Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INTEGRIS INDUSTRIAL DEVELOPMENT FUND, LLC See All Filings	D	2024-04-15 15:40:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0002019689 Filed Document 0002019689-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 15:40:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mirova Gigaton Fund S.A., SICAV-RAIF See All Filings	D/A	2024-04-15 14:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001967932 Filed Document 0001967932-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 14:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTX SERIES (SPX-U3), A SERIES OF INVESTX MASTER LLC See All Filings	D/A	2024-04-15 14:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Bernard Savoie, Ashley Mofrad, Namhee Park, John Jason Ferneau, Han Gu, Rhett Price Grimes, Morris Gordon Nutt, Gary Glenn Garcia II, Daniel M. King, Judson Harris Gee, and Aaron Wall CIK Number 0002018496 Filed Document 0002018496-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-15 14:24:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOC Core CRE Fund LP See All Filings	D/A	2024-04-15 13:07:39 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001889515 Filed Document 0001889515-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 13:07:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equitybee 22-77162, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-04-15 12:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lior Furas, Jeff Novak, Tripp Middleton, Michelle Kaiser, and Josh Rasmussen CIK Number 0001967446 Filed Document 0001967446-24-000009 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equitybee 22-86517, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-04-15 12:45:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lior Furas, Jeffrey Novak, and Tripp Middleton CIK Number 0001973661 Filed Document 0002016853-24-000010 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:45:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Opportunity Fund LLC See All Filings	D/A	2024-04-15 12:43:14 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:43:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Equitybee 22-64523, a Series of Equitybee cFund Master LLC See All Filings	D	2024-04-15 12:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Josh Rasmussen and Jeffrey Novak CIK Number 0002018540 Filed Document 0002016853-24-000009 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:42:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smartec Products LLC See All Filings	D/A	2024-04-15 12:29:50 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001780957 Filed Document 0001780957-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:29:50 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Legacy Opportunity Fund LLC See All Filings	D/A	2024-04-15 12:29:38 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Equitybee 22-82702, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-04-15 12:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michelle Kaiser, Lior Furas, and Jeffrey Novak CIK Number 0001959395 Filed Document 0002016853-24-000008 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wise Capital LLC See All Filings	D	2024-04-15 12:20:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Christopher Wise CIK Number 0002018864 Filed Document 0002018864-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:20:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Equitybee 22-12772, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-04-15 12:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michelle Kaiser CIK Number 0002016853 Filed Document 0002016853-24-000007 Exclusions or Exemptions 506c Accepted Date 2024-04-15 12:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2024-04-15 11:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-24-000168 Exclusions or Exemptions 506c Accepted Date 2024-04-15 11:57:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
Waith.io, Inc. See All Filings	D/A	2024-04-15 11:53:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002011161 Filed Document 0002011161-24-000006 Exclusions or Exemptions 506c Accepted Date 2024-04-15 11:53:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CNG 2024 STATIONS I, LLC See All Filings	D	2024-04-15 10:55:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers OAK HILLS SECURITIES, INC. CIK Number 0002012204 Filed Document 0002012204-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 10:55:45 UTC Type of Offering D Industry Energy Conservation Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
First Avenue Ventures Opportunity Fund LP See All Filings	D	2024-04-15 10:54:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002018469 Filed Document 0002018469-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 10:54:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
High Science, LLC See All Filings	D	2024-04-15 10:20:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001803503 Filed Document 0001803503-24-000006 Exclusions or Exemptions 506c Accepted Date 2024-04-15 10:20:24 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Triphammer Ventures Fund 6, LLC See All Filings	D/A	2024-04-15 09:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001982869 Filed Document 0001982869-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-15 09:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NetSpeek Inc. See All Filings	D	2024-04-12 17:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002019510 Filed Document 0002019510-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 17:09:14 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Mavin Fund I, LLC See All Filings	D	2024-04-12 15:41:25 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0002019502 Filed Document 0002019502-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 15:41:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarmaya Capital Real Estate Fund IV (US), LP See All Filings	D/A	2024-04-12 15:25:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001953255 Filed Document 0001953255-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 15:25:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Asset Management Bank Loan Fund L.P. See All Filings	D/A	2024-04-12 14:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605117 Filed Document 0001398344-24-007114 Exclusions or Exemptions 506c Accepted Date 2024-04-12 14:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EM Alpine, LLC See All Filings	D/A	2024-04-12 14:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001959744 Filed Document 0001959744-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-12 14:39:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JPAS - Semi Liquid Assets LLC - Emerging Markets Series See All Filings	D/A	2024-04-12 13:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807922 Filed Document 0001795955-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2024-04-12 13:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-24-000167 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:41:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
JPAS - Strategic Equity Partners-A S.P. See All Filings	D/A	2024-04-12 13:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795955 Filed Document 0001795955-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2024-04-12 13:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-24-000166 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:20:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
JPAS - Semi Liquid Assets LLC - Strategic Equity Partners Series See All Filings	D/A	2024-04-12 13:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795954 Filed Document 0001795954-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equitybee 22-24217, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-04-12 13:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michelle Kaiser and Josh Rasmussen CIK Number 0002015649 Filed Document 0002015649-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 13:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GACW Inc See All Filings	D	2024-04-12 12:59:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001872421 Filed Document 0001872421-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-04-12 12:59:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LB Growth & Opportunity Fund XLIII, LLC See All Filings	D	2024-04-12 12:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002019176 Filed Document 0002019176-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 12:57:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
10 Federal Self Storage Acquisition Co 4, LLC See All Filings	D/A	2024-04-12 12:02:25 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001959226 Filed Document 0001578563-24-000187 Exclusions or Exemptions 506c Accepted Date 2024-04-12 12:02:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
JPAS - Semi Liquid Assets LLC - Credit Series See All Filings	D/A	2024-04-12 11:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862280 Filed Document 0001862280-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 11:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross NY LLC See All Filings	D	2024-04-12 10:45:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002019449 Filed Document 0002019449-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 10:45:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BonBillo Ventures Fund II, L.P. See All Filings	D	2024-04-12 10:39:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002018776 Filed Document 0002018776-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-12 10:39:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPAS - Credit-A S.P. See All Filings	D/A	2024-04-12 10:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862283 Filed Document 0001862283-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 10:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSH Hunters Ridge Domestic Funding, LLC See All Filings	D	2024-04-12 09:56:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002006853 Filed Document 0002006853-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-12 09:56:37 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HVP Opportunities Fund, LP See All Filings	D/A	2024-04-12 08:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001878433 Filed Document 0001878433-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 08:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPN Holdings, Inc. See All Filings	D	2024-04-12 08:46:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Regiment Securities, LCC CIK Number 0002019375 Filed Document 0002019375-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-12 08:46:46 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Desert Growth SFR Fund I LLC See All Filings	D	2024-04-11 20:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002017912 Filed Document 0002017912-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-11 20:37:16 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Roers Austin Apartments Partner LLC See All Filings	D	2024-04-11 20:17:13 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0002015557 Filed Document 0001437749-24-011824 Exclusions or Exemptions 506c Accepted Date 2024-04-11 20:17:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Fund I LLC See All Filings	D	2024-04-11 20:14:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002019347 Filed Document 0002019347-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-11 20:14:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
LEAP Charities, Inc. See All Filings	D/A	2024-04-11 18:21:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001789781 Filed Document 0001789781-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-11 18:21:37 UTC Type of Offering D/A Industry Residential Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Pinegrove Capital Partners I LP See All Filings	D	2024-04-11 17:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015871 Filed Document 0002015871-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-11 17:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACE NEWS, INC. See All Filings	D/A	2024-04-11 15:47:13 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers Gloria Zuurveen CIK Number 0002016640 Filed Document 0002016640-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-04-11 15:47:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainbow Realty Group IV LLC See All Filings	D	2024-04-11 14:28:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002013604 Filed Document 0002013604-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-11 14:28:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Clay Street Investors, LLC See All Filings	D/A	2024-04-11 14:21:36 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0002018059 Filed Document 0002018059-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-04-11 14:21:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Enfantino Debt Fund, LLC See All Filings	D	2024-04-11 14:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002019134 Filed Document 0002019134-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-04-11 14:09:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AKF, Inc. See All Filings	D/A	2024-04-11 13:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001904295 Filed Document 0001009448-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-04-11 13:56:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt