|
|
D/A |
2020-10-14 13:38:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706894
- Filed Document
- 0001706894-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:38:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2020-10-14 13:37:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001720238
- Filed Document
- 0001794159-20-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:37:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:35:04 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- CS&CO Management A/S, Steven Albert, and Shinhan Investment Corporation
- CIK Number
- 0001803528
- Filed Document
- 0001209191-20-054760
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:35:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:29:34 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827630
- Filed Document
- 0001827630-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:29:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-10-14 13:17:14 UTC |
- Amount To Be Raised
- $6,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827195
- Filed Document
- 0001827195-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:17:14 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 13:14:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782508
- Filed Document
- 0001192482-20-000775
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:14:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:08:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827880
- Filed Document
- 0001104659-20-114803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:08:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:08:53 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001826100
- Filed Document
- 0001826100-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:08:53 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 13:08:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827881
- Filed Document
- 0001104659-20-114801
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:08:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:07:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828014
- Filed Document
- 0001104659-20-114800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:07:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:07:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827773
- Filed Document
- 0001104659-20-114799
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:07:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 13:05:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001826711
- Filed Document
- 0000943663-20-000232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 13:05:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:57:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001825433
- Filed Document
- 0001825433-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:57:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:56:51 UTC |
- Amount To Be Raised
- $53,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483646
- Filed Document
- 0001065949-20-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:56:51 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2020-10-14 12:50:41 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001821286
- Filed Document
- 0001821286-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:50:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:46:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828149
- Filed Document
- 0001828149-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:46:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-10-14 12:40:46 UTC |
- Amount To Be Raised
- $5,050,000
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001679237
- Filed Document
- 0001679237-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:40:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:35:58 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Fusion Partners Global LLC and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001814657
- Filed Document
- 0001814657-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:35:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:35:27 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707895
- Filed Document
- 0001707895-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:35:27 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 12:29:14 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788428
- Filed Document
- 0001788428-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:29:14 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2020-10-14 12:24:26 UTC |
- Amount To Be Raised
- $6,749,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739375
- Filed Document
- 0001683168-20-003433
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:24:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:23:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827097
- Filed Document
- 0000919574-20-006348
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:23:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:23:29 UTC |
- Amount To Be Raised
- $4,639,165
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697023
- Filed Document
- 0001697023-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:23:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:21:41 UTC |
- Amount To Be Raised
- $4,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828154
- Filed Document
- 0001828154-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:21:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:19:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001826964
- Filed Document
- 0000919574-20-006346
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:19:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 12:14:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Collins/Bay Island Securities LLC
- CIK Number
- 0001755151
- Filed Document
- 0001315863-20-000841
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:14:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 12:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001729115
- Filed Document
- 0001729115-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:11:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:10:51 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828176
- Filed Document
- 0001828176-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:10:51 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 12:08:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828202
- Filed Document
- 0001828202-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:08:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-10-14 12:01:50 UTC |
- Amount To Be Raised
- $88,735,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785860
- Filed Document
- 0001785860-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:01:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 12:01:50 UTC |
- Amount To Be Raised
- $1,321,273
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828120
- Filed Document
- 0001828120-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 12:01:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 11:41:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817644
- Filed Document
- 0001817644-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:41:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 11:33:41 UTC |
- Amount To Be Raised
- $649,732
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001826122
- Filed Document
- 0001826122-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:33:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 11:32:50 UTC |
- Amount To Be Raised
- $1,408,973
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001775110
- Filed Document
- 0001775110-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:32:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 11:23:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827236
- Filed Document
- 0000919574-20-006343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:23:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 11:21:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827219
- Filed Document
- 0001827219-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:21:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 11:19:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828168
- Filed Document
- 0001828168-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:19:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 11:17:28 UTC |
- Amount To Be Raised
- $2,122,577
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001790076
- Filed Document
- 0001790076-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:17:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-10-14 11:12:51 UTC |
- Amount To Be Raised
- $81,126,021
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001728390
- Filed Document
- 0001728390-20-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:12:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-10-14 11:10:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743313
- Filed Document
- 0001743313-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:10:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 11:06:05 UTC |
- Amount To Be Raised
- $1,153,125
- Associated Brokers / Dealers
- None
- CIK Number
- 0001822668
- Filed Document
- 0001822668-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 11:06:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 10:47:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493438
- Filed Document
- 0001493438-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:47:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 10:43:37 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Yauhen Razhko
- CIK Number
- 0001828181
- Filed Document
- 0001828181-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:43:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- POLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2020-10-14 10:26:24 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828170
- Filed Document
- 0001828170-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:26:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 10:24:00 UTC |
- Amount To Be Raised
- $15,332,907
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828112
- Filed Document
- 0001828112-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:24:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 10:21:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001827365
- Filed Document
- 0000919574-20-006341
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:21:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-10-14 10:16:40 UTC |
- Amount To Be Raised
- $1,065,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001822331
- Filed Document
- 0001822331-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:16:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-10-14 10:08:28 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Performance Trust Capital Partners, LLC
- CIK Number
- 0001590799
- Filed Document
- 0001567619-20-017782
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:08:28 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2020-10-14 10:07:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763327
- Filed Document
- 0001763327-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 10:07:58 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-10-14 09:54:58 UTC |
- Amount To Be Raised
- $459,037,282
- Associated Brokers / Dealers
- Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., WealthForge Securities, LLC, Tony Barouti, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Michael C. Pak, James R. Larew, Western International Securities Inc., Ameriprise Financial Services Inc., Dennis P. Thurman, Adam Carmel, Gregory J. Meyer, Robert A. Horning, George Kuruvilla, David B. Levinson, Evan Thurmond, Scott Sells, Adam Coop, Samuel Barber, John E Freiburger, and Ran Fuchs
- CIK Number
- 0001773819
- Filed Document
- 0001773819-20-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-10-14 09:54:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|