Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rubric Capital Offshore Fund Ltd. See All Filings	D/A	2020-10-02 08:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685909 Filed Document 0000902664-20-003482 Exclusions or Exemptions 506b Accepted Date 2020-10-02 08:25:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Delaware Business Trust - AB Global Research Insights Series II See All Filings	D/A	2020-10-02 08:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716193 Filed Document 0000902664-20-003481 Exclusions or Exemptions 506b Accepted Date 2020-10-02 08:09:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB International Research Insights Harvesting Series T See All Filings	D/A	2020-10-02 08:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754994 Filed Document 0000902664-20-003480 Exclusions or Exemptions 506b Accepted Date 2020-10-02 08:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB International Strategic Equities Harvesting Series T See All Filings	D/A	2020-10-02 08:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754995 Filed Document 0000902664-20-003479 Exclusions or Exemptions 506b Accepted Date 2020-10-02 08:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 287 See All Filings	D	2020-10-02 07:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001827019 Filed Document 0001827019-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-02 07:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Hill Opportunities Overseas, L.P. See All Filings	D/A	2020-10-02 07:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633826 Filed Document 0000902664-20-003478 Exclusions or Exemptions 506b Accepted Date 2020-10-02 07:53:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Hill Opportunities Fund, L.P. See All Filings	D/A	2020-10-02 07:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633816 Filed Document 0000902664-20-003477 Exclusions or Exemptions 506b Accepted Date 2020-10-02 07:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cimarron Venture Opportunities, L.P. See All Filings	D	2020-10-01 21:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826205 Filed Document 0001826205-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 21:01:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omaze, Inc. See All Filings	D	2020-10-01 19:56:24 UTC
Amount To Be Raised $27,700,988 Associated Brokers / Dealers N/A CIK Number 0001607966 Filed Document 0001607966-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:56:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
9YARDS OPPORTUNIES LLC - SERIES 4 See All Filings	D/A	2020-10-01 19:45:33 UTC
Amount To Be Raised $30,569,850 Associated Brokers / Dealers Capella Securities LLC, Rainmaker Securities LLC, and Stonehaven LLC CIK Number 0001825602 Filed Document 0001825602-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Cat Holdings, Inc. See All Filings	D	2020-10-01 19:43:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000748268 Filed Document 0001554795-20-000252 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:43:14 UTC Type of Offering D Industry Other Technology Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Debt
ACCEL-KKR EMERGING BUYOUT PARTNERS, LP See All Filings	D/A	2020-10-01 19:38:15 UTC
Amount To Be Raised $460,000,000 Associated Brokers / Dealers N/A CIK Number 0001817610 Filed Document 0001817610-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Graticule Fund Ltd See All Filings	D/A	2020-10-01 19:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601929 Filed Document 0001601929-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP Graham Fund Ltd See All Filings	D/A	2020-10-01 19:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630002 Filed Document 0001630002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 19:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADRX, Inc. See All Filings	D	2020-10-01 18:38:47 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001826290 Filed Document 0001826290-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:38:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Direct Leased Properties, LLC See All Filings	D/A	2020-10-01 18:37:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558681 Filed Document 0001558681-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:37:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White Apple Capital, LP See All Filings	D	2020-10-01 18:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826224 Filed Document 0001826224-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novartium Capital, Inc. See All Filings	D	2020-10-01 18:28:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001826372 Filed Document 0001826372-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:28:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Leadr Inc See All Filings	D	2020-10-01 18:25:58 UTC
Amount To Be Raised $4,831,617 Associated Brokers / Dealers N/A CIK Number 0001784394 Filed Document 0001784394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:25:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2020 - Real Estate Debt, LLLP See All Filings	D	2020-10-01 18:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826847 Filed Document 0001826847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantern Ventures, Ltd. See All Filings	D	2020-10-01 18:11:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001827013 Filed Document 0001827013-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:11:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Realty Fund 6, LLC See All Filings	D	2020-10-01 18:01:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001826362 Filed Document 0001826362-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 18:01:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AMERICANA - TB DISCOVER FUND III, LP See All Filings	D	2020-10-01 17:50:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001825806 Filed Document 0001825806-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY ABRAM SWD 1, LLC See All Filings	D	2020-10-01 17:49:37 UTC
Amount To Be Raised $924,000 Associated Brokers / Dealers N/A CIK Number 0001827001 Filed Document 0001827001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:49:37 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Colorcast, Inc. See All Filings	D	2020-10-01 17:47:06 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001798406 Filed Document 0001798406-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:47:06 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TCD 216 Multi-City Logistics LP See All Filings	D	2020-10-01 17:45:28 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers T Capital Funding LLC, Robert Clifford, Alexander Jeffers, Jason Newmark, Amber R Clarke, and Davide Visco CIK Number 0001826357 Filed Document 0001826357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:45:28 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Basler Capital Opportunistic Value Fund, LP See All Filings	D	2020-10-01 17:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824007 Filed Document 0001824007-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:33:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SOUTH PLAINS FINANCIAL, INC. See All Filings	D	2020-10-01 17:33:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001163668 Filed Document 0001163668-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:33:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ICQ Investments WL, L.P. See All Filings	D	2020-10-01 17:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826621 Filed Document 0001826621-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:25:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altinity Inc. See All Filings	D	2020-10-01 17:23:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001819792 Filed Document 0001819792-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:23:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Silver Lake Long-Term Capital - A, L.P. See All Filings	D	2020-10-01 17:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826261 Filed Document 0001826261-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:15:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian MVC BP-Lewisville, LLC See All Filings	D	2020-10-01 17:08:56 UTC
Amount To Be Raised $1,837,500 Associated Brokers / Dealers N/A CIK Number 0001826963 Filed Document 0001826963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:08:56 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Veritas Farms, Inc. See All Filings	D	2020-10-01 17:03:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers i-Bankers Direct, LLC CIK Number 0001669400 Filed Document 0001669400-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:03:01 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cognixion Inc. See All Filings	D/A	2020-10-01 17:00:50 UTC
Amount To Be Raised $4,140,000 Associated Brokers / Dealers N/A CIK Number 0001749036 Filed Document 0001749036-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-10-01 17:00:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIODESIX INC See All Filings	D/A	2020-10-01 16:52:58 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:52:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Tolou Investment Fund, L.P. See All Filings	D/A	2020-10-01 16:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791607 Filed Document 0001791607-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cora Home Inc. See All Filings	D	2020-10-01 16:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746036 Filed Document 0001746036-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BB Holdings VER, L.P. See All Filings	D	2020-10-01 16:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826694 Filed Document 0001826694-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:48:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildred Equity Partners II, LP See All Filings	D/A	2020-10-01 16:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001784501 Filed Document 0001784501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hildred Equity Associates II, LP See All Filings	D/A	2020-10-01 16:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784630 Filed Document 0001784630-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Robinhood Markets, Inc. See All Filings	D/A	2020-10-01 16:40:12 UTC
Amount To Be Raised $688,300,000 Associated Brokers / Dealers N/A CIK Number 0001783879 Filed Document 0001783879-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:40:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hinge Capital Open Fund, L.P. See All Filings	D	2020-10-01 16:38:09 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001826260 Filed Document 0001826260-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:38:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GoTab Inc. See All Filings	D	2020-10-01 16:37:50 UTC
Amount To Be Raised $5,828,863 Associated Brokers / Dealers N/A CIK Number 0001826901 Filed Document 0001826901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:37:50 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Starlight U.S. Multi-Family (No. 1) Core Plus REIT Inc. See All Filings	D	2020-10-01 16:31:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001826642 Filed Document 0001826642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:31:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TCV XI (B), L.P. See All Filings	D	2020-10-01 16:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rede Partners (Americas) LLC, Transpacific Group LLC, TransPacific Group (Asia) Limited, Goldman Sachs & Co. LLC, and Icapital Securities, LLC CIK Number 0001826738 Filed Document 0001826738-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comprehensive Lithotripsy, LLC See All Filings	D	2020-10-01 16:23:29 UTC
Amount To Be Raised $54,211 Associated Brokers / Dealers N/A CIK Number 0001787922 Filed Document 0001787922-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:23:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tycoon Holdings, LLC See All Filings	D	2020-10-01 16:21:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001821531 Filed Document 0001821531-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:21:52 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
TCV XI (A), L.P. See All Filings	D	2020-10-01 16:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rede Partners (Americas) LLC, Transpacific Group LLC, TransPacific Group (Asia) Limited, Goldman Sachs & Co. LLC, and Icapital Securities, LLC CIK Number 0001826737 Filed Document 0001826737-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WVP Emerging Manager Private Fund LLC - Non-Performing Loan Series See All Filings	D/A	2020-10-01 16:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718078 Filed Document 0001013594-20-000721 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WVP Emerging Manager Private Fund LLC - Lateral Series See All Filings	D/A	2020-10-01 16:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718089 Filed Document 0001013594-20-000720 Exclusions or Exemptions 506b Accepted Date 2020-10-01 16:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity