Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GREENOAKS CAPITAL MS LP - SURH COMPLEX SERIES See All Filings	D	2020-09-23 12:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825772 Filed Document 0001825772-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Six4Three Long/Short, LP See All Filings	D	2020-09-23 12:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825355 Filed Document 0001825355-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanologix Inc See All Filings	D/A	2020-09-23 12:47:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001340143 Filed Document 0001340143-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:47:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI International Small-Cap Opportunities LLC See All Filings	D/A	2020-09-23 12:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718501 Filed Document 0001718501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:40:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER FUND LLC See All Filings	D/A	2020-09-23 12:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Vickery, Steven Fletcher, Matthew Luciano, Matthew Luciano, Matthew Luciano, Matthew Luciano, Steven Fletcher, Neal Berger, and Marcel Melis CIK Number 0001124791 Filed Document 0001124791-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mawson Gold Ltd See All Filings	D/A	2020-09-23 12:30:06 UTC
Amount To Be Raised $22,435,856 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001622629 Filed Document 0001715994-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:30:06 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sound Harbor Credit Solutions Fund II L.P. See All Filings	D/A	2020-09-23 12:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001658338 Filed Document 0001658338-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:27:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLR Equity Partners VI, L.P. See All Filings	D	2020-09-23 12:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001824733 Filed Document 0001567619-20-017031 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:25:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CTG Fluxion, LP See All Filings	D	2020-09-23 12:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825578 Filed Document 0001825578-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series B - Channing Emerging Markets Small Cap Fund, a Series of Channing Investor Series Fund, LLC See All Filings	D/A	2020-09-23 12:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789729 Filed Document 0001789729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Gold Ltd See All Filings	D/A	2020-09-23 12:18:18 UTC
Amount To Be Raised $11,014,029 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001622629 Filed Document 0001715994-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:18:18 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Nanologix Inc See All Filings	D	2020-09-23 12:15:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001340143 Filed Document 0001340143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:15:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
15100 Ella, LLC See All Filings	D	2020-09-23 12:08:16 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001825783 Filed Document 0001825783-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:08:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SJCO-RK Development PSP, LLC See All Filings	D	2020-09-23 12:07:38 UTC
Amount To Be Raised $1,645,687 Associated Brokers / Dealers N/A CIK Number 0001825734 Filed Document 0001825734-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:07:38 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Sealy Industrial Partners III, LP See All Filings	D	2020-09-23 12:06:40 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Sealy Investment Securities, LLC CIK Number 0001825208 Filed Document 0001825208-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:06:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
LAKES AUSTIN BETA LLC See All Filings	D	2020-09-23 12:04:47 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001825528 Filed Document 0001445866-20-001384 Exclusions or Exemptions 506b Accepted Date 2020-09-23 12:04:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Qrons Inc. See All Filings	D	2020-09-23 11:59:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001689084 Filed Document 0001594062-20-000084 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:59:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VistaPath Biosystems, Inc. See All Filings	D/A	2020-09-23 11:58:11 UTC
Amount To Be Raised $470,000 Associated Brokers / Dealers N/A CIK Number 0001782343 Filed Document 0001782343-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:58:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Crown Electrokinetics Corp. See All Filings	D	2020-09-23 11:49:51 UTC
Amount To Be Raised $1,737,500 Associated Brokers / Dealers Special Equities Group CIK Number 0001761696 Filed Document 0001761696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:49:51 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Conservis Corp. See All Filings	D	2020-09-23 11:40:40 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001563629 Filed Document 0001686266-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:40:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Revolution Diversified CAV Onshore LP See All Filings	D	2020-09-23 11:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824528 Filed Document 0001824528-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:39:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolution Diversified CAV Offshore LP See All Filings	D	2020-09-23 11:38:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824882 Filed Document 0001825544-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:38:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverfront Alternative Fund I LLC See All Filings	D	2020-09-23 11:21:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers none CIK Number 0001819181 Filed Document 0001819181-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:21:25 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
East Lodge Long Structured Opportunities Fund LP See All Filings	D	2020-09-23 11:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824300 Filed Document 0000919574-20-005963 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Subeca, Inc. See All Filings	D	2020-09-23 11:15:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001772020 Filed Document 0001772020-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:15:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CS Tamarac Preferred, L.P. See All Filings	D	2020-09-23 11:13:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001825736 Filed Document 0001825736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:13:49 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Eniac Special Theta LLC See All Filings	D	2020-09-23 11:08:42 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001825729 Filed Document 0001825729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:08:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parallaxes Capital Opportunity Fund III, L.P. See All Filings	D/A	2020-09-23 11:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Metric Point Capital, LLC CIK Number 0001815022 Filed Document 0000950103-20-018548 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Brazil Special Situations Fund II, LP See All Filings	D/A	2020-09-23 11:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and MBSC Securities Corporation CIK Number 0001789148 Filed Document 0001789148-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 11:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onfolio Holdings, Inc. See All Filings	D	2020-09-23 10:58:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001825452 Filed Document 0001825452-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:58:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fulcrum Distressed Opportunities Fund IV, LP See All Filings	D	2020-09-23 10:56:15 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Miriam Freier CIK Number 0001819845 Filed Document 0001315863-20-000797 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:56:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Holdings Pty Ltd See All Filings	D	2020-09-23 10:53:39 UTC
Amount To Be Raised $7,108,942 Associated Brokers / Dealers N/A CIK Number 0001819851 Filed Document 0001819851-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:53:39 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Active Implants LLC See All Filings	D/A	2020-09-23 10:41:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001579434 Filed Document 0001579434-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:41:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
PHM IV Co-Invest LLC See All Filings	D	2020-09-23 10:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001825135 Filed Document 0001825135-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Friday Feedback, Inc. See All Filings	D	2020-09-23 10:18:17 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001782571 Filed Document 0001782571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:18:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
JVM Preferred Equity Fund, LLC See All Filings	D/A	2020-09-23 10:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001739656 Filed Document 0001739656-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:07:19 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GMM CAV Offshore, LP See All Filings	D/A	2020-09-23 10:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753187 Filed Document 0001825544-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-23 10:05:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMM CAV Onshore, LP See All Filings	D/A	2020-09-23 09:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753188 Filed Document 0001753188-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 09:58:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US CourtScript Acquisition, LP See All Filings	D	2020-09-23 09:57:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801126 Filed Document 0001801126-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-23 09:57:05 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Credit Partners Opportunities Fund 2020, L.P. See All Filings	D	2020-09-23 09:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVESCO DISTRIBUTORS, INC. CIK Number 0001816365 Filed Document 0001816365-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 09:23:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jadian Real Estate Fund I POV, LP See All Filings	D/A	2020-09-23 08:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLEGRO SECURITIES LLC CIK Number 0001740777 Filed Document 0001740777-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 08:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jadian Real Estate Fund I, LP See All Filings	D/A	2020-09-23 08:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allegro Securities LLC CIK Number 0001740780 Filed Document 0001740780-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 08:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian All Country World Managed Volatility Equity Fund, LLC See All Filings	D/A	2020-09-23 07:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001695856 Filed Document 0001695856-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-23 07:39:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Financial Bancorp, Inc. See All Filings	D	2020-09-22 21:58:07 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Keefe, Bruyette and Woods, A Stifel Company CIK Number 0001541119 Filed Document 0001541119-20-000044 Exclusions or Exemptions 506b Accepted Date 2020-09-22 21:58:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Crest Meridian, LLC See All Filings	D	2020-09-22 20:33:34 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers None CIK Number 0001825599 Filed Document 0001493152-20-018200 Exclusions or Exemptions 506b Accepted Date 2020-09-22 20:33:34 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPWI Whitney, LLC See All Filings	D	2020-09-22 20:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825334 Filed Document 0001567619-20-017015 Exclusions or Exemptions 506b Accepted Date 2020-09-22 20:06:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SANTIAGO ACACIA GARDENS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D	2020-09-22 19:45:38 UTC
Amount To Be Raised $23,000 Associated Brokers / Dealers N/A CIK Number 0001675243 Filed Document 0001675243-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-22 19:45:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TruLocal, Inc. See All Filings	D	2020-09-22 19:39:48 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001824521 Filed Document 0001824521-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-22 19:39:48 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMRGTECH IQ, INC. See All Filings	D	2020-09-22 19:32:12 UTC
Amount To Be Raised $759,360 Associated Brokers / Dealers N/A CIK Number 0001824761 Filed Document 0001824761-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 19:32:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VILLAGE GLOBAL SELECT, L.P. See All Filings	D	2020-09-22 19:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825572 Filed Document 0001825572-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-22 19:31:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund