Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gotham Neutral Strategies (US), LP See All Filings	D/A	2020-10-13 15:19:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001502582-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawke Ventures - The Sill, a Series of Hawke Ventures - Master Series, LLC See All Filings	D	2020-10-13 15:17:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001826566 Filed Document 0001826566-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PacMuni Alcatraz Fund LLC See All Filings	D/A	2020-10-13 15:12:05 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001732542 Filed Document 0001732542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2020-10-13 15:12:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:12:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cohort 9, a Series of Venture University Master, LLC See All Filings	D/A	2020-10-13 15:10:16 UTC
Amount To Be Raised $1,021,000 Associated Brokers / Dealers N/A CIK Number 0001819187 Filed Document 0001819187-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:10:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bark SPV, a Series of Assure Labs 2020, LLC See All Filings	D	2020-10-13 15:07:17 UTC
Amount To Be Raised $99,795 Associated Brokers / Dealers N/A CIK Number 0001822448 Filed Document 0001822448-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:07:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RTA, a series of Forge Investments LLC See All Filings	D/A	2020-10-13 15:06:17 UTC
Amount To Be Raised $1,701,015 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001683546 Filed Document 0001683546-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaterGuru Inc. See All Filings	D	2020-10-13 15:04:38 UTC
Amount To Be Raised $5,000,006 Associated Brokers / Dealers N/A CIK Number 0001567720 Filed Document 0001567720-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:04:38 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2020-10-13 15:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-10-13 15:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mandolin Software, Inc. See All Filings	D	2020-10-13 14:58:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001828093 Filed Document 0001828093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:58:58 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
HZF DOVE TREE LLC See All Filings	D	2020-10-13 14:58:07 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001828077 Filed Document 0001828077-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:58:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bastion Funding IV LLC See All Filings	D	2020-10-13 14:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Steven Goldstein, Walton Henry Ward, and Raleigh Green CIK Number 0001827806 Filed Document 0001827806-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:54:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ADRX, Inc. See All Filings	D	2020-10-13 14:53:56 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001826290 Filed Document 0001826290-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:53:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gotham Balanced Value Strategies (US), LP See All Filings	D/A	2020-10-13 14:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502583 Filed Document 0001502583-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yotta Solar, Inc. See All Filings	D	2020-10-13 14:49:38 UTC
Amount To Be Raised $7,039,995 Associated Brokers / Dealers N/A CIK Number 0001762190 Filed Document 0001762190-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:49:38 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Fund, LLC/ME See All Filings	D	2020-10-13 14:47:50 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001828046 Filed Document 0001828046-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:47:50 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
COMMONFUND STRATEGIC SOLUTIONS EQUITY FUND LLC See All Filings	D/A	2020-10-13 14:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001532154 Filed Document 0001681917-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosse Point Beacon Parent, LP See All Filings	D	2020-10-13 14:44:50 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001828065 Filed Document 0001828065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:44:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADRX, Inc. See All Filings	D	2020-10-13 14:40:36 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001826290 Filed Document 0001826290-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:40:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Leafly Holdings, Inc. See All Filings	D/A	2020-10-13 14:39:14 UTC
Amount To Be Raised $16,863,447 Associated Brokers / Dealers N/A CIK Number 0001791773 Filed Document 0001791773-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:39:14 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Golden Cacao Corp See All Filings	D/A	2020-10-13 14:31:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001796412 Filed Document 0001796412-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-10-13 14:31:17 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ava Finance, Inc. See All Filings	D	2020-10-13 14:30:12 UTC
Amount To Be Raised $3,214,994 Associated Brokers / Dealers N/A CIK Number 0001827608 Filed Document 0001827608-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:30:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stratome Partners LP See All Filings	D	2020-10-13 14:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825996 Filed Document 0000919574-20-006330 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Snapdocs, Inc. See All Filings	D	2020-10-13 14:19:28 UTC
Amount To Be Raised $74,999,973 Associated Brokers / Dealers N/A CIK Number 0001722711 Filed Document 0001722711-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:19:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
834 CENTERVILLE CROSSING LLC See All Filings	D	2020-10-13 14:19:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001827713 Filed Document 0001827713-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:19:10 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADRX, Inc. See All Filings	D/A	2020-10-13 14:17:18 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001826290 Filed Document 0001826290-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:17:18 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
C3 Capital, Inc. See All Filings	D	2020-10-13 14:14:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001827424 Filed Document 0001827424-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-10-13 14:14:44 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
4073 Philips Hwy, LLC See All Filings	D	2020-10-13 14:14:33 UTC
Amount To Be Raised $8,125,000 Associated Brokers / Dealers N/A CIK Number 0001828022 Filed Document 0001828022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:14:33 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Buckhill HiggIndex LLC See All Filings	D	2020-10-13 14:09:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001826568 Filed Document 0001826568-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:09:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series 6, a series of Silicon Valley CISO Investments LLC See All Filings	D	2020-10-13 14:07:59 UTC
Amount To Be Raised $414,938 Associated Brokers / Dealers N/A CIK Number 0001822393 Filed Document 0001822393-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppVirality, Inc. See All Filings	D	2020-10-13 14:03:03 UTC
Amount To Be Raised $166,667 Associated Brokers / Dealers N/A CIK Number 0001652647 Filed Document 0001652647-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:03:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alianza Minerals Ltd. See All Filings	D	2020-10-13 14:01:25 UTC
Amount To Be Raised $19,083 Associated Brokers / Dealers N/A CIK Number 0001409036 Filed Document 0001567619-20-017751 Exclusions or Exemptions 506b Accepted Date 2020-10-13 14:01:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CJM Realty Fund LLC See All Filings	D/A	2020-10-13 13:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756131 Filed Document 0001756131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kush 2, a Series of Jason's Syndicate, LLC See All Filings	D	2020-10-13 13:58:26 UTC
Amount To Be Raised $110,078 Associated Brokers / Dealers N/A CIK Number 0001751849 Filed Document 0001751849-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
210 Red Cross Street LLC See All Filings	D	2020-10-13 13:55:55 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001828063 Filed Document 0001828063-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:55:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HUME SUPERNATURAL, INC. See All Filings	D	2020-10-13 13:55:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001792642 Filed Document 0001792642-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:55:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners VI-B LP See All Filings	D/A	2020-10-13 13:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806400 Filed Document 0001806400-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:54:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Techmate, a Series of Jason's Syndicate, LLC See All Filings	D	2020-10-13 13:51:20 UTC
Amount To Be Raised $554,453 Associated Brokers / Dealers N/A CIK Number 0001820632 Filed Document 0001820632-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Hedged Value Strategies (US), LLC See All Filings	D/A	2020-10-13 13:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496336 Filed Document 0001496336-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:49:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Root AI, a Series of Jason's Syndicate, LLC See All Filings	D	2020-10-13 13:49:01 UTC
Amount To Be Raised $812,144 Associated Brokers / Dealers N/A CIK Number 0001826082 Filed Document 0001826082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:49:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitman/Peterson Partners IV, LP See All Filings	D/A	2020-10-13 13:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817061 Filed Document 0001817061-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jade Associates I-B1 LLC See All Filings	D	2020-10-13 13:45:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794144 Filed Document 0001822584-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:45:54 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Build, Inc. See All Filings	D	2020-10-13 13:45:42 UTC
Amount To Be Raised $2,299,999 Associated Brokers / Dealers N/A CIK Number 0001828010 Filed Document 0001231919-20-000066 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:45:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners VI-A LP See All Filings	D/A	2020-10-13 13:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790550 Filed Document 0001790550-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionheart Legendairy Foods SPV I, a series of Assure Labs 2020, LLC See All Filings	D	2020-10-13 13:43:09 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001826067 Filed Document 0001826067-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:43:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RNN Ventures EnergyX Pre-A Note LLC See All Filings	D	2020-10-13 13:41:21 UTC
Amount To Be Raised $856,500 Associated Brokers / Dealers N/A CIK Number 0001819925 Filed Document 0001819925-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:41:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locust Lane Fund, LP See All Filings	D/A	2020-10-13 13:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727021 Filed Document 0001761624-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Principium Ventures OUI the People SPV, a series of Assure Labs 2020, LLC See All Filings	D	2020-10-13 13:40:05 UTC
Amount To Be Raised $36,000 Associated Brokers / Dealers N/A CIK Number 0001825067 Filed Document 0001825067-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:40:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Partners VI LP See All Filings	D/A	2020-10-13 13:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790551 Filed Document 0001790551-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jade Associates I-A1 LLC See All Filings	D	2020-10-13 13:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794152 Filed Document 0001822584-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-10-13 13:36:22 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity