Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Alpha Opportunities Fund Ltd. See All Filings	D/A	2025-10-06 11:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514313 Filed Document 0001514313-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AJRX III, LLC See All Filings	D	2025-10-06 11:58:23 UTC
Amount To Be Raised $6,000,006 Associated Brokers / Dealers N/A CIK Number 0002088637 Filed Document 0002088637-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:58:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADREX Diversified 10 DST See All Filings	D	2025-10-06 11:58:20 UTC
Amount To Be Raised $539,559,229 Associated Brokers / Dealers Ares Wealth Management Solutions, LLC CIK Number 0002090008 Filed Document 0002090008-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:58:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cross Continents Capital Management, L.P. See All Filings	D/A	2025-10-06 11:55:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037942 Filed Document 0002037942-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BI Partnership IV LP See All Filings	D/A	2025-10-06 11:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001951057 Filed Document 0001951057-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN DOORS PARTNERS, LLC See All Filings	D	2025-10-06 11:45:43 UTC
Amount To Be Raised $1,208,000 Associated Brokers / Dealers N/A CIK Number 0001724977 Filed Document 0001724977-25-000011 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:45:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud9 Capital II, LP See All Filings	D	2025-10-06 11:40:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0002088489 Filed Document 0002088489-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koolpad, Inc. See All Filings	D	2025-10-06 11:39:05 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0002090146 Filed Document 0002090146-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:39:05 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund Ltd See All Filings	D/A	2025-10-06 11:38:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388465 Filed Document 0001388465-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:38:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTEPE SPV1 Seekr AI, LLC See All Filings	D	2025-10-06 11:37:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0002086370 Filed Document 0002086370-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-10-06 11:37:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGP Income Fund II, LP See All Filings	D/A	2025-10-06 11:34:03 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC, Centaurus Financial, Inc, Emerson Equity, Great Point Capital LLC, Madison Avenue Securities, LLC, Metric Financial, Realta Equities, Inc, Arkadios Capital, LLC, Innovation Partners, LLC, MHL Investments, Herbert J. Sims & Co LLC, Money Concepts Capital Corp, and The Strategic Financial Alliance (SFA) CIK Number 0002063453 Filed Document 0002063453-25-000006 Exclusions or Exemptions 506c Accepted Date 2025-10-06 11:34:03 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TXSE Group Inc. See All Filings	D	2025-10-06 11:32:05 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0002017031 Filed Document 0002017031-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-06 11:32:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inmedix, Inc. See All Filings	D	2025-10-06 11:32:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001851853 Filed Document 0001851853-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-10-06 11:32:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MTEPE SPV II xAI & Perplexity, LLC See All Filings	D	2025-10-06 10:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002086578 Filed Document 0002086578-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-10-06 10:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milhaus QOZF Rockies, LLC See All Filings	D	2025-10-06 10:50:13 UTC
Amount To Be Raised $25,948,229 Associated Brokers / Dealers N/A CIK Number 0002089440 Filed Document 0002089440-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:50:13 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
GC Customer Value Fund, L.P. See All Filings	D/A	2025-10-06 10:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Jefferies LLC CIK Number 0001952935 Filed Document 0001952935-25-000004 Exclusions or Exemptions 506c Accepted Date 2025-10-06 10:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeepResponse Sep 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 10:18:12 UTC
Amount To Be Raised $89,500 Associated Brokers / Dealers N/A CIK Number 0002089955 Filed Document 0002089955-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:18:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNB FINANCIAL SERVICES INC See All Filings	D	2025-10-06 10:15:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers PERFORMANCE TRUST CAPITAL PARTNERS, LLC CIK Number 0001113336 Filed Document 0001113336-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:15:35 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
NTC RMR ORTHO SPV II Jun 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 10:13:51 UTC
Amount To Be Raised $519,999 Associated Brokers / Dealers N/A CIK Number 0002089953 Filed Document 0002089953-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:13:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GA Land 2 2025 LLC See All Filings	D	2025-10-06 10:13:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002086402 Filed Document 0002086402-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:13:03 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BAGVC Cohere D Extension a Series of CGF2021 LLC See All Filings	D	2025-10-06 10:05:20 UTC
Amount To Be Raised $1,397,700 Associated Brokers / Dealers N/A CIK Number 0002089943 Filed Document 0002089943-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:05:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE Swiss Tech Outliers SCSp See All Filings	D	2025-10-06 10:04:35 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0002089834 Filed Document 0002089834-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:04:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beyond Bottleshop, LLC See All Filings	C	2025-10-06 10:02:15 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $45,000 CIK Number 0002087912 Filed Document 0002087912-25-000001 Accepted Date 2025-10-06 10:02:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OHIO
MadSci Heinz Venture SPV I Jul 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 10:01:53 UTC
Amount To Be Raised $150,070 Associated Brokers / Dealers N/A CIK Number 0002089909 Filed Document 0002089909-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Income Fund, LP See All Filings	D/A	2025-10-06 10:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950243 Filed Document 0001398344-25-018881 Exclusions or Exemptions 506b Accepted Date 2025-10-06 10:00:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hae Woon Dae Restaurant Inc See All Filings	C/A	2025-10-06 09:58:43 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $124,000 CIK Number 0002087914 Filed Document 0002087914-25-000002 Accepted Date 2025-10-06 09:58:43 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State GEORGIA
GVG I a Series of Genius Ventures Growth Fund 0 LLC See All Filings	D	2025-10-06 09:58:05 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers N/A CIK Number 0002089906 Filed Document 0002089906-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:58:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pari Passu 825 a Series of Pari Passu Master II LLC See All Filings	D	2025-10-06 09:54:28 UTC
Amount To Be Raised $115,611 Associated Brokers / Dealers N/A CIK Number 0002089904 Filed Document 0002089904-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:54:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oscar AI Jul 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:51:16 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0002089903 Filed Document 0002089903-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:51:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyrus Arbor SPV II a Series of JDY Holdings LLC See All Filings	D	2025-10-06 09:47:25 UTC
Amount To Be Raised $532,000 Associated Brokers / Dealers N/A CIK Number 0002089901 Filed Document 0002089901-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCA OpenAI Tender a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:44:17 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0002089899 Filed Document 0002089899-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:44:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdant Ventures RS2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:39:17 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0002089897 Filed Document 0002089897-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coconut Cult III a Series of Republic Deal Room Master Fund LLC See All Filings	D	2025-10-06 09:36:31 UTC
Amount To Be Raised $1,544,848 Associated Brokers / Dealers N/A CIK Number 0002089895 Filed Document 0002089895-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:36:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IGC Reverse Venture Fund - Dyme a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:31:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002089894 Filed Document 0002089894-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:31:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Death by Play Money a Series of Clutch Capital LLC See All Filings	D	2025-10-06 09:28:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0002089820 Filed Document 0002089820-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Dyme Medical by Play Money II a Series of Clutch Capital LLC See All Filings	D	2025-10-06 09:27:50 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0002089811 Filed Document 0002089811-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CogScAi Sept 2025 a Series of MoVi Capital Partners LLC See All Filings	D	2025-10-06 09:25:35 UTC
Amount To Be Raised $2,572,500 Associated Brokers / Dealers N/A CIK Number 0002089893 Filed Document 0002089893-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST I a Series of Fourth Realm Investments LLC See All Filings	D	2025-10-06 09:22:48 UTC
Amount To Be Raised $737,510 Associated Brokers / Dealers N/A CIK Number 0002089891 Filed Document 0002089891-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:22:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Partners Sunny Benefits Series A a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:19:53 UTC
Amount To Be Raised $2,096,000 Associated Brokers / Dealers N/A CIK Number 0002089885 Filed Document 0002089885-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:19:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kilele Series Seed EC SPV Sep 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:17:13 UTC
Amount To Be Raised $120,500 Associated Brokers / Dealers N/A CIK Number 0002089883 Filed Document 0002089883-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:17:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multifactor Jul 2025 a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:12:56 UTC
Amount To Be Raised $251,500 Associated Brokers / Dealers N/A CIK Number 0002089869 Filed Document 0002089869-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:12:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBVC Anth I a Series of CGF2021 LLC See All Filings	D	2025-10-06 09:06:42 UTC
Amount To Be Raised $1,939,985 Associated Brokers / Dealers N/A CIK Number 0002089859 Filed Document 0002089859-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-10-06 09:06:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2025-10-06 08:28:36 UTC
Amount To Be Raised $856,122 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001701572-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-10-06 08:28:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PrairieVault LTD See All Filings	D	2025-10-06 08:06:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers MARTA NGUYEN STRUVE CIK Number 0002090030 Filed Document 0002090030-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-10-06 08:06:07 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
IntBlt INC See All Filings	D	2025-10-06 07:48:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers CHARLES THOMAS CIK Number 0002090039 Filed Document 0002090039-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-10-06 07:48:38 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
United Members Title, LLC See All Filings	D	2025-10-06 07:43:15 UTC
Amount To Be Raised $21,325 Associated Brokers / Dealers N/A CIK Number 0001911530 Filed Document 0001911530-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-06 07:43:15 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Investcorp US Real Estate Employee Co-Investment Incentive, L.P. See All Filings	D	2025-10-06 07:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977665 Filed Document 0001977665-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-10-06 07:15:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sadoxis Capital Management, LLC See All Filings	D	2025-10-06 07:01:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers TREVOR JAMES KARRAS CIK Number 0002090109 Filed Document 0002090109-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-10-06 07:01:10 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
UgenticAI, Inc. See All Filings	C/A	2025-10-06 06:15:14 UTC
Financial Interest None. Filing Platform Jumpstart Micro, Inc dba Issuance Express Offering Amount $4,999,999 CIK Number 0002070943 Filed Document 0001493152-25-016992 Accepted Date 2025-10-06 06:15:14 UTC Type of Offering C/A Security Offered Amount 166,667 Security Offered Type Common Stock State MARYLAND
Fund FG-ETY, a series of Forge Investments LLC See All Filings	D/A	2025-10-03 21:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0001823225 Filed Document 0001823225-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-10-03 21:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund