Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capco Partners, Ltd. See All Filings	D/A	2024-03-15 15:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517760 Filed Document 0001517760-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Custom Fund II, L.L.C. See All Filings	D/A	2024-03-15 15:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776045 Filed Document 0001937838-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:13:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2024-03-15 15:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001409064 Filed Document 0000919574-24-002069 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:12:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Form Liquid Opportunities Fund LP See All Filings	D/A	2024-03-15 15:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001967760 Filed Document 0001967760-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGDOM RESOURCES INC See All Filings	D	2024-03-15 15:08:06 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers KINGDOM RESOURCES INC CIK Number 0001829182 Filed Document 0001829182-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:08:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TWO SIGMA COMPASS ENHANCED U.S. FUND, L.P. See All Filings	D/A	2024-03-15 15:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470444 Filed Document 0000919574-24-002067 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVG Rise Spring Pointe Fund LLC See All Filings	D	2024-03-15 15:07:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002013257 Filed Document 0002007560-24-000013 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:07:05 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ENCLAVE HOSPITALITY LLC See All Filings	D	2024-03-15 15:06:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0002015271 Filed Document 0002015271-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:06:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
D. E. Shaw Orienteer HV Fund, L.L.C. See All Filings	D/A	2024-03-15 15:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664757 Filed Document 0001664757-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coinesis, Inc. See All Filings	D	2024-03-15 15:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coinesis, Inc. CIK Number 0002015853 Filed Document 0002015853-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:05:14 UTC Type of Offering D Industry Other Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Auxilus Inc. See All Filings	D	2024-03-15 15:03:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002012199 Filed Document 0002012199-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:03:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer Fund, L.L.C. See All Filings	D/A	2024-03-15 15:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594764 Filed Document 0001937838-24-000003 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Compass Enhanced Cayman Fund, Ltd. See All Filings	D/A	2024-03-15 15:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487305 Filed Document 0000919574-24-002065 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brain Jar Games, Inc. See All Filings	D/A	2024-03-15 15:01:02 UTC
Amount To Be Raised $6,699,988 Associated Brokers / Dealers N/A CIK Number 0002006262 Filed Document 0002006262-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 15:01:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer HV International Fund, L.P. See All Filings	D/A	2024-03-15 15:00:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706194 Filed Document 0001394249-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-03-15 15:00:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Lithic International Fund, L.P. See All Filings	D/A	2024-03-15 14:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001937839 Filed Document 0001937838-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Point Fund LP See All Filings	D	2024-03-15 14:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015831 Filed Document 0002015831-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TO-0108 Fund I, a series of MV Funds, LP See All Filings	D	2024-03-15 14:57:42 UTC
Amount To Be Raised $72,250 Associated Brokers / Dealers N/A CIK Number 0002007894 Filed Document 0002007894-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:57:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPICS ICAT INVESTMENT LLC See All Filings	D	2024-03-15 14:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015858 Filed Document 0002015858-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:56:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 1842 See All Filings	D	2024-03-15 14:55:42 UTC
Amount To Be Raised $500,013 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0002000591 Filed Document 0002000591-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:55:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Orienteer International Fund, L.P. See All Filings	D/A	2024-03-15 14:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594763 Filed Document 0001394249-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warbird Protection Group, Inc. See All Filings	D	2024-03-15 14:53:39 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0002015875 Filed Document 0002015875-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:53:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Supplying Demand, Inc. See All Filings	D	2024-03-15 14:52:40 UTC
Amount To Be Raised $67,609,789 Associated Brokers / Dealers N/A CIK Number 0001775260 Filed Document 0001775260-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:52:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Lithic Fund, L.L.C. See All Filings	D/A	2024-03-15 14:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001937838 Filed Document 0001937838-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Cayman Fund, Ltd. See All Filings	D/A	2024-03-15 14:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173722 Filed Document 0000919574-24-002063 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PG Dallas Uptown Investors, LLC See All Filings	D/A	2024-03-15 14:51:52 UTC
Amount To Be Raised $51,100,000 Associated Brokers / Dealers N/A CIK Number 0002005026 Filed Document 0002005026-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:51:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LanzaJet, Inc. See All Filings	D	2024-03-15 14:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015878 Filed Document 0002015878-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
1616 44th Street Lubbock TX LLC See All Filings	D	2024-03-15 14:48:02 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002015848 Filed Document 0002015848-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:48:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Broad Market Core Alpha Extension Offshore Fund, L.P. See All Filings	D/A	2024-03-15 14:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394791 Filed Document 0001394249-24-000003 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Jar Games, Inc. See All Filings	D	2024-03-15 14:47:09 UTC
Amount To Be Raised $6,699,988 Associated Brokers / Dealers N/A CIK Number 0002006262 Filed Document 0002006262-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:47:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Target Global Selected Opportunities, LLC - Series Vanadium See All Filings	D	2024-03-15 14:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014475 Filed Document 0002015004-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:43:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Plus Fund, L.L.C. See All Filings	D/A	2024-03-15 14:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764065 Filed Document 0001764065-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Target Global Selected Opportunities, LLC - Series Bohrium See All Filings	D	2024-03-15 14:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015004 Filed Document 0002015004-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:41:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse Cayman Fund, Ltd. See All Filings	D/A	2024-03-15 14:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334508 Filed Document 0000919574-24-002061 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Large Cap Core Alpha Extension Fund, L.L.C. See All Filings	D/A	2024-03-15 14:39:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518056 Filed Document 0001394249-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:39:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Plus Fund II, L.L.C. See All Filings	D/A	2024-03-15 14:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001942062 Filed Document 0001464279-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AU-1202 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-03-15 14:36:31 UTC
Amount To Be Raised $59,200 Associated Brokers / Dealers N/A CIK Number 0002011833 Filed Document 0002011833-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:36:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osheru, Inc. See All Filings	D	2024-03-15 14:35:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002015419 Filed Document 0002015419-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:35:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Immunophotonics, Inc. See All Filings	D	2024-03-15 14:34:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001490953 Filed Document 0001490953-24-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2024-03-15 14:34:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
D. E. Shaw U.S. Large Cap Core Enhanced Fund, L.L.C. See All Filings	D/A	2024-03-15 14:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394249 Filed Document 0001394249-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUB Healthcare INC See All Filings	D	2024-03-15 14:32:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002015840 Filed Document 0002015840-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:32:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
SCH Airport Road Investors LLC See All Filings	D	2024-03-15 14:32:41 UTC
Amount To Be Raised $6,952,000 Associated Brokers / Dealers N/A CIK Number 0002015549 Filed Document 0002015549-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:32:41 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KWK Partners Offshore, Ltd. See All Filings	D/A	2024-03-15 14:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alexis Versandi-Isaacs CIK Number 0001490077 Filed Document 0001490077-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taste of Nature, Inc. See All Filings	C/A	2024-03-15 14:30:58 UTC
Financial Interest None. Filing Platform PicMii Crowdfunding LLC Offering Amount $2,000,000 CIK Number 0001952591 Filed Document 0001818274-24-000008 Accepted Date 2024-03-15 14:30:58 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
D. E. Shaw Alkali International Fund VI, L.P. See All Filings	D/A	2024-03-15 14:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977273 Filed Document 0001464279-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Enhanced Plus (Carbon Exposure Reduction Target) Fund, L.L.C. See All Filings	D/A	2024-03-15 14:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001986696 Filed Document 0001986696-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Alkali Fund VI, L.L.C. See All Filings	D/A	2024-03-15 14:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977527 Filed Document 0001464279-24-000003 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B Capital Opportunities Fund II, L.P. See All Filings	D/A	2024-03-15 14:22:31 UTC
Amount To Be Raised $754,082,500 Associated Brokers / Dealers ASTRIS ADVISORY JAPAN KK and CONNAUGHT (U.S.) LLC CIK Number 0001925640 Filed Document 0001925640-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Value Active Fund, L.L.C. See All Filings	D/A	2024-03-15 14:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001988679 Filed Document 0001988679-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-15 14:21:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alight Capital Onshore Fund, L.P. See All Filings	D/A	2024-03-15 14:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630011 Filed Document 0001630009-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-15 14:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund