Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NY Union LLC See All Filings	C	2023-09-26 20:18:22 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $124,000 CIK Number 0001994245 Filed Document 0001670254-23-000902 Accepted Date 2023-09-26 20:18:22 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
SOUTHWEST VALUE PARTNERS FUND XXIII-B LP See All Filings	D	2023-09-26 19:46:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001994861 Filed Document 0001994861-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 19:46:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Family Generation I, L.P. See All Filings	D/A	2023-09-26 19:37:34 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001970079 Filed Document 0001970079-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-09-26 19:37:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
nEye Systems, Inc. See All Filings	D/A	2023-09-26 19:24:15 UTC
Amount To Be Raised $14,537,000 Associated Brokers / Dealers N/A CIK Number 0001992584 Filed Document 0001683168-23-006728 Exclusions or Exemptions 506b Accepted Date 2023-09-26 19:24:15 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radio Chicago LLC See All Filings	D	2023-09-26 19:15:50 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001925389 Filed Document 0001925389-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 19:15:50 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
SALISBURY GLADSTONE LLC See All Filings	D	2023-09-26 19:01:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001994366 Filed Document 0001994366-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 19:01:29 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NE-0105 Gaingels Fund II, a series of MV Funds, LP See All Filings	D	2023-09-26 18:50:10 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001993217 Filed Document 0001993217-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:50:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DE-0605 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-09-26 18:45:50 UTC
Amount To Be Raised $119,745 Associated Brokers / Dealers N/A CIK Number 0001994619 Filed Document 0001994619-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:45:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA-0821 Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2023-09-26 18:38:07 UTC
Amount To Be Raised $41,000 Associated Brokers / Dealers N/A CIK Number 0001994957 Filed Document 0001994957-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HY-0818 Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2023-09-26 18:37:09 UTC
Amount To Be Raised $34,100 Associated Brokers / Dealers N/A CIK Number 0001994889 Filed Document 0001994889-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Kube VC, LP See All Filings	D	2023-09-26 18:27:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001994834 Filed Document 0001994834-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCV XII (iCapital), L.P. See All Filings	D/A	2023-09-26 18:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001927366 Filed Document 0000897069-23-001397 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Quatervois, LLC See All Filings	C	2023-09-26 18:21:46 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,230,000 CIK Number 0001992913 Filed Document 0001670254-23-000900 Accepted Date 2023-09-26 18:21:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State PENNSYLVANIA
AVA Holding Company, LLC See All Filings	D	2023-09-26 18:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994705 Filed Document 0001994705-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:21:03 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TPG NQ V Strategic Secondary Access Fund, Ltd. See All Filings	D	2023-09-26 18:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory, LLC and Citi Global Markets Inc. CIK Number 0001974927 Filed Document 0000950172-23-000127 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital - Rialto Real Estate Fund V - Property Access Fund, L.P. See All Filings	D/A	2023-09-26 18:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943530 Filed Document 0000897069-23-001396 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks Vault 2, LLC See All Filings	1-A POS	2023-09-26 18:14:11 UTC
Amount To Be Raised $39,994,000 Associated Brokers / Dealers N/A CIK Number 0001979634 Filed Document 0001493152-23-033797 Accepted Date 2023-09-26 18:14:11 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
VSCM Capital Management LLC See All Filings	D	2023-09-26 18:13:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001995216 Filed Document 0001995216-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:13:03 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-POF V Access Fund, L.P. See All Filings	D/A	2023-09-26 18:06:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001944098 Filed Document 0000897069-23-001395 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:06:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NLCA DG Investment Grade Portfolio 1 DST See All Filings	D/A	2023-09-26 18:01:53 UTC
Amount To Be Raised $39,365,399 Associated Brokers / Dealers Berthel, Fisher & Company Financial Services, Inc., FNEX Capital, LLC, IBN Financial Services, Inc., Infinity Financial Services, ClearFP Securities, LLC, Colorado Financial Service Corporation, Newbridge Securities Corporation, WealthForge Securities, LLC, Realized Financial, Inc., Roger William Bowlin, David George Bulger, Robert George Langhorst, Edward Eric Fernandez, Taylor Jerome Ripka, Matthew David Copley, Matthew Douglas McFarland, Bradford Lee Watt, and Sam Bhushan CIK Number 0001948352 Filed Document 0000932440-23-000054 Exclusions or Exemptions 506b Accepted Date 2023-09-26 18:01:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
IEQ Capital Access Fund - BRP Secondary V, L.P. See All Filings	D/A	2023-09-26 17:58:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001946217 Filed Document 0000897069-23-001394 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:58:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SimpleCar, Inc. See All Filings	D	2023-09-26 17:57:06 UTC
Amount To Be Raised $5,207,938 Associated Brokers / Dealers N/A CIK Number 0001994873 Filed Document 0001994873-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:57:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2840 EASTLAKE, LLC See All Filings	D	2023-09-26 17:46:40 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001993928 Filed Document 0001993928-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:46:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Twenty30 Health, Inc. See All Filings	D	2023-09-26 17:34:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001994682 Filed Document 0001994682-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:34:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Currency, Inc. See All Filings	D	2023-09-26 17:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001995093 Filed Document 0001995093-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:33:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Twenty30 Health, Inc. See All Filings	D	2023-09-26 17:32:22 UTC
Amount To Be Raised $1,325,025 Associated Brokers / Dealers N/A CIK Number 0001994682 Filed Document 0001994682-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:32:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
POTENTIA WORKFORCE LLC See All Filings	D	2023-09-26 17:25:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001802015 Filed Document 0001802015-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-09-26 17:25:36 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bluebird Truck Wash Investor Fund LLC See All Filings	D	2023-09-26 17:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001995100 Filed Document 0001995100-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:24:24 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Fresh Meal Holdings Inc. See All Filings	C/A	2023-09-26 17:23:54 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,235,000 CIK Number 0001993005 Filed Document 0001665160-23-001786 Accepted Date 2023-09-26 17:23:54 UTC Type of Offering C/A Security Offered Amount 7,500 Security Offered Type Common Stock State WASHINGTON
Quad TGS CV, L.P. See All Filings	D	2023-09-26 17:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001983100 Filed Document 0001983100-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:22:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE INNOVATION & EXPANSION FUND I, LP See All Filings	D/A	2023-09-26 17:16:17 UTC
Amount To Be Raised $1,014,375,000 Associated Brokers / Dealers N/A CIK Number 0001899521 Filed Document 0001899521-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:16:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnZeta Immunotherapies, Inc. See All Filings	D	2023-09-26 17:14:26 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001994145 Filed Document 0001994145-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:14:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Healables Digital Health, Inc. See All Filings	C	2023-09-26 17:11:45 UTC
Financial Interest Dalmore Group, LLC will receive the Companys Non-Voting Common Stock equal to 1% of aggregate amount raised. Filing Platform DALMORE GROUP LLC Offering Amount $4,800,000 CIK Number 0001966172 Filed Document 0001644600-23-000166 Accepted Date 2023-09-26 17:11:45 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State FLORIDA
Hillhurst Biopharmaceuticals, Inc. See All Filings	D	2023-09-26 17:11:12 UTC
Amount To Be Raised $1,837,500 Associated Brokers / Dealers N/A CIK Number 0001994336 Filed Document 0001994336-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:11:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RockFence Royals LLC See All Filings	D	2023-09-26 17:09:50 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001994760 Filed Document 0001994760-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TPG Asia Equity VIII, L.P. See All Filings	D	2023-09-26 17:09:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001993191 Filed Document 0001993335-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:09:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhow Ventures Fund I LP See All Filings	D	2023-09-26 17:09:39 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001993889 Filed Document 0001993889-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELOVED'S BAKERY & CAFE LLC See All Filings	C	2023-09-26 17:03:39 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $124,000 CIK Number 0001985093 Filed Document 0001746059-23-000258 Accepted Date 2023-09-26 17:03:39 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEVADA
ESS Tech, Inc. See All Filings	D	2023-09-26 17:02:06 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001819438 Filed Document 0001288257-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:02:06 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TCN-ATX CORP. See All Filings	D	2023-09-26 17:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994459 Filed Document 0001994459-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 17:00:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Equistone Partners Europe Fund VII B SCSp See All Filings	D	2023-09-26 16:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Partners International LLP, Evercore GmbH, Evercore Group LLC, and Conatus Finance CIK Number 0001955641 Filed Document 0001955641-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Equistone Partners Europe Fund VII A SCSp See All Filings	D	2023-09-26 16:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Partners International LLP, Evercore GmbH, Evercore Group LLC, and Conatus Finance CIK Number 0001955642 Filed Document 0001955642-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Relativity6, Inc. See All Filings	D	2023-09-26 16:52:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001682919 Filed Document 0001193805-23-001330 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:52:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TPG Asia VIII (C), L.P. See All Filings	D	2023-09-26 16:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001993335 Filed Document 0001993335-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kayne Anderson BDC, Inc. See All Filings	D/A	2023-09-26 16:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001747172 Filed Document 0001747172-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Bridge Loan Investors-MF1 III-A, L.P. See All Filings	D	2023-09-26 16:48:28 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001995086 Filed Document 0001995086-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:48:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trace Femcare, Inc. See All Filings	D	2023-09-26 16:48:03 UTC
Amount To Be Raised $965,000 Associated Brokers / Dealers Trace Femcare, Inc. CIK Number 0001946709 Filed Document 0001946709-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:48:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fresh Meal Holdings Inc. See All Filings	C	2023-09-26 16:47:25 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,235,000 CIK Number 0001993005 Filed Document 0001665160-23-001784 Accepted Date 2023-09-26 16:47:25 UTC Type of Offering C Security Offered Amount 7,500 Security Offered Type Common Stock State WASHINGTON
PSOF LO Mesa Side Car, LLC See All Filings	D	2023-09-26 16:47:11 UTC
Amount To Be Raised $13,485,000 Associated Brokers / Dealers N/A CIK Number 0001988620 Filed Document 0001988620-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:47:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgian Fund III G Invest LP See All Filings	D	2023-09-26 16:46:21 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001990667 Filed Document 0001990667-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-26 16:46:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund