Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rialto Credit Opportunities Fund (Offshore), LP See All Filings	D/A	2024-03-06 16:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001912769 Filed Document 0001912769-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIVE MUSICAL LLC See All Filings	D	2024-03-06 16:14:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0002014407 Filed Document 0002014407-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:14:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PACE Healthcare Capital SPV Creation, LLC See All Filings	D	2024-03-06 16:12:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002013300 Filed Document 0002013300-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:12:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DataBridge Upper Parent III, Inc. See All Filings	D	2024-03-06 16:11:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002014231 Filed Document 0001012975-24-000126 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:11:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IX Capital Optimad Holdings, LLC See All Filings	D	2024-03-06 16:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014395 Filed Document 0002014395-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:09:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer School Flats, LLC See All Filings	D	2024-03-06 16:07:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002013840 Filed Document 0002013434-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 16:07:20 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Remunix, Inc. See All Filings	D	2024-03-06 15:54:03 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0002014586 Filed Document 0002014586-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:54:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SMV Series LLC - Audience Republic Series See All Filings	D/A	2024-03-06 15:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957094 Filed Document 0001957094-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FI-0111 Fund I, a series of Beyond Capital, LP See All Filings	D	2024-03-06 15:46:29 UTC
Amount To Be Raised $165,500 Associated Brokers / Dealers N/A CIK Number 0002008712 Filed Document 0002008712-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:46:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARwall, Inc. See All Filings	D/A	2024-03-06 15:45:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001750026 Filed Document 0001750026-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:45:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Alta Nova Fund, LP See All Filings	D	2024-03-06 15:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STAR LLC CIK Number 0001993052 Filed Document 0001993052-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-06 15:41:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sunny Days of Ithaca, LLC See All Filings	C	2024-03-06 15:34:24 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $100,000 CIK Number 0002014388 Filed Document 0001746059-24-000065 Accepted Date 2024-03-06 15:34:24 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
SMV SERIES LLC FIGURE AI-B SERIES See All Filings	D	2024-03-06 15:34:09 UTC
Amount To Be Raised $3,490,000 Associated Brokers / Dealers N/A CIK Number 0002013700 Filed Document 0002013700-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA Opportunity Income One, Inc. See All Filings	1-A POS	2024-03-06 15:30:55 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Dalmore Group, LLC and Sardona Capital S.A. CIK Number 0001878379 Filed Document 0001493152-24-009008 Accepted Date 2024-03-06 15:30:55 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business PUERTO RICO Revenue or Assets $0 State of Jurisdiction PUERTO RICO Type of Security Debt
Sound Media Ventures Fund II, LP See All Filings	D	2024-03-06 15:30:21 UTC
Amount To Be Raised $1,729,500 Associated Brokers / Dealers N/A CIK Number 0002013614 Filed Document 0002013614-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EX-0218 Fund I, a series of Climate Collective, LP See All Filings	D	2024-03-06 15:26:52 UTC
Amount To Be Raised $119,505 Associated Brokers / Dealers N/A CIK Number 0002013571 Filed Document 0002013571-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Regulatory Capital Relief Fund Offshore LP See All Filings	D	2024-03-06 15:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002011803 Filed Document 0000902664-24-002219 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Regulatory Capital Relief Fund LP See All Filings	D	2024-03-06 15:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002011876 Filed Document 0000902664-24-002218 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:25:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prospect Place Brooklyn Development LLC See All Filings	D	2024-03-06 15:25:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0002013434 Filed Document 0002013434-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-03-06 15:25:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Strategic Pathway Trust See All Filings	D	2024-03-06 15:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978934 Filed Document 0001978934-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWN LANE REAL ESTATE OPPORTUNITIES FUND I-C LP See All Filings	D	2024-03-06 15:19:40 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0002014131 Filed Document 0002014131-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWN LANE REAL ESTATE OPPORTUNITIES FUND I-B LP See All Filings	D	2024-03-06 15:18:30 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0002014127 Filed Document 0002014127-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:18:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Balanced Institutional Trust II See All Filings	D	2024-03-06 15:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407089 Filed Document 0001407089-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:17:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allostery Fund LP See All Filings	D/A	2024-03-06 15:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947215 Filed Document 0001013594-24-000252 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TOWN LANE REAL ESTATE OPPORTUNITIES FUND I-A LP See All Filings	D	2024-03-06 15:17:20 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0002014129 Filed Document 0002014129-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:17:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Balanced Trust See All Filings	D	2024-03-06 15:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001003594 Filed Document 0000932319-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:14:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW ACCESS DE LP See All Filings	D	2024-03-06 15:11:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001845245 Filed Document 0001845245-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-03-06 15:11:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic US Equity Trust See All Filings	D	2024-03-06 15:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932244 Filed Document 0000932319-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:08:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nextfund Angel Ventures, LLC See All Filings	D	2024-03-06 15:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002013070 Filed Document 0002013070-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Developed Markets Ex-U.S. Equity Trust See All Filings	D	2024-03-06 15:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932319 Filed Document 0000932319-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:06:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Funds SPC See All Filings	D	2024-03-06 15:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302309 Filed Document 0001302309-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 15:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Portfolios (Restricted) Ltd SPC See All Filings	D	2024-03-06 14:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458632 Filed Document 0001458632-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:59:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WebFX Management Holdings, LLC See All Filings	D/A	2024-03-06 14:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001913207 Filed Document 0001913207-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:58:19 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC INSTITUTIONAL FUNDS SPC See All Filings	D	2024-03-06 14:56:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427934 Filed Document 0001427934-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minden RV & Boat Storage LLC See All Filings	D	2024-03-06 14:55:29 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0002014255 Filed Document 0002014255-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:55:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
32 Capital Fund Ltd. See All Filings	D/A	2024-03-06 14:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220360 Filed Document 0001709792-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Hedge Fund Onshore Trust See All Filings	D	2024-03-06 14:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932328 Filed Document 0000932328-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:52:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
32 Capital Fund LLC See All Filings	D/A	2024-03-06 14:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213632 Filed Document 0001709792-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Market Advantage, Ltd. See All Filings	D/A	2024-03-06 14:50:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497585 Filed Document 0001709792-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:50:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLELINE SELECTIVE CREDIT FUND, A SERIES OF DOUBLELINE FUNDS TRUST See All Filings	D/A	2024-03-06 14:48:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616524 Filed Document 0001616524-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Alpha Advantage Fund Ltd. See All Filings	D/A	2024-03-06 14:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460549 Filed Document 0001709792-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Diversified Alternative Income Fund LP See All Filings	D/A	2024-03-06 14:48:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669333 Filed Document 0001669333-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:48:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hadestown West End Ltd Liability Co See All Filings	D/A	2024-03-06 14:47:10 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001989666 Filed Document 0001989666-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:47:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Holmdel-GR-0229 Fund I, a series of AngelList Funds 2024, LP See All Filings	D	2024-03-06 14:47:09 UTC
Amount To Be Raised $2,196,550 Associated Brokers / Dealers N/A CIK Number 0002014404 Filed Document 0002014404-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Opportunities Fund See All Filings	D/A	2024-03-06 14:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636275 Filed Document 0001709792-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Opportunities Allocation Fund B LP See All Filings	D/A	2024-03-06 14:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, UBS Financial Services Inc., RBC Capital Markets, LLC, iCapital Securities, LLC, Rockefeller Financial LLC, and First Republic Bank Securities Company, LLC CIK Number 0001769478 Filed Document 0001137439-24-000698 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biomedical Innovation Opportunities Ltd See All Filings	D/A	2024-03-06 14:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001969161 Filed Document 0001709792-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Catalur Special Opportunities Fund III, LP See All Filings	D/A	2024-03-06 14:38:41 UTC
Amount To Be Raised $35,424,778 Associated Brokers / Dealers N/A CIK Number 0001972203 Filed Document 0001080368-24-000011 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI Income Priority Fund, LP See All Filings	D/A	2024-03-06 14:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001968139 Filed Document 0001013594-24-000251 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Opportunities Allocation Fund A LP See All Filings	D/A	2024-03-06 14:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and iCapital Securities, LLC CIK Number 0001769477 Filed Document 0001137439-24-000697 Exclusions or Exemptions 506b Accepted Date 2024-03-06 14:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund