Found 732928 results

Name Type of Offering Accepted Date
MONITISE PLC See All Filings
D 2009-03-19
Amount To Be Raised $7,159
Associated Brokers / Dealers N/A
CIK Number 0001442324
Filed Document 0001442324-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-19
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Obrem Capital (QP), LP See All Filings
D 2009-03-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001454158
Filed Document 0000919574-09-004983
Exclusions or Exemptions N/A
Accepted Date 2009-03-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
P&A BALANCED FUND L P See All Filings
D 2009-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001213586
Filed Document 0001213586-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Nassau Point Partners V, L.P. See All Filings
D 2009-03-27
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001459589
Filed Document 0001459589-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Global Distressed Opportunities L.P. See All Filings
D 2009-03-20
Amount To Be Raised $165,000,000
Associated Brokers / Dealers N/A
CIK Number 0001458969
Filed Document 0001458969-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-20
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Over $100,000,000
Type of Security Equity
FUTURES PORTFOLIO FUND L.P. See All Filings
D 2009-03-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000861441
Filed Document 0000861441-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-03-23
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
GRT TOPAZ PARTNERS (QP), L.P. See All Filings
D 2009-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001426515
Filed Document 0000919574-09-007230
Exclusions or Exemptions N/A
Accepted Date 2009-03-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Galleon International Master Fund SPC, Ltd.--South Asia Arbitrage Segregated Portfolio See All Filings
D 2009-03-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001458986
Filed Document 0001458976-09-000008
Exclusions or Exemptions N/A
Accepted Date 2009-03-24
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PEY Capital, LP See All Filings
D/A 2015-11-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001594423
Filed Document 0001594423-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-11-20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
QMS Diversified Global Macro Offshore Fund Ltd. See All Filings
D/A 2015-10-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001538808
Filed Document 0000919574-15-007260
Exclusions or Exemptions 506b
Accepted Date 2015-10-08
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
GWG DLP Funding, LLC See All Filings
D 2009-02-13
Amount To Be Raised $250,000,000
Associated Brokers / Dealers N/A
CIK Number 0001456381
Filed Document 0001456381-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-02-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Over $100,000,000
Type of Security Debt
CERAPEDICS INC See All Filings
D 2009-03-30
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001393439
Filed Document 0001393439-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-03-30
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2015-12-11
Amount To Be Raised $1,420,861
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-15-000345
Exclusions or Exemptions 506b
Accepted Date 2015-12-11
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
CBEM Energy Program 2009 See All Filings
D 2009-03-25
Amount To Be Raised $1,152,000
Associated Brokers / Dealers N/A
CIK Number 0001459731
Filed Document 0001459731-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-03-25
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Mineral Property
PRESCOTT ASSOCIATES L.P. See All Filings
D/A 2015-10-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001236417
Filed Document 0001144204-15-060744
Exclusions or Exemptions 506b
Accepted Date 2015-10-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PEQUOT CORE GLOBAL OFFSHORE FUND INC See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000894918
Filed Document 0001427702-09-000012
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Gleneagles Vantage LP See All Filings
D 2009-03-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001395806
Filed Document 0001395806-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-06
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund VII (Feeder), L.P. See All Filings
D/A 2015-11-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001614617
Filed Document 0001614617-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-11-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2015-12-14
Amount To Be Raised $4,814,622
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-15-000357
Exclusions or Exemptions 506b
Accepted Date 2015-12-14
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
Pipeline Capital Partners I, LP See All Filings
D/A 2015-11-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001643258
Filed Document 0001643258-15-000005
Exclusions or Exemptions 506b
Accepted Date 2015-11-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Andalusian Corporate Opportunities Fund, LP See All Filings
D/A 2015-10-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001464562
Filed Document 0001315863-15-000824
Exclusions or Exemptions 506b
Accepted Date 2015-10-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Marine Layer, Inc. See All Filings
D 2015-11-09
Amount To Be Raised $3,499,955
Associated Brokers / Dealers N/A
CIK Number 0001585138
Filed Document 0001140361-15-040554
Exclusions or Exemptions 506b
Accepted Date 2015-11-09
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
ESSENTIAL ENHANCED INCOME FUND LP See All Filings
D 2009-03-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001432465
Filed Document 0001095449-09-000068
Exclusions or Exemptions N/A
Accepted Date 2009-03-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RCRDCLUB Corp See All Filings
D 2015-10-29
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001532127
Filed Document 0001532127-15-000003
Exclusions or Exemptions 506b
Accepted Date 2015-10-29
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Debt
Zachary Prell Inc. See All Filings
D 2015-12-17
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001595925
Filed Document 0001595925-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-12-17
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Indus Alternative Equity Fund, Ltd. See All Filings
D 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457127
Filed Document 0000919574-09-006369
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
IAG MULTI STRATEGY FUND LP See All Filings
D 2009-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001433397
Filed Document 0001433397-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-03-04
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
MVP 1, LP See All Filings
D 2015-12-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001660964
Filed Document 0001660964-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-12-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PEAK ROCK CAPITAL EXECUTIVE FUND LP See All Filings
D/A 2015-11-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001569268
Filed Document 0001569268-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-11-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Blue Lava Technologies Inc See All Filings
D 2009-01-15
Amount To Be Raised $2,600,000
Associated Brokers / Dealers N/A
CIK Number 0001388084
Filed Document 0001388084-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-01-15
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business HAWAII
Revenue or Assets Decline to Disclose
Type of Security Equity
Genesis Drilling Program IX LP See All Filings
D/A 2015-12-08
Amount To Be Raised $150,000,000
Associated Brokers / Dealers N/A
CIK Number 0001633523
Filed Document 0001633523-15-000017
Exclusions or Exemptions 506b
Accepted Date 2015-12-08
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
PROVIDENT FUNDING ASSOCIATES LP See All Filings
D/A 2015-11-10
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001177806
Filed Document 0001177806-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-11-10
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Franchise Insurance Group Inc See All Filings
D 2009-02-19
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001407873
Filed Document 0001407873-09-000003
Exclusions or Exemptions 505
Accepted Date 2009-02-19
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business VERMONT
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Demoted & High School LP See All Filings
D 2009-03-20
Amount To Be Raised $3,600,000
Associated Brokers / Dealers N/A
CIK Number 0001459252
Filed Document 0001065949-09-000060
Exclusions or Exemptions N/A
Accepted Date 2009-03-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Design Investors WW Acquisition Company, LLC See All Filings
D 2009-03-20
Amount To Be Raised $17,000,000
Associated Brokers / Dealers N/A
CIK Number 0001459268
Filed Document 0000950127-09-000067
Exclusions or Exemptions N/A
Accepted Date 2009-03-20
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets No Revenues
Type of Security Pooled Investment Fund
Cincinnati Merger Sub II LP See All Filings
D 2009-02-02
Amount To Be Raised $944,717
Associated Brokers / Dealers N/A
CIK Number 0001454940
Filed Document 0001454940-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-02-02
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets No Revenues
Type of Security Other
CAVAN SMALL CAP GROWTH FUND LP See All Filings
D/A 2015-10-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001619107
Filed Document 0000913849-15-000269
Exclusions or Exemptions 506b
Accepted Date 2015-10-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Genesis Drilling Program VIII LP See All Filings
D/A 2015-11-20
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001633418
Filed Document 0001633418-15-000012
Exclusions or Exemptions 506b
Accepted Date 2015-11-20
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
CargoSense, Inc. See All Filings
D/A 2015-12-22
Amount To Be Raised $4,500,000
Associated Brokers / Dealers N/A
CIK Number 0001651345
Filed Document 0001651345-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-12-22
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Columbia Pacific Opportunity Fund LP See All Filings
D 2009-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001399010
Filed Document 0001095449-09-000082
Exclusions or Exemptions N/A
Accepted Date 2009-03-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DNA Beverage Corp See All Filings
D 2009-02-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001456674
Filed Document 0001013596-09-000001
Exclusions or Exemptions 505
Accepted Date 2009-02-24
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Macbay Partners See All Filings
D 2009-03-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001426418
Filed Document 0000919574-09-007033
Exclusions or Exemptions N/A
Accepted Date 2009-03-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Galleon Special Opportunities Master Fund, SPC, Ltd.--Galleon Asia Crossover Portfolio See All Filings
D 2009-03-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001458981
Filed Document 0001458976-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-24
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Grease Monkey China Ltd See All Filings
D 2009-03-19
Amount To Be Raised $6,500,000
Associated Brokers / Dealers N/A
CIK Number 0001459307
Filed Document 0001079973-09-000310
Exclusions or Exemptions N/A
Accepted Date 2009-03-19
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets $1 - $1,000,000
Type of Security Equity
MID ATLANTIC SECURITIES PARTNERSHIP, L.P. See All Filings
D 2009-03-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457271
Filed Document 0000919574-09-004779
Exclusions or Exemptions N/A
Accepted Date 2009-03-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Knee Creations, LLC See All Filings
D 2009-03-31
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001458652
Filed Document 0001181431-09-017812
Exclusions or Exemptions N/A
Accepted Date 2009-03-31
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
China Bio Energy Holding Group Co., Ltd. See All Filings
D 2008-10-23
Amount To Be Raised $9,000,000
Associated Brokers / Dealers N/A
CIK Number 0001070045
Filed Document 0001144204-08-059376
Exclusions or Exemptions N/A
Accepted Date 2008-10-23
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets Over $100,000,000
Type of Security Equity
DOR BIOPHARMA INC See All Filings
D 2008-12-05
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0000812796
Filed Document 0000812796-08-000042
Exclusions or Exemptions N/A
Accepted Date 2008-12-05
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
NBEC CLO XIX SP See All Filings
D 2015-10-01
Amount To Be Raised $820,000
Associated Brokers / Dealers N/A
CIK Number 0001654139
Filed Document 0001654139-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-10-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
DIFFUSION PHARMACEUTICALS LLC See All Filings
D/A 2007-09-28
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001171623
Filed Document 0001171623-15-000003
Exclusions or Exemptions 506b
Accepted Date 2007-09-28
Type of Offering D/A
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Equity