Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
REALGOLD RESOURCES CORP. See All Filings	D	2020-09-22 11:55:37 UTC
Amount To Be Raised $32,382 Associated Brokers / Dealers N/A CIK Number 0001694215 Filed Document 0001183740-20-000202 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:55:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chaac Sidecar, LP Series 4 See All Filings	D	2020-09-22 11:53:29 UTC
Amount To Be Raised $507,500 Associated Brokers / Dealers N/A CIK Number 0001822853 Filed Document 0001822853-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:53:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highclere International Investors SMID Fund See All Filings	D/A	2020-09-22 11:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-20-000113 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:49:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2020-09-22 11:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-20-000112 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highclere International Investors Emerging Markets SMID Fund See All Filings	D/A	2020-09-22 11:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598032 Filed Document 0001393725-20-000111 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourmalet Matawin Offshore Fund X, L.P. See All Filings	D/A	2020-09-22 11:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001814494 Filed Document 0001315863-20-000796 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tourmalet Matawin Fund X, L.P. See All Filings	D/A	2020-09-22 11:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001814492 Filed Document 0001315863-20-000795 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NORMAN CREEK LLC See All Filings	D	2020-09-22 11:39:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001825409 Filed Document 0001445866-20-001372 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:39:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brown Advisory Investors 2020 - MCP V, LLLP See All Filings	D	2020-09-22 11:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815646 Filed Document 0001815646-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:13:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EEO HOLDINGS, INC. See All Filings	D	2020-09-22 11:04:36 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001761533 Filed Document 0001461859-20-000025 Exclusions or Exemptions 504 and 506b Accepted Date 2020-09-22 11:04:36 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Place Technology, Inc. See All Filings	D	2020-09-22 11:04:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001790434 Filed Document 0001790434-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:04:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND IV-B, LP See All Filings	D/A	2020-09-22 11:03:50 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C. CIK Number 0001785768 Filed Document 0001785768-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:03:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND IV-A, LP See All Filings	D/A	2020-09-22 11:02:52 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C. CIK Number 0001785769 Filed Document 0001785769-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 11:02:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXPHASE CAPITAL FUND IV, LP See All Filings	D/A	2020-09-22 10:58:12 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C. CIK Number 0001785770 Filed Document 0001785770-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Avenue Onshore LP See All Filings	D/A	2020-09-22 10:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752843 Filed Document 0001013594-20-000703 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Avenue Offshore Ltd. See All Filings	D/A	2020-09-22 10:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751023 Filed Document 0001013594-20-000702 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2020-09-22 10:48:39 UTC
Amount To Be Raised $6,000,192 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001470592-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:48:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROOF II GL, LLC See All Filings	D	2020-09-22 10:48:01 UTC
Amount To Be Raised $5,306,168 Associated Brokers / Dealers none CIK Number 0001824861 Filed Document 0001824861-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:48:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCF Fund (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D/A	2020-09-22 10:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502068 Filed Document 0001824526-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulfwind Syndicate, LLC See All Filings	D	2020-09-22 10:43:56 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001824662 Filed Document 0001824662-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:43:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cardea Bio, Inc. See All Filings	D	2020-09-22 10:41:35 UTC
Amount To Be Raised $9,207,487 Associated Brokers / Dealers N/A CIK Number 0001626157 Filed Document 0001683168-20-003220 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:41:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patton Flex Fund, L.P. See All Filings	D/A	2020-09-22 10:36:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001474329 Filed Document 0001567619-20-016959 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:36:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartScripts Holdings LLC See All Filings	D	2020-09-22 10:36:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001824510 Filed Document 0001824510-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:36:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Signal H Investment Partnership I, LP See All Filings	D	2020-09-22 10:36:11 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001825319 Filed Document 0001825319-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucid Scientific, Inc. See All Filings	D	2020-09-22 10:35:39 UTC
Amount To Be Raised $3,569,128 Associated Brokers / Dealers N/A CIK Number 0001825385 Filed Document 0001567619-20-016957 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:35:39 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GEF STL FUND (A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP) See All Filings	D/A	2020-09-22 10:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459225 Filed Document 0001824526-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roshal Imaging Holdings, Inc. See All Filings	D	2020-09-22 10:33:51 UTC
Amount To Be Raised $8,000,013 Associated Brokers / Dealers N/A CIK Number 0001825144 Filed Document 0001825144-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:33:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Choice Entry Fund I, LLC See All Filings	D	2020-09-22 10:32:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001817608 Filed Document 0001817607-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
RESMARK APARTMENT LIVING FUND II, LP See All Filings	D/A	2020-09-22 10:23:24 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001764819 Filed Document 0001764819-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advantage Entry Fund I, LLC See All Filings	D	2020-09-22 10:23:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001817607 Filed Document 0001817607-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:23:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Canopy Spectrum, LLC See All Filings	D	2020-09-22 10:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825152 Filed Document 0001315863-20-000794 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
GEM Liquid Markets Fund A, LP See All Filings	D/A	2020-09-22 10:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511222 Filed Document 0001511222-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Venture Partners III LP See All Filings	D/A	2020-09-22 10:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780585 Filed Document 0001780585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
theMaven, Inc. See All Filings	D/A	2020-09-22 10:13:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000894871 Filed Document 0001493152-20-018134 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:13:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AnchorPath 7/4 Fund, LP See All Filings	D/A	2020-09-22 10:10:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695723 Filed Document 0000902664-20-003391 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV XV, L.P. See All Filings	D	2020-09-22 10:07:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824910 Filed Document 0000902664-20-003390 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:07:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 RV Liquid Asia Fixed Income Fund Ltd. See All Filings	D	2020-09-22 10:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824526 Filed Document 0001824526-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 10:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak Digital Edge (Co-Invest) Holdings LP See All Filings	D	2020-09-22 09:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824549 Filed Document 0001824549-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OX2 Therapeutics, Inc. See All Filings	D	2020-09-22 09:56:54 UTC
Amount To Be Raised $750,007 Associated Brokers / Dealers N/A CIK Number 0001704490 Filed Document 0001437749-20-019981 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:56:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hiddenite Capital Fund LP See All Filings	D	2020-09-22 09:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823903 Filed Document 0001823903-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Park Fund Onshore, LP See All Filings	D/A	2020-09-22 09:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587465 Filed Document 0001587465-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood Opportunities SCSp See All Filings	D	2020-09-22 09:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823644 Filed Document 0001823644-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
VECTORMAX Corp See All Filings	D	2020-09-22 09:33:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001104659-20-107223 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:33:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Park Fund Offshore, Ltd. See All Filings	D/A	2020-09-22 09:31:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618228 Filed Document 0001618228-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:31:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lions Gate Partners, LLC See All Filings	D	2020-09-22 09:31:32 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001818767 Filed Document 0001818767-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:31:32 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicxi Secondary I LP See All Filings	D	2020-09-22 09:22:21 UTC
Amount To Be Raised $95,062,180 Associated Brokers / Dealers N/A CIK Number 0001824997 Filed Document 0001824997-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:22:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tolago LLC See All Filings	D/A	2020-09-22 09:16:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001808146 Filed Document 0001808146-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:16:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Dollar Resources Inc. See All Filings	D	2020-09-22 09:11:37 UTC
Amount To Be Raised $203,643 Associated Brokers / Dealers N/A CIK Number 0001825494 Filed Document 0001062993-20-004595 Exclusions or Exemptions 506b Accepted Date 2020-09-22 09:11:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Avisa Pharma Inc. See All Filings	D	2020-09-22 08:48:41 UTC
Amount To Be Raised $734,177 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001516068 Filed Document 0001516068-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 08:48:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Solgaard Design Inc. See All Filings	D	2020-09-22 08:34:28 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001825460 Filed Document 0001825460-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 08:34:28 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other