Found 715601 results

Name Type of Offering Accepted Date
PACE ALPHA SECTOR ROTATION FUND LP See All Filings
D/A 2009-06-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001439637
Filed Document 0001439637-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-06-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Surgical Institute of Michigan, LLC See All Filings
D 2009-05-01
Amount To Be Raised $900,000
Associated Brokers / Dealers N/A
CIK Number 0001463148
Filed Document 0001463148-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-01
Type of Offering D
Industry Hospitals and Physicians
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
FIRST SOUTHERN BANCORP See All Filings
D 2009-04-15
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001462236
Filed Document 0000950138-09-000307
Exclusions or Exemptions N/A
Accepted Date 2009-04-15
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-04-09
Amount To Be Raised $6,750,004
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000012
Exclusions or Exemptions N/A
Accepted Date 2009-04-09
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
Service Management Group Inc See All Filings
D 2009-04-08
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001416101
Filed Document 0001416101-09-000002
Exclusions or Exemptions 505
Accepted Date 2009-04-08
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MISSISSIPPI
Revenue or Assets $1 - $1,000,000
Type of Security Debt
IRhythm Technologies Inc See All Filings
D 2009-04-23
Amount To Be Raised $6,536,306
Associated Brokers / Dealers N/A
CIK Number 0001388658
Filed Document 0001388658-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-04-23
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Vetix Inc See All Filings
D 2009-05-27
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001400670
Filed Document 0001400670-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-27
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
Gigya, Inc. See All Filings
D 2009-06-16
Amount To Be Raised $2,400,000
Associated Brokers / Dealers N/A
CIK Number 0001466936
Filed Document 0001466936-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-16
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
HEALTH DIAGNOSTIC LABORATORY INC See All Filings
D/A 2009-04-15
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001453472
Filed Document 0001453472-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-04-15
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
TechSkills LLC See All Filings
D 2009-04-15
Amount To Be Raised $24,001,784
Associated Brokers / Dealers N/A
CIK Number 0001279040
Filed Document 0001279040-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-04-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
GOLDEN BAND RESOURCES INC See All Filings
D 2009-06-05
Amount To Be Raised $309,119
Associated Brokers / Dealers N/A
CIK Number 0001303363
Filed Document 0001183740-09-000245
Exclusions or Exemptions N/A
Accepted Date 2009-06-05
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business SASKATCHEWAN, CANADA
Revenue or Assets No Revenues
Type of Security Equity
FACTORTRUST INC See All Filings
D 2009-04-02
Amount To Be Raised $249,999
Associated Brokers / Dealers N/A
CIK Number 0001370330
Filed Document 0001169232-09-001913
Exclusions or Exemptions 504
Accepted Date 2009-04-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Itasca Bancorp, Inc. See All Filings
D 2009-06-22
Amount To Be Raised $377,784
Associated Brokers / Dealers N/A
CIK Number 0001466672
Filed Document 0001466672-09-000001
Exclusions or Exemptions 504
Accepted Date 2009-06-22
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
COVENANT APARTMENT FUND VI (INSTITUTIONAL) LP See All Filings
D/A 2009-04-27
Amount To Be Raised $300,000,000
Associated Brokers / Dealers N/A
CIK Number 0001435707
Filed Document 0001435708-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-04-27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Darwin Capital Partners I, LP See All Filings
D/A 2009-06-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001443452
Filed Document 0001443452-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-06-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Recommended Reading Inc See All Filings
D/A 2009-05-22
Amount To Be Raised $3,999,998
Associated Brokers / Dealers N/A
CIK Number 0001402406
Filed Document 0001402406-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-22
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Tompkins Capital Trust I See All Filings
D 2009-04-22
Amount To Be Raised $30,000,000
Associated Brokers / Dealers N/A
CIK Number 0001462461
Filed Document 0001019056-09-000483
Exclusions or Exemptions N/A
Accepted Date 2009-04-22
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Not Applicable
Type of Security Equity
L & L INTERNATIONAL HOLDINGS, INC See All Filings
D 2009-06-25
Amount To Be Raised $650,000
Associated Brokers / Dealers N/A
CIK Number 0001137083
Filed Document 0001168542-09-000023
Exclusions or Exemptions N/A
Accepted Date 2009-06-25
Type of Offering D
Industry Coal Mining
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Tedesco & Affiliates, LLC See All Filings
D 2009-06-01
Amount To Be Raised $150,000
Associated Brokers / Dealers N/A
CIK Number 0001464540
Filed Document 0001464540-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-01
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Thomson Acquisition Inc See All Filings
D 2009-05-29
Amount To Be Raised $2,477,000
Associated Brokers / Dealers N/A
CIK Number 0001324713
Filed Document 0001324713-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-29
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Forensic Logic, Inc. See All Filings
D 2009-05-07
Amount To Be Raised $1,642,959
Associated Brokers / Dealers N/A
CIK Number 0001463782
Filed Document 0001463782-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-07
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
VytronUS Inc See All Filings
D 2009-06-10
Amount To Be Raised $11,500,000
Associated Brokers / Dealers N/A
CIK Number 0001409649
Filed Document 0001409649-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-06-10
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Institutional Concentrated Equity Strategies Ltd See All Filings
D/A 2009-04-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001405397
Filed Document 0001405397-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-04-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
NETSTREAMS INC See All Filings
D/A 2009-04-06
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001288688
Filed Document 0001288688-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-04-06
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Debt
Audio Optics, Inc. See All Filings
D 2009-05-27
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001464235
Filed Document 0001464235-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-27
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Apieron Inc See All Filings
D 2009-04-07
Amount To Be Raised $16,000,000
Associated Brokers / Dealers N/A
CIK Number 0001406427
Filed Document 0001406427-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-04-07
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Solaro Armour, Inc. See All Filings
D 2009-05-04
Amount To Be Raised $37,500
Associated Brokers / Dealers N/A
CIK Number 0001459695
Filed Document 0001459695-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-04
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
PB Holdings, Inc. See All Filings
D 2009-06-11
Amount To Be Raised $17,912,500
Associated Brokers / Dealers N/A
CIK Number 0001465982
Filed Document 0001140361-09-014542
Exclusions or Exemptions N/A
Accepted Date 2009-06-11
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
SPECTRASENSORS INC See All Filings
D 2009-05-20
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001130530
Filed Document 0001130530-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-20
Type of Offering D
Industry Environmental Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Fenimore Research Fund, LLC See All Filings
D 2009-06-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464535
Filed Document 0001464535-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-06-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Roundstone Healthcare Capital V, LP See All Filings
D/A 2009-05-18
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001457791
Filed Document 0001457791-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-05-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings
D/A 2009-04-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001413958
Filed Document 0001393725-09-000093
Exclusions or Exemptions N/A
Accepted Date 2009-04-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Atticus Trading (US), LP See All Filings
D 2009-04-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461812
Filed Document 0001461812-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LOOMIS SAYLES MULTISECTOR FULL DISCRETION TRUST See All Filings
D 2009-05-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001433432
Filed Document 0001435079-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-05-12
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Other
Pittsburgh Equity Partners, L.P. See All Filings
D 2009-04-01
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001461150
Filed Document 0001461150-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-01
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Other
PAUL REED SMITH GUITARS LTD PARTNERSHIP See All Filings
D 2009-03-31
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0000771046
Filed Document 0000771046-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-31
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
RECP IV Co-Investors, L.P. See All Filings
D 2009-05-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001463410
Filed Document 0000950103-09-001019
Exclusions or Exemptions N/A
Accepted Date 2009-05-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TriStar Oil & Gas Ltd. See All Filings
D 2009-03-31
Amount To Be Raised $33,729,571
Associated Brokers / Dealers N/A
CIK Number 0001460449
Filed Document 0000912282-09-000549
Exclusions or Exemptions N/A
Accepted Date 2009-03-31
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business ALBERTA, CANADA
Revenue or Assets Over $100,000,000
Type of Security Equity
STATE STREET NAVIGATOR SECURITIES LENDING TRUST See All Filings
D 2009-06-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001011008
Filed Document 0001209191-09-034215
Exclusions or Exemptions N/A
Accepted Date 2009-06-19
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
CPACKET NETWORKS INC See All Filings
D/A 2009-04-22
Amount To Be Raised $3,960,000
Associated Brokers / Dealers N/A
CIK Number 0001386822
Filed Document 0001386822-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-04-22
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
Armored Wolf Alpha (Offshore) Fund, Ltd. See All Filings
D/A 2009-06-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001462121
Filed Document 0001462121-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TRAXIS FUND ONSHORE LP See All Filings
D/A 2009-04-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001244693
Filed Document 0000919574-09-008891
Exclusions or Exemptions N/A
Accepted Date 2009-04-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LY Holdings, LLC See All Filings
D 2009-06-15
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001462851
Filed Document 0000911959-09-000011
Exclusions or Exemptions N/A
Accepted Date 2009-06-15
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Debt
NuView Systems, Inc. See All Filings
D 2009-04-14
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001462000
Filed Document 0001462000-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-14
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
ZeroPoint Risk Research LLC See All Filings
D 2009-04-15
Amount To Be Raised $250
Associated Brokers / Dealers N/A
CIK Number 0001461846
Filed Document 0001461846-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-04-15
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
RAINDANCE TECHNOLOGIES INC See All Filings
D 2009-05-06
Amount To Be Raised $12,001,057
Associated Brokers / Dealers N/A
CIK Number 0001391950
Filed Document 0001391950-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-06
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Filament Entertainment Group Inc. See All Filings
D 2009-03-12
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001458889
Filed Document 0001458889-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Scorpio Gold Corp See All Filings
D 2009-06-24
Amount To Be Raised $408,522
Associated Brokers / Dealers N/A
CIK Number 0001467093
Filed Document 0000912282-09-000962
Exclusions or Exemptions N/A
Accepted Date 2009-06-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
STAX NETWORKS, INC See All Filings
D 2009-06-12
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001433957
Filed Document 0001433957-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
One Fall LLC See All Filings
D 2009-05-21
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001464330
Filed Document 0001464330-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-21
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity