Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Invesco U.S. Defensive Growth Fund, a series of Invesco Multi Series Fund, LLC See All Filings	D/A	2020-09-30 11:16:35 UTC
Amount To Be Raised $3,859,000 Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001718038 Filed Document 0001718038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 11:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHRONESIS PARTNERS L P See All Filings	D/A	2020-09-30 11:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES, INC. CIK Number 0000937074 Filed Document 0000919574-20-006059 Exclusions or Exemptions 506b Accepted Date 2020-09-30 11:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AIO Education, LLC See All Filings	D	2020-09-30 11:04:30 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001826468 Filed Document 0001826468-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 11:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Other
VR Argentina Recovery Onshore Fund II, L.P. See All Filings	D/A	2020-09-30 10:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789168 Filed Document 0001315863-20-000800 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HI Altmore, LLC See All Filings	D	2020-09-30 10:56:13 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001825060 Filed Document 0001825060-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:56:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
VR Argentina Recovery Offshore Fund II Ltd. See All Filings	D/A	2020-09-30 10:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789167 Filed Document 0001315863-20-000799 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cogniac Corp See All Filings	D	2020-09-30 10:55:07 UTC
Amount To Be Raised $10,000,211 Associated Brokers / Dealers N/A CIK Number 0001777648 Filed Document 0001777648-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:55:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Mercury Co-Investor A, L.P. See All Filings	D	2020-09-30 10:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825620 Filed Document 0001825620-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:53:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe Domestic BDC Fund, L.P. See All Filings	D/A	2020-09-30 10:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617390 Filed Document 0000919574-20-006057 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TEI Inverness Retail LLC See All Filings	D	2020-09-30 10:41:56 UTC
Amount To Be Raised $12,359,007 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001826469 Filed Document 0001826469-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:41:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HPS Offshore Mezzanine Partners 2019 Co-Invest, L.P. See All Filings	D	2020-09-30 10:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826622 Filed Document 0001826622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:37:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D/A	2020-09-30 10:33:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:33:22 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Pavo REIT LLC See All Filings	D	2020-09-30 10:31:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001825673 Filed Document 0001825673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:31:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe International BDC Fund, Ltd. See All Filings	D/A	2020-09-30 10:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-20-006054 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco OFI International Growth Fund, LP See All Filings	D/A	2020-09-30 10:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544117 Filed Document 0001544117-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:30:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP III Orion III REIT LLC See All Filings	D	2020-09-30 10:29:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001825671 Filed Document 0001825671-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:29:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Mensa III REIT LLC See All Filings	D	2020-09-30 10:27:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001825670 Filed Document 0001825670-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:27:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Southern Marinas REIT, LLC See All Filings	D	2020-09-30 10:20:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001826014 Filed Document 0001826014-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:20:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ace CAV Onshore, LP See All Filings	D	2020-09-30 10:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826104 Filed Document 0001826104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Common Living Inc. See All Filings	D	2020-09-30 10:18:06 UTC
Amount To Be Raised $50,214,274 Associated Brokers / Dealers N/A CIK Number 0001677104 Filed Document 0001677104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:18:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ace CAV Offshore, LP See All Filings	D	2020-09-30 10:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826369 Filed Document 0001826369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco OFI International Growth Developed Markets Fund, LP See All Filings	D/A	2020-09-30 10:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001761075 Filed Document 0001761075-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Partners Fund III, LLC See All Filings	D	2020-09-30 10:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825942 Filed Document 0001825942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:05:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain SBIC Fund, LP See All Filings	D	2020-09-30 10:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825941 Filed Document 0001825941-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 10:03:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gutsy, LLC See All Filings	D	2020-09-30 09:44:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001811816 Filed Document 0001811816-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:44:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Sixth Street SLE II VSC, L.P. See All Filings	D	2020-09-30 09:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826408 Filed Document 0001826408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:42:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fifth Asset, Inc. See All Filings	D	2020-09-30 09:39:20 UTC
Amount To Be Raised $950,504 Associated Brokers / Dealers N/A CIK Number 0001793078 Filed Document 0001793078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:39:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hapi Drinks, Inc. See All Filings	D	2020-09-30 09:36:44 UTC
Amount To Be Raised $1,953,961 Associated Brokers / Dealers N/A CIK Number 0001739250 Filed Document 0001739250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:36:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CES PROPERTIES FUND XIV (FERNDALE) LLC See All Filings	D	2020-09-30 09:32:03 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001825489 Filed Document 0001825489-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:32:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sixth Street SLE II Equity, L.P. See All Filings	D	2020-09-30 09:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826370 Filed Document 0001826370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flame Biosciences, Inc. See All Filings	D	2020-09-30 09:17:52 UTC
Amount To Be Raised $100,000,009 Associated Brokers / Dealers N/A CIK Number 0001806233 Filed Document 0001806233-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:17:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArenaCX, Inc. See All Filings	D	2020-09-30 09:12:38 UTC
Amount To Be Raised $2,005,000 Associated Brokers / Dealers N/A CIK Number 0001826498 Filed Document 0001826498-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:12:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TZG Richmond Medical Park LLC See All Filings	D/A	2020-09-30 09:07:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001825068 Filed Document 0001825068-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:07:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Possip, Inc. See All Filings	D/A	2020-09-30 09:02:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001761762 Filed Document 0001761762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 09:02:50 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Sixth Street TAO 5.0 Partners, L.P. See All Filings	D	2020-09-30 08:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826412 Filed Document 0001826412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 08:54:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixth Street TAO 5.0 VSC, L.P. See All Filings	D	2020-09-30 08:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826507 Filed Document 0001826507-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 08:47:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixth Street TAO 5.0 Equity, L.P. See All Filings	D	2020-09-30 08:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826509 Filed Document 0001826509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-30 08:36:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Infrastructure Opportunities Parallel Fund LP See All Filings	D	2020-09-29 21:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001825131 Filed Document 0001825133-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-29 21:55:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Infrastructure Opportunities Fund LP See All Filings	D	2020-09-29 21:50:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001825133 Filed Document 0001825133-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-29 21:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweetwater Secondaries Fund II (Cayman), L.P. See All Filings	D/A	2020-09-29 21:37:54 UTC
Amount To Be Raised $77,397,334 Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001793323 Filed Document 0001793323-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-29 21:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweetwater Secondaries Fund II, L.P. See All Filings	D/A	2020-09-29 21:20:32 UTC
Amount To Be Raised $330,000,000 Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001740825 Filed Document 0001740825-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-29 21:20:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4DReplay,Inc. See All Filings	D	2020-09-29 20:17:27 UTC
Amount To Be Raised $7,999,933 Associated Brokers / Dealers N/A CIK Number 0001716423 Filed Document 0001716423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-29 20:17:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TourniTek Inc. See All Filings	D	2020-09-29 19:21:02 UTC
Amount To Be Raised $10,265 Associated Brokers / Dealers N/A CIK Number 0001824182 Filed Document 0001824182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-29 19:21:02 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Predicine Holdings Ltd See All Filings	D	2020-09-29 19:20:43 UTC
Amount To Be Raised $12,686,879 Associated Brokers / Dealers N/A CIK Number 0001806237 Filed Document 0001567619-20-017218 Exclusions or Exemptions 506b Accepted Date 2020-09-29 19:20:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cynosure Partners 2020, LP See All Filings	D	2020-09-29 19:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826569 Filed Document 0001209191-20-052392 Exclusions or Exemptions 506b Accepted Date 2020-09-29 19:20:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopkins Riverside 1 LLC See All Filings	D	2020-09-29 19:03:16 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001826577 Filed Document 0001826577-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-29 19:03:16 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Koller Microcap Opportunities Fund LP See All Filings	D/A	2020-09-29 18:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699084 Filed Document 0001699084-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-29 18:30:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ghw lifesciences ventures LLC See All Filings	D	2020-09-29 18:23:19 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001821733 Filed Document 0001817966-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-09-29 18:23:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Brigade Solutions Inc. See All Filings	D	2020-09-29 18:22:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001823962 Filed Document 0001823962-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-29 18:22:08 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Salon Holdings, LLC See All Filings	D/A	2020-09-29 18:16:21 UTC
Amount To Be Raised $45,915,190 Associated Brokers / Dealers N/A CIK Number 0001810936 Filed Document 0001817966-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-09-29 18:16:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund