Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fire Canyon Barbeque LLC See All Filings	C/A	2024-01-22 16:49:46 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $75,000 CIK Number 0001999285 Filed Document 0001999285-24-000001 Accepted Date 2024-01-22 16:49:46 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State KANSAS
MWCGOF SPV III LP See All Filings	D/A	2024-01-22 16:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001963964 Filed Document 0001405086-24-000015 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:48:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Riverfront 2 LLC See All Filings	D/A	2024-01-22 16:44:50 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001962860 Filed Document 0001962860-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:44:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Magnetar Structured Solutions Fund LP See All Filings	D	2024-01-22 16:44:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0002008604 Filed Document 0002008604-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:44:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stateless Liquid Fund LP See All Filings	D	2024-01-22 16:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002008312 Filed Document 0002008312-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:42:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heritage Holdings L.P. See All Filings	D	2024-01-22 16:42:04 UTC
Amount To Be Raised $937,920 Associated Brokers / Dealers N/A CIK Number 0001595603 Filed Document 0001595603-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:42:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Thoma Bravo Credit Fund III Feeder A, L.P. See All Filings	D/A	2024-01-22 16:40:52 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers BRIARCLIFFE CREDIT PARTNERS, LLC, BA SECURITIES, LLC, Northern Lights Alternative Advisors LLP, and Evercore Asia Limited CIK Number 0001954496 Filed Document 0001954519-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:40:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Thoma Bravo Credit Fund III Feeder B, L.P. See All Filings	D/A	2024-01-22 16:38:39 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers BRIARCLIFFE CREDIT PARTNERS, LLC, BA SECURITIES, LLC, Northern Lights Alternative Advisors LLP, and Evercore Asia Limited CIK Number 0001955170 Filed Document 0001954519-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:38:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TPEG CALEDON INVESTORS LLC See All Filings	D	2024-01-22 16:37:40 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001868677 Filed Document 0001868677-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:37:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thoma Bravo Credit Fund III Feeder, L.P. See All Filings	D/A	2024-01-22 16:37:04 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers BRIARCLIFFE CREDIT PARTNERS, LLC, BA SECURITIES, LLC, Northern Lights Alternative Advisors LLP, and Evercore Asia Limited CIK Number 0001954519 Filed Document 0001954519-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWI Fund V, L.P. See All Filings	D	2024-01-22 16:36:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0002006083 Filed Document 0002006083-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:36:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamptons Lakes REIT LLC See All Filings	D	2024-01-22 16:34:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002006155 Filed Document 0002006155-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:34:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DECATHLON ALPHA SOCIAL EQUALITY FUND, L.P. See All Filings	D/A	2024-01-22 16:32:26 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001945479 Filed Document 0001945479-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Myriad Ventures Fund I, LP See All Filings	D	2024-01-22 16:29:43 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001967363 Filed Document 0001967363-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-01-22 16:29:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Network VC Syndicate Fund LLC Series Accern 2 See All Filings	D	2024-01-22 16:27:59 UTC
Amount To Be Raised $128,500 Associated Brokers / Dealers N/A CIK Number 0002008865 Filed Document 0002008903-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:27:59 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Padel United Sports Club LLC See All Filings	D/A	2024-01-22 16:25:55 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0002008281 Filed Document 0002008281-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:25:55 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AG Gemmy Realty, L.P. See All Filings	D/A	2024-01-22 16:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841367 Filed Document 0001841367-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:23:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrommune Therapeutics, Inc. See All Filings	D	2024-01-22 16:23:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001736977 Filed Document 0001104659-24-005583 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:23:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Intrommune Therapeutics, Inc. See All Filings	D	2024-01-22 16:22:48 UTC
Amount To Be Raised $3,278,840 Associated Brokers / Dealers N/A CIK Number 0001736977 Filed Document 0001104659-24-005581 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:22:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Perspective Therapeutics, Inc. See All Filings	D	2024-01-22 16:17:28 UTC
Amount To Be Raised $20,846,671 Associated Brokers / Dealers N/A CIK Number 0000728387 Filed Document 0001437749-24-001858 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:17:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
398 Cedar Hill Fund LLC See All Filings	D	2024-01-22 16:17:16 UTC
Amount To Be Raised $4,789,868 Associated Brokers / Dealers N/A CIK Number 0002008979 Filed Document 0002008979-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:17:16 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Network VC Syndicate Fund LLC Series 8base See All Filings	D	2024-01-22 16:15:19 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0002008901 Filed Document 0002008903-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:15:19 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BetenHealth, Inc. See All Filings	D	2024-01-22 16:13:27 UTC
Amount To Be Raised $1,511,094 Associated Brokers / Dealers N/A CIK Number 0002005432 Filed Document 0002005432-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:13:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Impact X Ventures Fund I, LP See All Filings	D	2024-01-22 16:11:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002006152 Filed Document 0002006152-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:11:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AR-1211 Fund I, a series of MV Funds, LP See All Filings	D	2024-01-22 16:08:05 UTC
Amount To Be Raised $107,560 Associated Brokers / Dealers N/A CIK Number 0002004392 Filed Document 0002004392-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUDDY WATERS CAPITAL DOMINO FUND LP See All Filings	D/A	2024-01-22 16:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001843475 Filed Document 0001405086-24-000014 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Firethorn Makers Equity Fund LLC See All Filings	D	2024-01-22 16:07:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Andrew Carroll CIK Number 0002008857 Filed Document 0002008857-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:07:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Terafirma Capital, LP See All Filings	D/A	2024-01-22 16:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759775 Filed Document 0002002701-24-000009 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Network VC Syndicate Fund LLC Series Cubios See All Filings	D	2024-01-22 16:04:19 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0002008903 Filed Document 0002008903-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:04:19 UTC Type of Offering D Industry Investing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silver Point Specialty Credit Fund III (Offshore), L.P. See All Filings	D/A	2024-01-22 16:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001938155 Filed Document 0000950142-24-000199 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Specialty Credit Fund III, L.P. See All Filings	D/A	2024-01-22 16:02:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001938151 Filed Document 0000950142-24-000198 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:02:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
K-Island Resources, LLC See All Filings	D/A	2024-01-22 16:01:40 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001915419 Filed Document 0001915419-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 16:01:40 UTC Type of Offering D/A Industry Coal Mining Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CVT Energy LP See All Filings	D	2024-01-22 15:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002002940 Filed Document 0002002940-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NO-1123 Fund I, a series of Inference Technology Partners, LP See All Filings	D	2024-01-22 15:56:25 UTC
Amount To Be Raised $75,901 Associated Brokers / Dealers N/A CIK Number 0002002723 Filed Document 0002002723-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nook CUSO, Inc. See All Filings	D	2024-01-22 15:54:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002008466 Filed Document 0002008466-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:54:13 UTC Type of Offering D Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Arrive Technology Inc. See All Filings	C/A	2024-01-22 15:52:01 UTC
Financial Interest None. Filing Platform PicMii Crowdfunding LLC Offering Amount $3,599,997 CIK Number 0001818274 Filed Document 0001818274-24-000002 Accepted Date 2024-01-22 15:52:01 UTC Type of Offering C/A Security Offered Amount 3,571 Security Offered Type Common Stock State INDIANA
TO-0519 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-01-22 15:46:28 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001990838 Filed Document 0001990838-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:46:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Storage Holdco I, LLC See All Filings	D	2024-01-22 15:44:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002008958 Filed Document 0002008958-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:44:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Listener Brands Inc. See All Filings	D	2024-01-22 15:36:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001853669 Filed Document 0001853669-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-01-22 15:36:45 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Versol Drive Member LLC See All Filings	D	2024-01-22 15:32:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002005243 Filed Document 0002005243-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:32:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eastward Capital Partners X, L.P. See All Filings	D	2024-01-22 15:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002008856 Filed Document 0002008856-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:31:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL-1211 Fund I, a series of Black Phoenix Holdings, LP See All Filings	D	2024-01-22 15:27:58 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0002004472 Filed Document 0002004472-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:27:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siftwell Analytics, Inc. See All Filings	D	2024-01-22 15:20:18 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001926185 Filed Document 0001926185-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:20:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HW Monarch Investors II LLC See All Filings	D	2024-01-22 15:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002008768 Filed Document 0002008768-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:19:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Meadow Capital Fund, LP See All Filings	D/A	2024-01-22 15:16:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634164 Filed Document 0001315863-24-000072 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:16:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UTMVN01, Inc. See All Filings	D	2024-01-22 15:15:56 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002007179 Filed Document 0002007179-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:15:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TPEG NASHVILLE CROSSINGS INVESTORS See All Filings	D	2024-01-22 15:15:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001841030 Filed Document 0001841030-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:15:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gemxx Corp. See All Filings	1-A POS	2024-01-22 15:12:52 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers DealMaker Securities LLC CIK Number 0001104023 Filed Document 0001393905-24-000022 Accepted Date 2024-01-22 15:12:52 UTC Type of Offering 1-A POS Industry MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS) Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $597,357 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NVPRU01, Inc. See All Filings	D	2024-01-22 15:08:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002007278 Filed Document 0002007278-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:08:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Opus 1, LLC See All Filings	D	2024-01-22 15:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002007885 Filed Document 0002007885-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-01-22 15:00:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund