Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Haven Direct Lending Fund L.P. See All Filings	D/A	2024-09-13 13:45:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001991272 Filed Document 0002036557-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:45:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Haven Direct Lending Fund Offshore L.P. See All Filings	D/A	2024-09-13 13:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001991279 Filed Document 0002036557-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Holdco Inc. See All Filings	D	2024-09-13 13:43:20 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0002035256 Filed Document 0002035256-24-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2024-09-13 13:43:20 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VN Capital Fund C, L.P. See All Filings	D/A	2024-09-13 13:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619948 Filed Document 0001619948-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:39:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stronghouse Solutions Holdings, LLC See All Filings	D	2024-09-13 13:37:55 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001891690 Filed Document 0001891690-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:37:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC Series 24F See All Filings	D	2024-09-13 13:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC, Cretum Advisory, Victor Bunoust-Roquere, Karl Bornefalk, and Amir Merchant CIK Number 0002030300 Filed Document 0002030300-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:33:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slick LRF LLC See All Filings	D	2024-09-13 13:30:16 UTC
Amount To Be Raised $389,000 Associated Brokers / Dealers N/A CIK Number 0002037393 Filed Document 0002037393-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:30:16 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mesirow Private Equity Secondary Fund I, L.P. See All Filings	D	2024-09-13 13:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973147 Filed Document 0001012975-24-000394 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:27:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homebase Automation, LLC See All Filings	D	2024-09-13 13:27:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001918013 Filed Document 0001918013-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:27:04 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Private Equity Co-Investment Fund IX, L.P. See All Filings	D	2024-09-13 13:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973149 Filed Document 0001012975-24-000393 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AP Electric INC. See All Filings	D	2024-09-13 13:24:03 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002037277 Filed Document 0002037277-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:24:03 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Farmland Capital Group, LLC See All Filings	D	2024-09-13 13:11:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002034905 Filed Document 0002034905-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BuildClub, Inc. See All Filings	C/A	2024-09-13 13:11:18 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $5,000,000 CIK Number 0001971963 Filed Document 0001665160-24-001310 Accepted Date 2024-09-13 13:11:18 UTC Type of Offering C/A Security Offered Amount 3,750 Security Offered Type Other State CALIFORNIA
Troluce Veridian Onshore Fund, LP See All Filings	D	2024-09-13 13:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037352 Filed Document 0001013594-24-000738 Exclusions or Exemptions 506b Accepted Date 2024-09-13 13:01:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
470 LAFAYETTE FUNDING L.P. See All Filings	D	2024-09-13 12:58:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002036421 Filed Document 0001013594-24-000737 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:58:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highlands One Evolv, Ltd Liability Co See All Filings	D	2024-09-13 12:55:47 UTC
Amount To Be Raised $1,195,781 Associated Brokers / Dealers N/A CIK Number 0002037357 Filed Document 0002037357-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:55:47 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
XDemics Corp See All Filings	D/A	2024-09-13 12:51:39 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0002026725 Filed Document 0002026725-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:51:39 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WAGMI 123 - WAGMI Master LLC See All Filings	D	2024-09-13 12:47:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002032788 Filed Document 0002032788-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:47:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Highland Park - Ascending Avenue LLC See All Filings	D	2024-09-13 12:45:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002035196 Filed Document 0002007560-24-000058 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:45:22 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Torrent Gold Inc. See All Filings	D	2024-09-13 12:45:19 UTC
Amount To Be Raised $180,767 Associated Brokers / Dealers N/A CIK Number 0001848440 Filed Document 0001062993-24-016561 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:45:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WAGMI 81 - WAGMI Master LLC See All Filings	D	2024-09-13 12:44:34 UTC
Amount To Be Raised $82,512 Associated Brokers / Dealers N/A CIK Number 0002037132 Filed Document 0002037132-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:44:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROASTING PLANT INC See All Filings	D/A	2024-09-13 12:44:33 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001277979 Filed Document 0001277979-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:44:33 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PINEHURST PARTNERS LP See All Filings	D/A	2024-09-13 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES INC., FIMAT USA, LLC, Flagler Drive Financial, L.P., Morgan Stanley Smith Barney, J.P. Morgan Securities LLC, and CAIS Capital LLC CIK Number 0001166503 Filed Document 0001166503-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero-Gravity Holdings, Inc. See All Filings	C	2024-09-13 12:43:02 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $4,999,998 CIK Number 0001849552 Filed Document 0001849552-24-000001 Accepted Date 2024-09-13 12:43:02 UTC Type of Offering C Security Offered Amount 14,285 Security Offered Type Common Stock State FLORIDA
CRESS CREEK CAPITAL, LLC See All Filings	D/A	2024-09-13 12:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002002343 Filed Document 0002002343-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WAGMI 126 - WAGMI Master LLC See All Filings	D	2024-09-13 12:41:21 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0002037129 Filed Document 0002037129-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:41:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOG Alpha Fund I, LLC See All Filings	D/A	2024-09-13 12:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002020322 Filed Document 0002020322-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-09-13 12:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2024-09-13 12:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-24-000297 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:39:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECISION POINT HOLDINGS LLC See All Filings	D	2024-09-13 12:38:36 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0002037370 Filed Document 0002037370-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:38:36 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bay Padel LLC See All Filings	D/A	2024-09-13 12:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990201 Filed Document 0001990201-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:36:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP SPECIAL OPPORTUNITIES OFFSHORE FEEDER FUND, L.P. See All Filings	D/A	2024-09-13 12:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387848 Filed Document 0001591754-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneCourt Technologies, Inc. See All Filings	D/A	2024-09-13 12:35:54 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0002022617 Filed Document 0002022617-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:35:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Velaric TAE SAFE a series of Velaric Capital LLC See All Filings	D	2024-09-13 12:35:36 UTC
Amount To Be Raised $255,025 Associated Brokers / Dealers N/A CIK Number 0002037133 Filed Document 0002037133-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:35:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axium Infrastructure Canada II (Intl) Limited Partnership See All Filings	D/A	2024-09-13 12:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716492 Filed Document 0001716492-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TCM Tactical Opportunities Fund III LP See All Filings	D	2024-09-13 12:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jarmco Pty Ltd atf Jarmco Investments, Conduit Securities Pte Ltd, Confido Advisors LLC, Lawrence Hollin, Hamilton Miller LLC, Oakpoint Solutions, LLC, and Supervision Partners LLC CIK Number 0001990963 Filed Document 0001013594-24-000736 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:34:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Linqto Liquidshares LLC See All Filings	D	2024-09-13 12:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-24-000296 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Layer3 SPV a series of Atomizer LLC See All Filings	D	2024-09-13 12:30:05 UTC
Amount To Be Raised $56,400 Associated Brokers / Dealers N/A CIK Number 0002037135 Filed Document 0002037135-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperwood Energy Offshore LP See All Filings	D/A	2024-09-13 12:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-24-000657 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Fund LP See All Filings	D/A	2024-09-13 12:26:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-24-000656 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AxInfra US II LP See All Filings	D/A	2024-09-13 12:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716753 Filed Document 0001716753-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TVC XLIII a series of The Venture Collective Holdings LLC See All Filings	D	2024-09-13 12:25:43 UTC
Amount To Be Raised $5,572,700 Associated Brokers / Dealers N/A CIK Number 0002037114 Filed Document 0002037114-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:25:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DigitalBridge AI Infrastructure A, LP See All Filings	D	2024-09-13 12:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002036021 Filed Document 0002036021-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:25:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2024-09-13 12:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387845 Filed Document 0001591754-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Co-investment, L.P. See All Filings	D/A	2024-09-13 12:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001881141 Filed Document 0000919574-24-005506 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Growth Ops I - Iron Pine Ventures Co-Invest Fund LLC See All Filings	D	2024-09-13 12:19:09 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0002037115 Filed Document 0002037115-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:19:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Block15 LP See All Filings	D	2024-09-13 12:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037271 Filed Document 0002037271-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marston Ree Vantage SPV, a series of Atomizer LLC See All Filings	D	2024-09-13 12:14:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002037122 Filed Document 0002037122-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENVEST PARTNERS, LTD. See All Filings	D/A	2024-09-13 12:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-24-005504 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lansing Street Real Estate Fund LLC - Series AR See All Filings	D	2024-09-13 12:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002028895 Filed Document 0002028877-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:10:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
HCP GLOBAL INVESTMENT FUND-A, L.P. See All Filings	D/A	2024-09-13 12:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458536 Filed Document 0001591754-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-13 12:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund