Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIS VGP-6, LLC See All Filings	D	2023-11-29 17:32:16 UTC
Amount To Be Raised $5,731,477 Associated Brokers / Dealers N/A CIK Number 0001675789 Filed Document 0001675789-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:32:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BC Frontera LLC See All Filings	D	2023-11-29 17:31:04 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0002002468 Filed Document 0002002468-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:31:04 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
General Catalyst Group XII - Endurance, L.P. See All Filings	D	2023-11-29 17:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0001977980 Filed Document 0001977980-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:30:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avant-Edge Sidecar, LP See All Filings	D	2023-11-29 17:29:15 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0002002614 Filed Document 0002002614-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SRE Storage REIT TX I LLC See All Filings	D	2023-11-29 17:28:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers ICA, LLC CIK Number 0001963237 Filed Document 0001963237-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:28:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRE Industrial REIT Phoenix I LLC See All Filings	D	2023-11-29 17:25:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers ICA, LLC CIK Number 0001963235 Filed Document 0001963235-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:25:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Catalyst Group XII - Creation, L.P. See All Filings	D	2023-11-29 17:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0001977935 Filed Document 0001977935-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:24:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Catalyst Group XII - Health Assurance, L.P. See All Filings	D	2023-11-29 17:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0001977977 Filed Document 0001977977-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:22:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRE Southeast Industrial REIT I LLC See All Filings	D	2023-11-29 17:21:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers ICA, LLC CIK Number 0002000392 Filed Document 0002000392-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:21:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edessa Growth Partners, LLC See All Filings	D	2023-11-29 17:21:32 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0002002610 Filed Document 0002002610-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:21:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route 92 Medical, Inc. See All Filings	D	2023-11-29 17:19:46 UTC
Amount To Be Raised $31,268,156 Associated Brokers / Dealers N/A CIK Number 0001675633 Filed Document 0001675633-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:19:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotonix, Inc. See All Filings	D	2023-11-29 17:19:37 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0002001204 Filed Document 0002001204-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:19:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
General Catalyst Group XII - Ignition, L.P. See All Filings	D	2023-11-29 17:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0001978178 Filed Document 0001978178-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpoon Ventures Fund IV-A, L.P. See All Filings	D	2023-11-29 17:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002001344 Filed Document 0002001344-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:17:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flying Leap Vineyards, Inc. See All Filings	C/A	2023-11-29 17:16:07 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $500,000 CIK Number 0001945716 Filed Document 0001746059-23-000326 Accepted Date 2023-11-29 17:16:07 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State ARIZONA
General Catalyst Group XII, L.P. See All Filings	D	2023-11-29 17:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0001978180 Filed Document 0001978180-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marylebone Lane Fund LP See All Filings	D/A	2023-11-29 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0001612606-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karana Capital, LP See All Filings	D	2023-11-29 17:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002000206 Filed Document 0002000206-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:13:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoopla Doopla, Inc. See All Filings	D	2023-11-29 17:12:15 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers None CIK Number 0001774496 Filed Document 0001774496-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:12:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Flagship Pioneering Fund VIII, L.P. See All Filings	D	2023-11-29 17:11:58 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0002001180 Filed Document 0001012975-23-000491 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marylebone Lane Fund See All Filings	D/A	2023-11-29 17:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0001592408-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:09:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STASH 2 The Heartless LLC See All Filings	C	2023-11-29 17:06:29 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $345,000 CIK Number 0002000084 Filed Document 0001669191-23-001137 Accepted Date 2023-11-29 17:06:29 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State NEVADA
Tributum Technology Inc. See All Filings	D	2023-11-29 17:00:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002002629 Filed Document 0002002629-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 17:00:23 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nomad Development, Inc. See All Filings	D	2023-11-29 16:51:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001903969 Filed Document 0001903969-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:51:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
BluStream Corp See All Filings	D	2023-11-29 16:43:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001720966 Filed Document 0001720966-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:43:32 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Wavemaker 360 Camino, LLC See All Filings	D	2023-11-29 16:39:18 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001982714 Filed Document 0001982714-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:39:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Direct Lending VIII LLC See All Filings	D/A	2023-11-29 16:39:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001825265 Filed Document 0001825265-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hayfin Private Equity Solutions II LP See All Filings	D	2023-11-29 16:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP CIK Number 0002001261 Filed Document 0002001261-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital Offshore, Ltd. See All Filings	D/A	2023-11-29 16:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001815674 Filed Document 0001815674-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beli Technologies, Inc. See All Filings	D	2023-11-29 16:34:25 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0002001748 Filed Document 0002001748-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:34:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mento VC Fund I - Mento Master LP See All Filings	D	2023-11-29 16:32:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0002002095 Filed Document 0002002095-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-29 16:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epikairos SPV LP See All Filings	D	2023-11-29 16:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP CIK Number 0002001542 Filed Document 0002001542-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:29:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D/A	2023-11-29 16:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107729 Filed Document 0001107729-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Stabilized Credit Rated Feeder L.P. See All Filings	D/A	2023-11-29 16:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SAMSUNG SECURITIES CO., LTD. and DB FINANCIAL INVESTMENT CO., LTD. CIK Number 0001828476 Filed Document 0001828476-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wavemaker 360 Prollergy, LLC See All Filings	D	2023-11-29 16:28:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002000255 Filed Document 0002000255-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:28:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coulomb Inc. See All Filings	D	2023-11-29 16:27:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001710129 Filed Document 0001710129-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:27:24 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
VCM Core Opportunities Fund LLC See All Filings	D/A	2023-11-29 16:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615809 Filed Document 0001615809-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appriss Retail Holding Co L.P. See All Filings	D/A	2023-11-29 16:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001995960 Filed Document 0000899140-23-001125 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:25:19 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Destiny Alternative Fund II LLC See All Filings	D/A	2023-11-29 16:25:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001855462 Filed Document 0001855462-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital LO, L.P. See All Filings	D/A	2023-11-29 16:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001691902 Filed Document 0001691902-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FT Real Estate Platform I LLC See All Filings	D/A	2023-11-29 16:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Trust Portfolios L.P. CIK Number 0001799541 Filed Document 0001799541-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon CLO Investment Grade Income Fund, Ltd. See All Filings	D	2023-11-29 16:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001979557 Filed Document 0001979557-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lizard International Fund LLC See All Filings	D/A	2023-11-29 16:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001458864 Filed Document 0001458864-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FT Private Investment Platform I LLC See All Filings	D/A	2023-11-29 16:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Trust Portfolios L.P. CIK Number 0001755184 Filed Document 0001755184-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAIA Biotechnology, Inc. See All Filings	D	2023-11-29 16:19:28 UTC
Amount To Be Raised $4,859,092 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001878313 Filed Document 0000950123-23-011100 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:19:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MiddleGround Carbon CV, L.P. See All Filings	D	2023-11-29 16:18:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002001381 Filed Document 0000945621-23-000594 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:18:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FT Alternative Platform I LLC See All Filings	D/A	2023-11-29 16:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Trust Portfolios L.P. CIK Number 0001576420 Filed Document 0001576420-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon CLO Investment Grade Income Fund, LLC See All Filings	D	2023-11-29 16:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001979554 Filed Document 0001979554-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:15:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siam Capital PPL II, L.P. See All Filings	D	2023-11-29 16:15:32 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0002002580 Filed Document 0002002580-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital, L.P. See All Filings	D/A	2023-11-29 16:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001491371 Filed Document 0001491371-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-29 16:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund