52:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
SM Gaingels Fund I, a series of Flucas Ventures, LP See All Filings	D	2020-09-16 09:50:14 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001824189 Filed Document 0001824189-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:50:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan: Dynamic Equity (Non-US Equity) Offshore LP See All Filings	D/A	2020-09-16 09:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001359190 Filed Document 0001824214-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2020-09-16 09:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299868-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jaunt Air Mobility LLC See All Filings	D	2020-09-16 09:49:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001824676 Filed Document 0001824676-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:49:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Artisan: Dynamic Equity (Global Equity) Offshore L.P. See All Filings	D/A	2020-09-16 09:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001557554 Filed Document 0001824214-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:45:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauntlet Networks, Inc. See All Filings	D	2020-09-16 09:44:12 UTC
Amount To Be Raised $4,413,172 Associated Brokers / Dealers N/A CIK Number 0001758938 Filed Document 0001758938-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:44:12 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Artisan: Dynamic Equity (Global Equity) LLC See All Filings	D/A	2020-09-16 09:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001519501 Filed Document 0001824214-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stoltz Development Fund, L.P. See All Filings	D	2020-09-16 09:39:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001824729 Filed Document 0001824729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2020-09-16 09:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Longtail Insurance Holdings Ltd. See All Filings	D/A	2020-09-16 09:38:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001786714 Filed Document 0001566114-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:38:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MTAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2020-09-16 09:37:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001567619-20-016763 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:37:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: SEG Partners II LLC See All Filings	D/A	2020-09-16 09:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001555762 Filed Document 0001824214-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:34:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Holocene LLC See All Filings	D/A	2020-09-16 09:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001716386 Filed Document 0001824214-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2020-09-16 09:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001507760-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RLTM, LLC See All Filings	D/A	2020-09-16 09:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001524909 Filed Document 0001824214-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Eminence Partners Fund LLC See All Filings	D/A	2020-09-16 09:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001555769 Filed Document 0001824214-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:22:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan-Up Limited Partnership II See All Filings	D	2020-09-16 09:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823054 Filed Document 0001823054-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Managers (Diversified) LLC See All Filings	D/A	2020-09-16 09:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001173394 Filed Document 0001824214-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2020-09-16 09:16:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001507760-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:16:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sculptor Enhanced Domestic Partners, LP See All Filings	D/A	2020-09-16 09:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575981 Filed Document 0001575981-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:16:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Query.AI, Inc. See All Filings	D	2020-09-16 09:16:09 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers N/A CIK Number 0001820842 Filed Document 0001820842-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:16:09 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
RB Scioto Holdings, LLC See All Filings	D/A	2020-09-16 09:15:32 UTC
Amount To Be Raised $17,540,000 Associated Brokers / Dealers N/A CIK Number 0001823102 Filed Document 0001823102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:15:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio PPL Ltd See All Filings	D/A	2020-09-16 09:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001684312 Filed Document 0001824214-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aptitude Partners Ltd See All Filings	D/A	2020-09-16 09:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001788085 Filed Document 0001824214-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aptitude Partners (Levered) Ltd See All Filings	D/A	2020-09-16 09:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001677119 Filed Document 0001824214-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aptitude Partners (Levered) LP See All Filings	D/A	2020-09-16 09:02:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001677121 Filed Document 0001824214-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:02:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2020-09-16 09:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 09:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sculptor Domestic Partners, LP See All Filings	D/A	2020-09-16 08:58:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053984 Filed Document 0001053984-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:58:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Taconic Opportunity LLC See All Filings	D/A	2020-09-16 08:57:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001788030 Filed Document 0001824214-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:57:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Equity Opportunities Fund, Ltd. See All Filings	D	2020-09-16 08:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824287 Filed Document 0001566114-20-000112 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:48:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sculptor Domestic Partners II, LP See All Filings	D/A	2020-09-16 08:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458102 Filed Document 0001458102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BWM Hedged Growth LP See All Filings	D	2020-09-16 08:46:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001821473 Filed Document 0001821473-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Black Unicorn Factory See All Filings	D	2020-09-16 08:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822415 Filed Document 0001822415-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:45:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sculptor Credit Opportunities Overseas Institutional Fund, LP See All Filings	D/A	2020-09-16 08:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570896 Filed Document 0001570896-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform Systems, Inc See All Filings	D	2020-09-16 08:31:42 UTC
Amount To Be Raised $2,446,056 Associated Brokers / Dealers N/A CIK Number 0001748393 Filed Document 0001748393-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:31:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Sculptor Credit Opportunities Overseas Fund, LP See All Filings	D/A	2020-09-16 08:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534327 Filed Document 0001553596-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alivia Capital, LLC See All Filings	D/A	2020-09-16 08:17:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001809121 Filed Document 0001809121-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:17:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sculptor Credit Opportunities Domestic Partners, LP See All Filings	D/A	2020-09-16 08:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553596 Filed Document 0001553596-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-16 08:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boost VC Fund 4, L.P. See All Filings	D	2020-09-15 21:27:30 UTC
Amount To Be Raised $40,418,750 Associated Brokers / Dealers N/A CIK Number 0001824889 Filed Document 0001824889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-15 21:27:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tentarix Biotherapeutics, LP See All Filings	D	2020-09-15 20:18:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001822549 Filed Document 0001822549-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-15 20:18:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity