Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IMA Financial Group, Inc. See All Filings	D	2023-08-03 17:05:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673769 Filed Document 0001673769-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 17:05:55 UTC Type of Offering D Industry Insurance Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Iron Swine, LLC See All Filings	C	2023-08-03 17:03:25 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $124,000 CIK Number 0001960469 Filed Document 0001746059-23-000207 Accepted Date 2023-08-03 17:03:25 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State RHODE ISLAND
Marquee Capital Fund 1 REIT, LLC See All Filings	D/A	2023-08-03 17:03:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001901785 Filed Document 0001901785-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 17:03:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Growth NL Investors I, L.P. See All Filings	D	2023-08-03 17:02:10 UTC
Amount To Be Raised $51,000,000 Associated Brokers / Dealers N/A CIK Number 0001988554 Filed Document 0001988554-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 17:02:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARROWROOT CAPITAL V, L.P. See All Filings	D/A	2023-08-03 17:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OPPENHEIMER & CO. INC. CIK Number 0001935945 Filed Document 0001935945-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 17:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elucida Oncology, Inc. See All Filings	D/A	2023-08-03 16:58:58 UTC
Amount To Be Raised $22,284,600 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001704594 Filed Document 0001567619-23-006748 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:58:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
NettyArt Corp See All Filings	C	2023-08-03 16:53:01 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,235,000 CIK Number 0001981540 Filed Document 0001981540-23-000002 Accepted Date 2023-08-03 16:53:01 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
Power Sustainable Infrastructure Credit Fund I (Onshore), L.P. See All Filings	D	2023-08-03 16:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001980658 Filed Document 0001567619-23-006747 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Io Therapeutics, Inc. See All Filings	D/A	2023-08-03 16:51:10 UTC
Amount To Be Raised $4,158,000 Associated Brokers / Dealers N/A CIK Number 0001538762 Filed Document 0001538762-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:51:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PROSTAR HOLDINGS INC. /BC See All Filings	D	2023-08-03 16:41:37 UTC
Amount To Be Raised $3,328,952 Associated Brokers / Dealers N/A CIK Number 0001493130 Filed Document 0001567619-23-006744 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:41:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Prime Funding Group L.L.C. See All Filings	D/A	2023-08-03 16:41:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001880628 Filed Document 0001880628-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:41:24 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Badge Group, Inc. See All Filings	D	2023-08-03 16:39:55 UTC
Amount To Be Raised $3,310,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000010 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:39:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YERBAE BRANDS CORP. See All Filings	D	2023-08-03 16:35:04 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001978133 Filed Document 0001085037-23-000084 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:35:04 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Badge Group, Inc. See All Filings	D	2023-08-03 16:34:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:34:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund LLC - Series Medtech II See All Filings	D	2023-08-03 16:31:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001827361 Filed Document 0001827361-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CDXXXVI LLC See All Filings	D	2023-08-03 16:30:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURES MARKETPLACE INC CIK Number 0001975170 Filed Document 0001975170-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Badge Group, Inc. See All Filings	D	2023-08-03 16:29:37 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000008 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:29:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Everside SBIC I, LP See All Filings	D	2023-08-03 16:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001986499 Filed Document 0001986499-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:28:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANGELEY CAPITAL PARTNERS II, LP See All Filings	D/A	2023-08-03 16:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001650566 Filed Document 0000919574-23-004305 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ALCHEMIST MINING Inc See All Filings	D	2023-08-03 16:26:25 UTC
Amount To Be Raised $113,745 Associated Brokers / Dealers N/A CIK Number 0001978165 Filed Document 0001085037-23-000083 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:26:25 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NB Strategic Co-Investment Cayman Partners V LP See All Filings	D	2023-08-03 16:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN BD LLC and NEUBERGER BERMAN CANADA ULC CIK Number 0001986544 Filed Document 0001986544-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:26:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series Medtech X See All Filings	D	2023-08-03 16:24:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001942279 Filed Document 0001827361-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Badge Group, Inc. See All Filings	D	2023-08-03 16:24:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:24:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rangeley Capital Low Volatility L.P. See All Filings	D/A	2023-08-03 16:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784566 Filed Document 0000919574-23-004303 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:22:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Badge Group, Inc. See All Filings	D	2023-08-03 16:19:54 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:19:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
POCION, CORP. See All Filings	D/A	2023-08-03 16:16:32 UTC
Amount To Be Raised $1,395,000 Associated Brokers / Dealers First Liberties Securities, Inc. CIK Number 0001878096 Filed Document 0001878096-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-08-03 16:16:32 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Badge Group, Inc. See All Filings	D	2023-08-03 16:14:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:14:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sentinels Corporation See All Filings	C	2023-08-03 16:10:39 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,234,998 CIK Number 0001982921 Filed Document 0001665160-23-001599 Accepted Date 2023-08-03 16:10:39 UTC Type of Offering C Security Offered Amount 4,761 Security Offered Type Common Stock State CALIFORNIA
Tailwind Capital Partners IV (Parallel), L.P. See All Filings	D	2023-08-03 16:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP, GenCap Global Advisors DMCC, and Gallatin Capital LLC CIK Number 0001980690 Filed Document 0000950103-23-011519 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners IV, L.P. See All Filings	D	2023-08-03 16:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP, GenCap Global Advisors DMCC, and Gallatin Capital LLC CIK Number 0001980689 Filed Document 0000950103-23-011518 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Strategic Co-Investment Partners V LP See All Filings	D	2023-08-03 16:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN BD LLC and NEUBERGER BERMAN CANADA ULC CIK Number 0001986538 Filed Document 0001986538-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:07:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Badge Group, Inc. See All Filings	D	2023-08-03 16:07:33 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:07:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WAI Group LLC See All Filings	D/A	2023-08-03 16:07:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001864217 Filed Document 0001864217-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:07:21 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TAG DIVERSIFIED STRATEGIES FUND L P See All Filings	D/A	2023-08-03 16:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356649 Filed Document 0001159160-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Badge Group, Inc. See All Filings	D	2023-08-03 16:01:20 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001634305 Filed Document 0001634305-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-08-03 16:01:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Doroni Aerospace, Inc. See All Filings	C/A	2023-08-03 15:55:30 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,199,997 CIK Number 0001890225 Filed Document 0001665160-23-001598 Accepted Date 2023-08-03 15:55:30 UTC Type of Offering C/A Security Offered Amount 4,032 Security Offered Type Other State FLORIDA
D'Agostino Razook LLC See All Filings	D	2023-08-03 15:51:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001829848 Filed Document 0001829848-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:51:59 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JVM Preferred Equity Fund, LLC See All Filings	D/A	2023-08-03 15:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001739656 Filed Document 0001739656-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:50:21 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
K2 Global IX LLC See All Filings	D	2023-08-03 15:49:30 UTC
Amount To Be Raised $10,370,155 Associated Brokers / Dealers N/A CIK Number 0001973595 Filed Document 0001973595-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:49:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORI, Inc. / UT See All Filings	D	2023-08-03 15:44:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001986429 Filed Document 0001986429-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:44:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Essential Housing Fund II Holdings (DE), L.P. See All Filings	D/A	2023-08-03 15:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001874228 Filed Document 0001874228-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLARIS GROUP TRUST See All Filings	D/A	2023-08-03 15:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000889823 Filed Document 0000889823-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Exploration Technologies, Inc See All Filings	1-A POS	2023-08-03 15:37:53 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers DealMaker CIK Number 0001830166 Filed Document 0001193125-23-202778 Accepted Date 2023-08-03 15:37:53 UTC Type of Offering 1-A POS Industry INDUSTRIAL INORGANIC CHEMICALS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction PUERTO RICO Type of Security Equity (common or preferred stock)
OurCrowd (Investment in HVIV) L.P. See All Filings	D	2023-08-03 15:37:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001987998 Filed Document 0001987998-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:37:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS FUND CDXLI LLC See All Filings	D	2023-08-03 15:33:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURES MARKETPLACE INC CIK Number 0001975137 Filed Document 0001975137-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:33:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PDS Equities, LLC See All Filings	D	2023-08-03 15:33:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001987299 Filed Document 0001987299-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:33:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Direct Commerce, Inc. See All Filings	D	2023-08-03 15:28:44 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001880469 Filed Document 0001880469-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:28:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WF Velocity Fund VI, LLC See All Filings	D/A	2023-08-03 15:27:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Velerity Group, Inc. CIK Number 0001958970 Filed Document 0001958970-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-08-03 15:27:45 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vista Fund, LLC See All Filings	D/A	2023-08-03 15:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715351 Filed Document 0001715351-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:25:52 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2023-08-03 15:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cabrera Capital Markets, LLC CIK Number 0001159160 Filed Document 0001159160-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-08-03 15:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund