Found 715601 results

Name Type of Offering Accepted Date
TETRA OFFSHORE FUND LTD See All Filings
D/A 2009-03-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001279023
Filed Document 0000919574-09-006251
Exclusions or Exemptions N/A
Accepted Date 2009-03-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ASHLEY COOPER CAPITAL PARTNERS, L.P. See All Filings
D 2009-06-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001465293
Filed Document 0001465293-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-06-01
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business SOUTH CAROLINA
Revenue or Assets Not Applicable
Type of Security Equity
Agilence, Inc. See All Filings
D 2009-05-26
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001400779
Filed Document 0001400779-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-05-26
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
07 Grand Reward/Rose City, LLC See All Filings
D 2009-04-23
Amount To Be Raised $144,000
Associated Brokers / Dealers N/A
CIK Number 0001462597
Filed Document 0001462597-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-23
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Not Applicable
Type of Security Other
ArciTerra National REIT, Inc. See All Filings
D 2008-11-03
Amount To Be Raised $40,000,000
Associated Brokers / Dealers N/A
CIK Number 0001461813
Filed Document 0001461813-09-000001
Exclusions or Exemptions N/A
Accepted Date 2008-11-03
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Universal Building Products Inc. See All Filings
D 2009-04-27
Amount To Be Raised $14,500,000
Associated Brokers / Dealers N/A
CIK Number 0001463139
Filed Document 0001463139-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-27
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
ENABLE IPC CORP See All Filings
D 2009-04-03
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001326068
Filed Document 0001091818-09-000106
Exclusions or Exemptions N/A
Accepted Date 2009-04-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
7080 Eudora, LLC See All Filings
D 2009-05-11
Amount To Be Raised $355,000
Associated Brokers / Dealers N/A
CIK Number 0001463765
Filed Document 0001463765-09-000001
Exclusions or Exemptions 504
Accepted Date 2009-05-11
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Hawker Beechcraft, Inc. See All Filings
D 2009-04-01
Amount To Be Raised $11,300,000
Associated Brokers / Dealers N/A
CIK Number 0001460601
Filed Document 0001460601-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-01
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets Over $100,000,000
Type of Security Equity
ADESTO TECHNOLOGIES Corp See All Filings
D 2009-05-07
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001395848
Filed Document 0001395848-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-05-07
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
HORSEMAN GLOBAL FUND LP See All Filings
D/A 2009-03-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001187730
Filed Document 0000919574-09-005037
Exclusions or Exemptions N/A
Accepted Date 2009-03-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CYBERDEFENDER CORP See All Filings
D 2009-06-17
Amount To Be Raised $1,106,875
Associated Brokers / Dealers N/A
CIK Number 0001377720
Filed Document 0001144204-09-033121
Exclusions or Exemptions N/A
Accepted Date 2009-06-17
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Cryo-Dynamics, Inc. See All Filings
D 2009-05-21
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001462203
Filed Document 0001462203-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
A.C. Moore Arts & Crafts, Inc. See All Filings
D 2009-06-05
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001042809
Filed Document 0001458511-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-05
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Over $100,000,000
Type of Security Equity
MAN AHL DIVERSIFIED II LP See All Filings
D/A 2009-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001053687
Filed Document 0001053687-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ANIMAS RESOURCES LTD See All Filings
D 2009-06-09
Amount To Be Raised $148,335
Associated Brokers / Dealers N/A
CIK Number 0001423468
Filed Document 0000912282-09-000880
Exclusions or Exemptions N/A
Accepted Date 2009-06-09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
Aracos Fund, L.P. See All Filings
D 2009-05-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464059
Filed Document 0001464059-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
10-20 Media, Inc. See All Filings
D 2009-06-18
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001460764
Filed Document 0001460764-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-18
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $1 - $1,000,000
Type of Security Debt
Blue Marble Energy Corp See All Filings
D 2009-04-28
Amount To Be Raised $2,051,250
Associated Brokers / Dealers N/A
CIK Number 0001462326
Filed Document 0001462326-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-28
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
CMP Susquehanna Radio Holdings Corp. See All Filings
D 2009-04-10
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001387195
Filed Document 0001209191-09-021212
Exclusions or Exemptions N/A
Accepted Date 2009-04-10
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Over $100,000,000
Type of Security Equity
AGRIMARINE HOLDINGS INC See All Filings
D 2009-05-04
Amount To Be Raised $191,691
Associated Brokers / Dealers N/A
CIK Number 0001447161
Filed Document 0001183740-09-000202
Exclusions or Exemptions N/A
Accepted Date 2009-05-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
1925 Breton Road SE, LLC See All Filings
D 2009-05-04
Amount To Be Raised $1,300,000
Associated Brokers / Dealers N/A
CIK Number 0001462609
Filed Document 0001462609-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-04
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets No Revenues
Type of Security Equity
AUEX VENTURES, INC. See All Filings
D 2009-06-22
Amount To Be Raised $1,678,481
Associated Brokers / Dealers N/A
CIK Number 0001459025
Filed Document 0001459025-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-22
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
BioBehavioral Diagnostics Co See All Filings
D 2009-06-17
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001386204
Filed Document 0001386204-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-17
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Debt
1737 Connecticut Aveune LLC See All Filings
D 2009-06-23
Amount To Be Raised $3,100,000
Associated Brokers / Dealers N/A
CIK Number 0001465576
Filed Document 0001465576-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-06-23
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
FINANALYTICA INC See All Filings
D 2009-05-15
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001232666
Filed Document 0001232666-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Debt
HGI Select CMBS Fund I, LP See All Filings
D 2009-04-09
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001458953
Filed Document 0001458953-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-09
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Advent Partners GPE VI-A Limited Partnership See All Filings
D 2009-04-08
Amount To Be Raised $15,972,880
Associated Brokers / Dealers N/A
CIK Number 0001461159
Filed Document 0001461159-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-08
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Not Applicable
Type of Security Equity
CLOUD ENGINES INC See All Filings
D 2009-05-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001392084
Filed Document 0001392084-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-01
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
AWAREPOINT CORP See All Filings
D 2009-05-20
Amount To Be Raised $140,000
Associated Brokers / Dealers N/A
CIK Number 0001358551
Filed Document 0001358551-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-05-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
CB Bancshares Corp See All Filings
D 2009-04-07
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001461370
Filed Document 0001461370-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-07
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets No Revenues
Type of Security Equity
Brandywine Private Equity Partners (2008), LP See All Filings
D 2009-05-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001466042
Filed Document 0000919574-09-011832
Exclusions or Exemptions N/A
Accepted Date 2009-05-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Catamount Partners II, LP See All Filings
D 2009-06-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464472
Filed Document 0001464472-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-06-03
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
COMMUNITY BANK MORTGAGE LLC See All Filings
D 2009-05-01
Amount To Be Raised $23,000
Associated Brokers / Dealers N/A
CIK Number 0001446874
Filed Document 0001446874-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-05-01
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Brevan Howard Credit Catalysts Fund Ltd See All Filings
D 2009-06-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001466293
Filed Document 0001465725-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Bessie May Bonita Development LP See All Filings
D 2009-06-05
Amount To Be Raised $7,440,400
Associated Brokers / Dealers N/A
CIK Number 0001465583
Filed Document 0001465583-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-05
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
APPLIED OPTOELECTRONICS INC See All Filings
D 2009-04-08
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001158114
Filed Document 0001158114-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-04-08
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
AllBridge All A's Fund, L.P. See All Filings
D 2009-05-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464604
Filed Document 0000914121-09-000920
Exclusions or Exemptions N/A
Accepted Date 2009-05-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
E. McCollum Investments, LLC See All Filings
D 2009-05-14
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001463461
Filed Document 0001463461-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-05-14
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets No Revenues
Type of Security Equity
DILITHIUM NETWORKS INC See All Filings
D 2009-06-05
Amount To Be Raised $8,000,000
Associated Brokers / Dealers N/A
CIK Number 0001216661
Filed Document 0001216661-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-05
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Axiom Microdevices Inc See All Filings
D 2009-05-21
Amount To Be Raised $5,200,000
Associated Brokers / Dealers N/A
CIK Number 0001302580
Filed Document 0001302580-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-05-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Axion BioSystems, Inc. See All Filings
D 2009-04-30
Amount To Be Raised $1,000,113
Associated Brokers / Dealers N/A
CIK Number 0001458565
Filed Document 0001458565-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-04-30
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets No Revenues
Type of Security Equity
CONVERGENCE TECHNOLOGIES GROUP INC See All Filings
D 2009-05-01
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001434438
Filed Document 0001434438-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-05-01
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets $1 - $1,000,000
Type of Security Equity
CALOSYN PHARMA, INC. See All Filings
D 2009-04-09
Amount To Be Raised $400,000
Associated Brokers / Dealers N/A
CIK Number 0001429819
Filed Document 0001429819-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-04-09
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
DK Venture Fund II, LLC See All Filings
D 2009-05-14
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001464120
Filed Document 0001464120-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-14
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
BAE SYSTEMS PLC /FI/ See All Filings
D 2009-06-02
Amount To Be Raised $61,395,335
Associated Brokers / Dealers N/A
CIK Number 0000895564
Filed Document 0000895564-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-06-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Over $100,000,000
Type of Security Equity
Central Park Group Global Distressed Fund, LLC See All Filings
D 2009-04-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461558
Filed Document 0000899681-09-000287
Exclusions or Exemptions N/A
Accepted Date 2009-04-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Eaton Vance TALF Opportunities Fund I, LLC See All Filings
D 2009-06-01
Amount To Be Raised $28,126,732
Associated Brokers / Dealers N/A
CIK Number 0001464461
Filed Document 0000898432-09-000734
Exclusions or Exemptions N/A
Accepted Date 2009-06-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Slocum Research Portfolio LLC See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001328209
Filed Document 0001328209-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Equity
LYSTER WATSON MODERATE VOLATILITY FUND LTD See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001401280
Filed Document 0000919574-09-006698
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund