Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Whitehorse Liquidity Partners Equity Fund LP See All Filings	D/A	2023-11-02 16:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892083 Filed Document 0001892083-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KETTLE HILL PARTNERS, LP See All Filings	D/A	2023-11-02 16:47:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-23-005902 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:47:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harbert Discovery Fund, LP See All Filings	D/A	2023-11-02 16:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-23-005900 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitehorse Liquidity Partners (Offshore) Equity Fund LP See All Filings	D/A	2023-11-02 16:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001895370 Filed Document 0001895370-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:39:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quadrant Biosciences Inc See All Filings	D	2023-11-02 16:37:15 UTC
Amount To Be Raised $25,425,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001644600-23-000181 Exclusions or Exemptions 506c Accepted Date 2023-11-02 16:37:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LI-0821 Fund II, a series of Roll Up Vehicles, LP See All Filings	D	2023-11-02 16:36:12 UTC
Amount To Be Raised $83,000 Associated Brokers / Dealers N/A CIK Number 0001991873 Filed Document 0001991873-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:36:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECE Growth Fund II, LLC See All Filings	D	2023-11-02 16:33:25 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001999549 Filed Document 0001999549-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:33:25 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TUYA TECHNOLOGIES, LLC See All Filings	D	2023-11-02 16:30:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679842 Filed Document 0001679842-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:30:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
NewStar 6 Tranquil Gardens BTR, DST See All Filings	D	2023-11-02 16:25:24 UTC
Amount To Be Raised $19,104,805 Associated Brokers / Dealers Preferred Capital Securities, LLC, RCX Capital Group, LLC, FNEX Capital, LLC, Nationwide Planning Associates, Inc., Arkadios Capital, and Realized Financial, Inc. CIK Number 0001999217 Filed Document 0001999217-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-02 16:25:24 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P. See All Filings	D/A	2023-11-02 16:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001760946 Filed Document 0001760946-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Breakthrough Ventures Fund 1, Limited Partnership See All Filings	D	2023-11-02 16:22:05 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001998065 Filed Document 0001998065-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:22:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atraverse Medical, Inc. See All Filings	D	2023-11-02 16:13:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001966196 Filed Document 0001966196-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:13:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Quintessent Inc. See All Filings	D/A	2023-11-02 16:09:27 UTC
Amount To Be Raised $11,595,997 Associated Brokers / Dealers N/A CIK Number 0001781160 Filed Document 0001781160-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:09:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ayala Pharmaceuticals, Inc. See All Filings	D	2023-11-02 16:05:30 UTC
Amount To Be Raised $433,825 Associated Brokers / Dealers N/A CIK Number 0001100397 Filed Document 0000929638-23-002985 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:05:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Crossing TEI Equities LLC See All Filings	D	2023-11-02 16:04:00 UTC
Amount To Be Raised $11,824,049 Associated Brokers / Dealers Cabot Lodge Securities, LLC, Blum Financial LP, and Time Equities Securities LLC CIK Number 0001998927 Filed Document 0001998927-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 16:04:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Mountain Village SPE, LLC See All Filings	D	2023-11-02 16:02:49 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001999543 Filed Document 0001999543-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-02 16:02:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Connector Musical LLC See All Filings	D	2023-11-02 15:56:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001999643 Filed Document 0001999643-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:56:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Franklin Ventures Investments, L.P. - Franklin FVP Series VIII See All Filings	D/A	2023-11-02 15:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Distributors, LLC CIK Number 0001882659 Filed Document 0001882659-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMBERS ENERGY CAPITAL V, LP See All Filings	D	2023-11-02 15:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977315 Filed Document 0001977315-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:49:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital-Blue Owl GP Stakes VI U.S. Access Fund, L.P. See All Filings	D	2023-11-02 15:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001998925 Filed Document 0000897069-23-001518 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PERSOWN Analytics, Inc. See All Filings	D	2023-11-02 15:46:24 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001998951 Filed Document 0001096906-23-002082 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:46:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CO-1004 Fund I, a series of Creator Science Investments, LP See All Filings	D	2023-11-02 15:36:51 UTC
Amount To Be Raised $162,500 Associated Brokers / Dealers N/A CIK Number 0001997232 Filed Document 0001997232-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Capital Fund See All Filings	D/A	2023-11-02 15:25:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001827788 Filed Document 0001104659-23-113735 Exclusions or Exemptions 506c Accepted Date 2023-11-02 15:25:42 UTC Type of Offering D/A Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
Related Real Estate Fund IV (Jersey Feeder), L.P. See All Filings	D	2023-11-02 15:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group CIK Number 0001999321 Filed Document 0001999321-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BE MEZZ FUND, LLC See All Filings	D	2023-11-02 15:19:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001999579 Filed Document 0001999579-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-02 15:19:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kenwell Capital Partners, LP See All Filings	D/A	2023-11-02 15:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001952052 Filed Document 0001983517-23-000009 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:15:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM UII Onshore, L.P. See All Filings	D/A	2023-11-02 15:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsui & Co. Alternative Investment Limited and Principle Advisory Services CIK Number 0001701010 Filed Document 0001701010-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Ventures Investments, L.P. - Franklin FVP Series VI See All Filings	D/A	2023-11-02 15:13:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Distributors, LLC CIK Number 0001882661 Filed Document 0001882661-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:13:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleLine Opportunistic Income Fund II LP See All Filings	D	2023-11-02 15:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511260 Filed Document 0001500119-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floyd River Flats, LLC See All Filings	D	2023-11-02 15:11:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001996723 Filed Document 0001996723-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:11:14 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
DoubleLine Opportunistic Income LP See All Filings	D	2023-11-02 15:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500119 Filed Document 0001500119-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:08:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-1024 Fund II, a series of Also Capital, LP See All Filings	D	2023-11-02 15:07:57 UTC
Amount To Be Raised $101,000 Associated Brokers / Dealers N/A CIK Number 0001998905 Filed Document 0001998905-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Related Real Estate Fund IV, L.P. See All Filings	D	2023-11-02 15:07:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group CIK Number 0001999406 Filed Document 0001999406-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:07:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPM OSI CO-INVESTORS, L.P. See All Filings	D	2023-11-02 15:04:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001995876 Filed Document 0001995876-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
JVM Realty Apartment Fund 9, LLC See All Filings	D/A	2023-11-02 15:01:34 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001911865 Filed Document 0001911865-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-02 15:01:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX MOTOR INC. See All Filings	D	2023-11-02 14:55:52 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001879848 Filed Document 0001104659-23-113727 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:55:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
FCP Euro, LLC See All Filings	D	2023-11-02 14:52:11 UTC
Amount To Be Raised $34,999,986 Associated Brokers / Dealers Stock Securities LLC CIK Number 0001999333 Filed Document 0001999333-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:52:11 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MidOcean Energy, L.P. See All Filings	D	2023-11-02 14:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001959052 Filed Document 0001959052-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
KP I LP See All Filings	D/A	2023-11-02 14:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079826 Filed Document 0001079826-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apiary Capital Partners II LP See All Filings	D/A	2023-11-02 14:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rede Partners LLP CIK Number 0001947130 Filed Document 0001012975-23-000448 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:44:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAIA REIT Feeder 1 LP See All Filings	D	2023-11-02 14:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001997068 Filed Document 0001104659-23-113714 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:40:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Screw City Productions LLC See All Filings	D	2023-11-02 14:37:42 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001997985 Filed Document 0001997985-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:37:42 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GC XI Alpha Co-Invest, L.P. See All Filings	D	2023-11-02 14:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999400 Filed Document 0001999400-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:30:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GC X Alpha Co-Invest, L.P. See All Filings	D	2023-11-02 14:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999573 Filed Document 0001999573-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MidOcean LNG Australia, L.P. See All Filings	D	2023-11-02 14:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001999126 Filed Document 0001999126-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:27:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Silna Health, Inc. See All Filings	D	2023-11-02 14:20:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001994426 Filed Document 0001994426-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:20:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canworks, Inc. See All Filings	D	2023-11-02 14:16:10 UTC
Amount To Be Raised $3,499,999 Associated Brokers / Dealers N/A CIK Number 0001932524 Filed Document 0001932524-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:16:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advancing Eco Agriculture, Inc. See All Filings	D	2023-11-02 14:10:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001992912 Filed Document 0001214659-23-014394 Exclusions or Exemptions 506c Accepted Date 2023-11-02 14:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bamboo Health Holding Company, Inc. See All Filings	D	2023-11-02 14:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643449 Filed Document 0000899140-23-001017 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:07:14 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Parallax Labs, Inc. See All Filings	D	2023-11-02 14:00:13 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001998531 Filed Document 0001998531-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-02 14:00:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other