Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Drew Investment Fund II, Ltd. See All Filings	D	2023-04-28 12:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001975237 Filed Document 0001975237-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covert TopCo Partnership, LP See All Filings	D	2023-04-28 12:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001910908 Filed Document 0001910908-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:18:25 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rumble Motors, Inc. CF 2 See All Filings	C/A	2023-04-28 12:09:09 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $4,194,134 CIK Number 0001797125 Filed Document 0001665160-23-001002 Accepted Date 2023-04-28 12:09:09 UTC Type of Offering C/A Security Offered Amount 714 Security Offered Type Common Stock State CALIFORNIA
HA-0325 Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2023-04-28 12:08:58 UTC
Amount To Be Raised $100,300 Associated Brokers / Dealers N/A CIK Number 0001974985 Filed Document 0001974985-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:08:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet International Equity - EAFE Alpha Extension Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2023-04-28 12:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001650307 Filed Document 0001751797-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Country the Musical Co See All Filings	C/A	2023-04-28 12:08:23 UTC
Financial Interest None Filing Platform PicMii Crowdfunding LLC Offering Amount $250,000 CIK Number 0001926278 Filed Document 0001683168-23-002732 Accepted Date 2023-04-28 12:08:23 UTC Type of Offering C/A Security Offered Amount 1,000,000 Security Offered Type Common Stock State CALIFORNIA
Scion Value G7, L.P. See All Filings	D/A	2023-04-28 12:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586366 Filed Document 0001586366-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1818 PARTNERS LP See All Filings	D/A	2023-04-28 12:05:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brown Brothers Harriman & Co. CIK Number 0001136915 Filed Document 0001136915-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:05:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allium Management Holdco LLC See All Filings	D	2023-04-28 12:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973775 Filed Document 0001973775-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:04:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Taconic Credit Dislocation Offshore Fund IV L.P. See All Filings	D	2023-04-28 12:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001975159 Filed Document 0001975223-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 12:03:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Growth Fund 1, LLC See All Filings	D	2023-04-28 12:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001972460 Filed Document 0001972460-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-04-28 12:01:03 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Global Equity - Alpha Extension Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2023-04-28 11:58:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001553829 Filed Document 0001751797-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:58:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artisan Topco Ltd See All Filings	D	2023-04-28 11:53:51 UTC
Amount To Be Raised $1,582,640 Associated Brokers / Dealers N/A CIK Number 0001975313 Filed Document 0001975313-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:53:51 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ASOF V Feeder Fund L.P. See All Filings	D	2023-04-28 11:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rede Partners LLP CIK Number 0001970328 Filed Document 0001970328-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:53:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP-0330 Fund I, a series of AngelList Quant Fund Direct Investments, LP See All Filings	D	2023-04-28 11:53:04 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001975432 Filed Document 0001975432-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:53:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timeplast, Inc. See All Filings	C/A	2023-04-28 11:52:40 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $5,000,000 CIK Number 0001933967 Filed Document 0001665160-23-000998 Accepted Date 2023-04-28 11:52:40 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State FLORIDA
Anvil Development - Leesville, LLC See All Filings	C/A	2023-04-28 11:51:51 UTC
Financial Interest None. Filing Platform Vesterr Offering Amount $3,583,908 CIK Number 0001964320 Filed Document 0001964320-23-000003 Accepted Date 2023-04-28 11:51:51 UTC Type of Offering C/A Security Offered Amount 108 Security Offered Type Other State LOUISIANA
Scion G7, L.P. See All Filings	D/A	2023-04-28 11:51:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586364 Filed Document 0001586364-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic Credit Dislocation Fund IV L.P. See All Filings	D	2023-04-28 11:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001975223 Filed Document 0001975223-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:47:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK VENTURES QP, LLC See All Filings	D/A	2023-04-28 11:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Dominion Capital Corp, PCF Capital Markets, LLC, Aqueduct Capital Group, LLC, Sanders Morris Harris LLC, Old City Securities, LLC, and The Leaders Group, Inc. CIK Number 0001775014 Filed Document 0000919574-23-002733 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:46:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3D MONEY LLC See All Filings	D	2023-04-28 11:46:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001792268 Filed Document 0001792268-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-04-28 11:46:03 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Coder Kids, Inc. See All Filings	D	2023-04-28 11:45:37 UTC
Amount To Be Raised $1,598,929 Associated Brokers / Dealers N/A CIK Number 0001748254 Filed Document 0001748254-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:45:37 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bolt Moline Storage LLC See All Filings	D	2023-04-28 11:44:29 UTC
Amount To Be Raised $1,330,000 Associated Brokers / Dealers N/A CIK Number 0001975671 Filed Document 0001975671-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-04-28 11:44:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Alchemy Special Opportunities Fund V L.P. See All Filings	D	2023-04-28 11:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rede Partners LLP CIK Number 0001970329 Filed Document 0001970329-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:44:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Climb LP See All Filings	D	2023-04-28 11:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001974142 Filed Document 0001974142-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:43:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IX Power Clean Water, Inc. See All Filings	C/A	2023-04-28 11:42:16 UTC
Financial Interest N/A Filing Platform Wefunder Portal LLC Offering Amount $2,000,000 CIK Number 0001555127 Filed Document 0001555127-23-000003 Accepted Date 2023-04-28 11:42:16 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Other State COLORADO
iHealthScreen, Inc. See All Filings	C/A	2023-04-28 11:37:34 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $1,234,998 CIK Number 0001968655 Filed Document 0001665160-23-000993 Accepted Date 2023-04-28 11:37:34 UTC Type of Offering C/A Security Offered Amount 3,802 Security Offered Type Common Stock State NEW YORK
Scion G7 Offshore, Ltd. See All Filings	D/A	2023-04-28 11:35:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586367 Filed Document 0001586367-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSC Industrial 11, DST See All Filings	D/A	2023-04-28 11:30:09 UTC
Amount To Be Raised $19,680,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001961216 Filed Document 0001961216-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:30:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Osprey Capital Fund IV, LLC See All Filings	D	2023-04-28 11:29:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001974359 Filed Document 0001493152-23-014094 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:29:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TU-0218 Fund I, a series of FDVC, LP See All Filings	D	2023-04-28 11:23:07 UTC
Amount To Be Raised $205,010 Associated Brokers / Dealers N/A CIK Number 0001975438 Filed Document 0001975438-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP-0108 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-04-28 11:15:16 UTC
Amount To Be Raised $122,500 Associated Brokers / Dealers N/A CIK Number 0001975659 Filed Document 0001975659-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POS Systems, Inc. / NV See All Filings	D	2023-04-28 11:14:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001969454 Filed Document 0001096906-23-000930 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:14:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALTIMETER PARTNERS FUND LP See All Filings	D/A	2023-04-28 11:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452343 Filed Document 0001452343-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Bonds Plus Fund, LLC See All Filings	D/A	2023-04-28 11:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503737 Filed Document 0001503737-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRI BIO OPERATIONS, INC. See All Filings	D	2023-04-28 11:10:56 UTC
Amount To Be Raised $15,583,333 Associated Brokers / Dealers Ecoban Securities Corporation CIK Number 0001639824 Filed Document 0001639824-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:10:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PL-0327 Fund I, a series of Xtripe Angels, LP See All Filings	D	2023-04-28 11:08:07 UTC
Amount To Be Raised $56,500 Associated Brokers / Dealers N/A CIK Number 0001975570 Filed Document 0001975570-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:08:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK Opportunity Zone Fund I, LLC See All Filings	D/A	2023-04-28 11:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Dominion Capital Corp., Old City Securities LLC, and Invicta Capital LLC CIK Number 0001794560 Filed Document 0000919574-23-002731 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet International Equity - ACWI ex US Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D/A	2023-04-28 11:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001573981 Filed Document 0001751797-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 11:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koena-Bev Holdings, Inc. See All Filings	C/A	2023-04-28 10:32:11 UTC
Financial Interest We charge 3% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $1,235,000 CIK Number 0001967735 Filed Document 0001665160-23-000987 Accepted Date 2023-04-28 10:32:11 UTC Type of Offering C/A Security Offered Amount 15,000 Security Offered Type Common Stock State GEORGIA
iHealthScreen, Inc. See All Filings	C/A	2023-04-28 10:26:36 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $1,234,998 CIK Number 0001968655 Filed Document 0001665160-23-000985 Accepted Date 2023-04-28 10:26:36 UTC Type of Offering C/A Security Offered Amount 3,802 Security Offered Type Common Stock State NEW YORK
AtomBeam Technologies Inc. See All Filings	C/A	2023-04-28 10:08:11 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $3,948,670 CIK Number 0001838432 Filed Document 0001665160-23-000981 Accepted Date 2023-04-28 10:08:11 UTC Type of Offering C/A Security Offered Amount 2,000 Security Offered Type Common Stock State CALIFORNIA
Cato Partners, LP See All Filings	D/A	2023-04-28 10:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-23-002713 Exclusions or Exemptions 506b Accepted Date 2023-04-28 10:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKK 9i Ventures QP, LLC See All Filings	D/A	2023-04-28 09:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanders Morris Harris LLC and PCF Capital Markets LLC CIK Number 0001787199 Filed Document 0000919574-23-002712 Exclusions or Exemptions 506b Accepted Date 2023-04-28 09:59:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Ventures Node 1 Fund, a series of Lightning Ventures, LP See All Filings	D/A	2023-04-28 09:59:28 UTC
Amount To Be Raised $1,374,250 Associated Brokers / Dealers N/A CIK Number 0001883546 Filed Document 0001883546-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-04-28 09:59:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Cryptoverse Ventures, LP See All Filings	D/A	2023-04-28 09:53:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001927895 Filed Document 0001927328-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-04-28 09:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH-0410 Fund I, a series of Unpopular VC, LP See All Filings	D	2023-04-28 09:53:18 UTC
Amount To Be Raised $284,478 Associated Brokers / Dealers N/A CIK Number 0001975111 Filed Document 0001975111-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-04-28 09:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAM PARTNERS, L.P. See All Filings	D/A	2023-04-28 09:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., SWORD SECURITIES LLC, TRESTLE POINT, LLC, USCA Securities LLC, Benjamin & Jerold Brokerage I, LLC, and TRADEPRO SECURITIES,INC. CIK Number 0000944774 Filed Document 0000919574-23-002709 Exclusions or Exemptions 506b Accepted Date 2023-04-28 09:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Red Hook Fund LP See All Filings	D/A	2023-04-28 09:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-23-000420 Exclusions or Exemptions 506b Accepted Date 2023-04-28 09:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR VALUE CAPITAL PARTNERS, L.P. See All Filings	D	2023-04-28 09:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810105 Filed Document 0001810105-23-000003 Exclusions or Exemptions 506c Accepted Date 2023-04-28 09:44:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund