Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clarke Industries, Inc. See All Filings	D	2020-10-01 13:46:23 UTC
Amount To Be Raised $415,995 Associated Brokers / Dealers N/A CIK Number 0001825992 Filed Document 0001825992-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:46:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Flower One Holdings Inc. See All Filings	D	2020-10-01 13:40:22 UTC
Amount To Be Raised $4,401,436 Associated Brokers / Dealers N/A CIK Number 0001754718 Filed Document 0001567619-20-017327 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:40:22 UTC Type of Offering D Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JLP Credit Opportunity Fund LP See All Filings	D/A	2020-10-01 13:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507119 Filed Document 0001507119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dauntless Capital Partners Fund I, LP See All Filings	D	2020-10-01 13:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823666 Filed Document 0001823666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:33:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterwheel Hellenic Opportunities Fund (Cayman), L.P. See All Filings	D/A	2020-10-01 13:33:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636237 Filed Document 0001636237-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:33:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Inverness Retail LLC See All Filings	D/A	2020-10-01 13:27:37 UTC
Amount To Be Raised $12,359,007 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001826469 Filed Document 0001826469-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:27:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Waterwheel Hellenic Opportunities Fund, LP See All Filings	D/A	2020-10-01 13:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001630370 Filed Document 0001630370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hopps Inc. See All Filings	D	2020-10-01 13:26:33 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001756661 Filed Document 0001062993-20-004700 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:26:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Super Abstractions, Inc. See All Filings	D	2020-10-01 13:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826472 Filed Document 0000905718-20-001008 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:20:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cartier Iron Corp See All Filings	D	2020-10-01 13:10:46 UTC
Amount To Be Raised $78,174 Associated Brokers / Dealers N/A CIK Number 0001825095 Filed Document 0001567619-20-017325 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:10:46 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FLOC, LLC See All Filings	D/A	2020-10-01 13:10:43 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001803621 Filed Document 0001803621-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:10:43 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
nDivision Inc. See All Filings	D	2020-10-01 13:10:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659183 Filed Document 0001659183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 13:10:36 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Aperio Systems, Inc. See All Filings	D	2020-10-01 12:55:32 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001819590 Filed Document 0001819590-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:55:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SHORE BANCSHARES INC See All Filings	D	2020-10-01 12:51:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Piper Sandler & Co. CIK Number 0001035092 Filed Document 0001200876-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:51:56 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Marlton Partners, L.P. See All Filings	D/A	2020-10-01 12:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786993 Filed Document 0001786993-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BDC/Anaheim Investors, LLC See All Filings	D	2020-10-01 12:45:59 UTC
Amount To Be Raised $16,580,000 Associated Brokers / Dealers N/A CIK Number 0001754279 Filed Document 0001754279-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:45:59 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Angel Oak Mortgage Fund, LP See All Filings	D/A	2020-10-01 12:44:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY FBR, INC. CIK Number 0001755152 Filed Document 0001755152-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:44:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warwick Investment Partnership, LP See All Filings	D/A	2020-10-01 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574568 Filed Document 0001574568-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Time Risk Solutions, LLC See All Filings	D/A	2020-10-01 12:34:59 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers John Gramling and Robert Rybum Topping CIK Number 0001783734 Filed Document 0001783734-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:34:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cornelis Networks, Inc. See All Filings	D	2020-10-01 12:33:03 UTC
Amount To Be Raised $31,250,000 Associated Brokers / Dealers N/A CIK Number 0001826678 Filed Document 0001567619-20-017311 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:33:03 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vellar Special Opportunities Fund LLC - Series 6 See All Filings	D	2020-10-01 12:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825510 Filed Document 0000919574-20-006082 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:30:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Candor Technology, Inc. See All Filings	D	2020-10-01 12:29:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001826271 Filed Document 0001826271-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:29:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Citizens Community Bancorp Inc. See All Filings	D/A	2020-10-01 12:25:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Janney Montgomery Scott LLC CIK Number 0001367859 Filed Document 0001367859-20-000182 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:25:22 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
ExchangeRight Net Leased Portfolio 40 DST See All Filings	D	2020-10-01 12:21:19 UTC
Amount To Be Raised $45,440,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001826496 Filed Document 0001826496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:21:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3256 S FERDINAND STREET, LLC See All Filings	D	2020-10-01 12:10:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001826429 Filed Document 0001826429-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:10:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GBCap Fund, LP See All Filings	D/A	2020-10-01 12:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685860 Filed Document 0001685860-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIV Park Blvd Partners, LLC See All Filings	D	2020-10-01 12:03:41 UTC
Amount To Be Raised $1,414,579 Associated Brokers / Dealers N/A CIK Number 0001826879 Filed Document 0001826879-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:03:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2020-10-01 12:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-20-006080 Exclusions or Exemptions 506b Accepted Date 2020-10-01 12:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Vault PML SPV 1 LP See All Filings	D	2020-10-01 11:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826644 Filed Document 0001567619-20-017310 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:58:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
FLATS AT NEILL PARK, LLC See All Filings	D	2020-10-01 11:56:43 UTC
Amount To Be Raised $2,828,319 Associated Brokers / Dealers N/A CIK Number 0001819179 Filed Document 0001819179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:56:43 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Zaloni Inc. See All Filings	D	2020-10-01 11:50:10 UTC
Amount To Be Raised $9,565,949 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:50:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RedShelf, Inc. See All Filings	D	2020-10-01 11:32:26 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001632635 Filed Document 0000897069-20-000390 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:32:26 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
FAMOSOS, INC. See All Filings	D	2020-10-01 11:28:37 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001826880 Filed Document 0001826880-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:28:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Etiometry Inc. See All Filings	D	2020-10-01 11:25:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001719571 Filed Document 0001719571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:25:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Strobus Onshore Fund LP See All Filings	D/A	2020-10-01 11:10:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719440 Filed Document 0000919574-20-006078 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RedShelf, Inc. See All Filings	D	2020-10-01 11:00:12 UTC
Amount To Be Raised $10,000,007 Associated Brokers / Dealers N/A CIK Number 0001632635 Filed Document 0000897069-20-000389 Exclusions or Exemptions 506b Accepted Date 2020-10-01 11:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Space PML SPV 1 LP See All Filings	D	2020-10-01 10:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826762 Filed Document 0001567619-20-017298 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:53:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
FLI Sterling Realty Finance II, LP See All Filings	D/A	2020-10-01 10:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750764 Filed Document 0001013594-20-000717 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:46:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Victory Innovations Holdings, LLC See All Filings	D	2020-10-01 10:43:47 UTC
Amount To Be Raised $150,861,000 Associated Brokers / Dealers N/A CIK Number 0001826585 Filed Document 0001567619-20-017296 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:43:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard FG Macro Fund Ltd See All Filings	D/A	2020-10-01 10:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001754285 Filed Document 0001754285-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Credit Dislocation Fund (B), L.P. See All Filings	D	2020-10-01 10:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826824 Filed Document 0001826824-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:18:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Asia IV Private Investors Offshore SICAV-RAIF S.C.Sp. See All Filings	D/A	2020-10-01 10:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817318 Filed Document 0001012975-20-000738 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rewindlive, Inc. See All Filings	D	2020-10-01 10:10:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001826589 Filed Document 0001826589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:10:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Savile Row Tax Advantaged Absolute Return Fund A 2018-1, LLC See All Filings	D/A	2020-10-01 10:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754553 Filed Document 0001754553-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Angel Conference XVII, a series of Seattle Angel Conference Investors, LLC See All Filings	D	2020-10-01 10:08:04 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001793974 Filed Document 0001793974-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:08:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Asia IV Private Investors, LLC See All Filings	D/A	2020-10-01 10:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817326 Filed Document 0001012975-20-000737 Exclusions or Exemptions 506b Accepted Date 2020-10-01 10:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lead Edge Capital V, LP See All Filings	D	2020-10-01 09:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815822 Filed Document 0001815822-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 09:58:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Group Properties, LLC See All Filings	D/A	2020-10-01 09:58:10 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001780824 Filed Document 0001780824-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 09:58:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Magma Partners III, LLC See All Filings	D/A	2020-10-01 09:57:19 UTC
Amount To Be Raised $24,960,000 Associated Brokers / Dealers N/A CIK Number 0001825231 Filed Document 0001825231-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 09:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Companyon Smartvid.io Series A-1, A Series of Assure Labs 2020, LLC See All Filings	D	2020-10-01 09:54:53 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001819526 Filed Document 0001819526-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 09:54:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund