Found 715601 results

Name Type of Offering Accepted Date
STERLING FINANCIAL CORP /WA/ See All Filings
D 2008-12-19
Amount To Be Raised $303,000,000
Associated Brokers / Dealers N/A
CIK Number 0000891106
Filed Document 0000891020-08-000177
Exclusions or Exemptions N/A
Accepted Date 2008-12-19
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Over $100,000,000
Type of Security Equity
HIPPOCRATES PARTNERS QP LP See All Filings
D/A 2009-03-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001428743
Filed Document 0000919574-09-006198
Exclusions or Exemptions N/A
Accepted Date 2009-03-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CLEARVIEW ACQUISITIONS, INC. See All Filings
D 2008-12-02
Amount To Be Raised $20,100
Associated Brokers / Dealers N/A
CIK Number 0001364560
Filed Document 0001364560-08-000005
Exclusions or Exemptions 504
Accepted Date 2008-12-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
Fallbrook Technologies Inc See All Filings
D 2008-11-21
Amount To Be Raised $4,617,644
Associated Brokers / Dealers N/A
CIK Number 0001305927
Filed Document 0001305927-08-000004
Exclusions or Exemptions N/A
Accepted Date 2008-11-21
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Other
DIVERSA 5 FUND L P See All Filings
D/A 2009-03-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001387706
Filed Document 0001387706-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
PLC DIAGNOSTICS INC See All Filings
D 2008-12-30
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001442549
Filed Document 0001442549-08-000002
Exclusions or Exemptions N/A
Accepted Date 2008-12-30
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
IRIDIAN PARTNERS FUND LP See All Filings
D 2009-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001088044
Filed Document 0001088044-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
BREAKWATER CAPITAL PARTNERS L P See All Filings
D/A 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001270401
Filed Document 0001270401-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GROSVENOR LONG/SHORT EQUITY FUND LTD See All Filings
D/A 2009-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001337283
Filed Document 0001434078-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Arden ERISA Portable Alpha SPC See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001352063
Filed Document 0000919574-09-006876
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Avenue Investments, L.P. See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001003215
Filed Document 0001003215-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Fenwick Straregic Return Fund LP See All Filings
D/A 2009-03-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001357827
Filed Document 0000919574-09-005816
Exclusions or Exemptions N/A
Accepted Date 2009-03-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EPOCH CAPITAL PARTNERS L P See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001086275
Filed Document 0001086275-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EAGLE ROCK ENERGY PARTNERS L P See All Filings
D 2008-10-10
Amount To Be Raised $55,000,000
Associated Brokers / Dealers N/A
CIK Number 0001364541
Filed Document 0001364541-08-000037
Exclusions or Exemptions N/A
Accepted Date 2008-10-10
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Over $100,000,000
Type of Security Equity
Genesee Eagle Fund Ltd See All Filings
D/A 2009-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001320033
Filed Document 0000919574-09-006047
Exclusions or Exemptions N/A
Accepted Date 2009-03-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EPISODE L.P. See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001347600
Filed Document 0001347600-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
CAPITAL GUARDIAN ENERGING MARKETS TOTAL OPPORTUNITIES FUND FOR TAX-EXEMPT TRUSTS See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001435549
Filed Document 0001457816-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FEINGOLD O'KEEFFE CAPITAL I LP See All Filings
D/A 2009-03-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001410921
Filed Document 0000919574-09-004844
Exclusions or Exemptions N/A
Accepted Date 2009-03-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Tierra Antigua N.M., LLC See All Filings
D 2008-12-10
Amount To Be Raised $5,525,500
Associated Brokers / Dealers N/A
CIK Number 0001451675
Filed Document 0001451675-08-000001
Exclusions or Exemptions N/A
Accepted Date 2008-12-10
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GAB Funding Corp. See All Filings
D 2008-12-23
Amount To Be Raised $125,000
Associated Brokers / Dealers N/A
CIK Number 0001452258
Filed Document 0001452258-08-000002
Exclusions or Exemptions N/A
Accepted Date 2008-12-23
Type of Offering D
Industry REITS and Finance
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Waseca Energy Inc. See All Filings
D/A 2008-11-06
Amount To Be Raised $900,000
Associated Brokers / Dealers N/A
CIK Number 0001446999
Filed Document 0001446999-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-11-06
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business ALBERTA, CANADA
Revenue or Assets Not Applicable
Type of Security Equity
07 Graeme Hall/Vines of Justice, LLC See All Filings
D 2009-03-26
Amount To Be Raised $680,000
Associated Brokers / Dealers N/A
CIK Number 0001459751
Filed Document 0001459678-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-26
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Not Applicable
Type of Security Other
Blue Ocean Health, Inc. See All Filings
D/A 2008-10-10
Amount To Be Raised $205,000
Associated Brokers / Dealers N/A
CIK Number 0001445753
Filed Document 0001441557-08-000008
Exclusions or Exemptions N/A
Accepted Date 2008-10-10
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets No Revenues
Type of Security Equity
OWL PARTNERS FUND LIMITED PARTNERSHIP See All Filings
D 2008-11-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001160399
Filed Document 0001160399-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-11-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Discovery Global Citizens Fund Ltd See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001411004
Filed Document 0000919574-09-005873
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LEAF OFFSHORE INVESTMENT FUND LTD See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001222837
Filed Document 0000919574-09-006321
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CAVU Capital Partners QP LP See All Filings
D/A 2009-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001411001
Filed Document 0000919574-09-004945
Exclusions or Exemptions N/A
Accepted Date 2009-03-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Discovery Equity Partners L P/IL See All Filings
D/A 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000894736
Filed Document 0000894736-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AXIOM EMERGING MARKETS OPPORTUNITY FUND LP See All Filings
D/A 2009-03-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001401256
Filed Document 0001127070-09-000010
Exclusions or Exemptions N/A
Accepted Date 2009-03-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CHOMP GLOBAL EQUITY FUND See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001335983
Filed Document 0001157869-09-000012
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
1000 1st Avenue South LP See All Filings
D 2009-02-20
Amount To Be Raised $2,800,000
Associated Brokers / Dealers N/A
CIK Number 0001382747
Filed Document 0001382747-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-02-20
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
ORQIS MEDICAL CORP See All Filings
D 2008-10-20
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001141939
Filed Document 0001141939-08-000003
Exclusions or Exemptions N/A
Accepted Date 2008-10-20
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
AXENTIS INC See All Filings
D 2009-03-30
Amount To Be Raised $3,200,000
Associated Brokers / Dealers N/A
CIK Number 0001271606
Filed Document 0001271606-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-03-30
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Debt
Tiedemann/Falconer Partners Ltd See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001413799
Filed Document 0000919574-09-006509
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Advanced Capital Intelligence Global Capital Opportunities (Cayman), Ltd. See All Filings
D 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457831
Filed Document 0001457831-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
RCP Secondary Opportunity Fund LP See All Filings
D/A 2009-03-24
Amount To Be Raised $200,000,000
Associated Brokers / Dealers N/A
CIK Number 0001457158
Filed Document 0001457158-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
CONTRARIAN CAPITAL FUND I LP See All Filings
D 2009-03-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001022373
Filed Document 0000919574-09-008029
Exclusions or Exemptions N/A
Accepted Date 2009-03-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LITTLE BAY LP See All Filings
D/A 2009-03-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001427214
Filed Document 0001427214-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
E-BUSINESS INTERNATIONAL INC. See All Filings
D 2009-02-26
Amount To Be Raised $131,079
Associated Brokers / Dealers N/A
CIK Number 0001457160
Filed Document 0001457160-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-02-26
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Equity
CHOICE EXPLORATION INC See All Filings
D 2009-02-24
Amount To Be Raised $2,055,000
Associated Brokers / Dealers N/A
CIK Number 0001440804
Filed Document 0001440804-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-02-24
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
Go Healthy, Inc. See All Filings
D 2009-01-16
Amount To Be Raised $6,600,000
Associated Brokers / Dealers N/A
CIK Number 0001453456
Filed Document 0001453456-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-01-16
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
NUMERIC WORLD MARKET NEUTRAL ONSHORE FUND IV LP See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001424741
Filed Document 0001227610-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ADAR Investments (Offshore) II Ltd. See All Filings
D 2009-03-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457712
Filed Document 0001457712-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-09
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
ZAZOVE OFFSHORE HIGH YIELD CONVERTIBLE FUND LTD See All Filings
D/A 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001263405
Filed Document 0001263405-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Alta Growth Capital Mexico Fund LP See All Filings
D/A 2009-03-16
Amount To Be Raised $150,000,000
Associated Brokers / Dealers N/A
CIK Number 0001410513
Filed Document 0001410513-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
BlackRock Diamond Property, Inc. See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001323369
Filed Document 0001323369-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Commercial
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Arche Fund L P See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001297645
Filed Document 0001297645-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Tiedemann Global Emerging Markets QP LP See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001380454
Filed Document 0000919574-09-006903
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Agility Comprehensive Solutions Offshore Fund Ltd See All Filings
D/A 2009-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001415469
Filed Document 0000919574-09-005900
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Armored Wolf Alpha Fund, LLC See All Filings
D 2009-02-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001455550
Filed Document 0001455550-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-02-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund