Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BITTERROOT RESOURCES LTD See All Filings	D	2024-06-05 20:22:34 UTC
Amount To Be Raised $76,300 Associated Brokers / Dealers N/A CIK Number 0001028357 Filed Document 0001183740-24-000052 Exclusions or Exemptions 506b Accepted Date 2024-06-05 20:22:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PFD MANAGEMENT FUND 1004, LLC See All Filings	D/A	2024-06-05 20:17:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001865394 Filed Document 0001865394-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 20:17:15 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H&K GLOBAL COMPANY, LTD. See All Filings	D	2024-06-05 20:01:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0002025973 Filed Document 0002025973-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-06-05 20:01:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Feed the Mass DNP See All Filings	C/A	2024-06-05 20:01:18 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount $124,000 CIK Number 0002022687 Filed Document 0002022687-24-000002 Accepted Date 2024-06-05 20:01:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OREGON
Energea Portfolio 4 USA LLC See All Filings	1-A/A	2024-06-05 19:55:05 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001853011 Filed Document 0001865547-24-000016 Accepted Date 2024-06-05 19:55:05 UTC Type of Offering 1-A/A Industry ELECTRIC SERVICES Offering Tier Tier2 Principal Place of Business CONNECTICUT Revenue or Assets $189,884 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Energea Portfolio 3 Africa LLC See All Filings	1-A/A	2024-06-05 19:48:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001865547 Filed Document 0001865547-24-000015 Accepted Date 2024-06-05 19:48:44 UTC Type of Offering 1-A/A Industry ELECTRIC SERVICES Offering Tier Tier2 Principal Place of Business CONNECTICUT Revenue or Assets $85,420 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pantheon Credit Fund II, LLC See All Filings	D	2024-06-05 19:45:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002021608 Filed Document 0002021608-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-06-05 19:45:05 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PURGO SCIENTIFIC LLC See All Filings	D	2024-06-05 19:43:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002023156 Filed Document 0002023156-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 19:43:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Revival Tea Company, Inc. See All Filings	C	2024-06-05 19:35:14 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001970394 Filed Document 0001670254-24-000678 Accepted Date 2024-06-05 19:35:14 UTC Type of Offering C Security Offered Amount 37,038 Security Offered Type Preferred Stock State WASHINGTON
WndrCo Holdings II LP See All Filings	D/A	2024-06-05 19:10:59 UTC
Amount To Be Raised $350,825,000 Associated Brokers / Dealers N/A CIK Number 0001924350 Filed Document 0001924350-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 19:10:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tran Associates, LP See All Filings	D/A	2024-06-05 19:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001965318 Filed Document 0001965318-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-06-05 19:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voxel Labs Inc. See All Filings	D	2024-06-05 18:52:24 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001897766 Filed Document 0001897766-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:52:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Skillr, Inc. See All Filings	D	2024-06-05 18:49:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001859925 Filed Document 0001859925-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:49:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
K&M 1 LLC See All Filings	D	2024-06-05 18:47:58 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0002026012 Filed Document 0002026012-24-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2024-06-05 18:47:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BRIXTON POLO PLAZA, LLC See All Filings	D	2024-06-05 18:26:09 UTC
Amount To Be Raised $21,162,000 Associated Brokers / Dealers N/A CIK Number 0002025305 Filed Document 0000911420-24-000113 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:26:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Osteal Therapeutics, Inc. See All Filings	D	2024-06-05 18:24:28 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001735936 Filed Document 0001735936-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:24:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Calidi Biotherapeutics, Inc. See All Filings	D	2024-06-05 18:18:37 UTC
Amount To Be Raised $5,549,588 Associated Brokers / Dealers LADENBURG THALMANN & CO. INC. CIK Number 0001855485 Filed Document 0001855485-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:18:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PayGram Corp See All Filings	D	2024-06-05 18:16:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002021968 Filed Document 0002021968-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:16:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HBM Panorama Healthcare Delaware L.P. See All Filings	D/A	2024-06-05 18:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618193 Filed Document 0001618193-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:13:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-Dundee Project, LLC See All Filings	D	2024-06-05 18:09:08 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0002025636 Filed Document 0002025636-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:09:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
GH FAMILY PROPERTIES B LLC See All Filings	D	2024-06-05 18:07:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002025544 Filed Document 0002025544-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 18:07:08 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AUDENT GAM FUND I, L.P. See All Filings	D/A	2024-06-05 18:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001969763 Filed Document 0001969763-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-06-05 18:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HBM China Healthcare Delaware L.P See All Filings	D/A	2024-06-05 17:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817873 Filed Document 0001618193-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Atlantis, LLC See All Filings	D	2024-06-05 17:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002023691 Filed Document 0002023691-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:59:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Aviator Selling Holdings 2, LP See All Filings	D	2024-06-05 17:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002024417 Filed Document 0002024419-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:54:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MIG Industrial, LLC See All Filings	D	2024-06-05 17:44:03 UTC
Amount To Be Raised $1,557,500 Associated Brokers / Dealers N/A CIK Number 0002024416 Filed Document 0002024416-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:44:03 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Aviator Selling Holdings 2 DC, LP See All Filings	D	2024-06-05 17:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002024419 Filed Document 0002024419-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:42:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GRABANGO III A SERIES OF VUVP FUND LLC See All Filings	D	2024-06-05 17:40:16 UTC
Amount To Be Raised $599,750 Associated Brokers / Dealers N/A CIK Number 0002008882 Filed Document 0002008882-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:40:16 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flash UpdatePromise Holdings, LLC See All Filings	D	2024-06-05 17:36:51 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001743240 Filed Document 0001743240-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:36:51 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Land Fund Investors, LLC See All Filings	D	2024-06-05 17:32:43 UTC
Amount To Be Raised $11,495,000 Associated Brokers / Dealers N/A CIK Number 0002025900 Filed Document 0002025900-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:32:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CBD Life Sciences, Inc. See All Filings	1-A/A	2024-06-05 17:28:12 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001776073 Filed Document 0001683168-24-004004 Accepted Date 2024-06-05 17:28:12 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier1 Principal Place of Business ARIZONA Revenue or Assets $167,147 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Ryder Court Global Emerging Markets Opportunities Fund (DST) See All Filings	D/A	2024-06-05 17:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617008 Filed Document 0001393725-24-000161 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Large Cap Equity Fund See All Filings	D/A	2024-06-05 17:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perpetual Americas Funds Distributors, LLC CIK Number 0001676686 Filed Document 0001393725-24-000160 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryder Court Emerging Markets Small Cap Fund (DST) See All Filings	D/A	2024-06-05 17:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663569 Filed Document 0001393725-24-000159 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:25:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryder Court Global Opportunities Fund (DST) See All Filings	D/A	2024-06-05 17:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630344 Filed Document 0001393725-24-000158 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RYDER COURT GLOBAL SELECT FUND (DST) See All Filings	D/A	2024-06-05 17:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819041 Filed Document 0001393725-24-000157 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryder Court International Select Fund DST See All Filings	D/A	2024-06-05 17:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445910 Filed Document 0001393725-24-000156 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Small Cap Equity Fund See All Filings	D/A	2024-06-05 17:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001393725-24-000155 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:23:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW SMID Cap Equity Fund See All Filings	D/A	2024-06-05 17:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748288 Filed Document 0001393725-24-000154 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Layout Ventures I, L.P. See All Filings	D	2024-06-05 17:20:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001998393 Filed Document 0001998393-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Logan Stone Capital LP See All Filings	D/A	2024-06-05 17:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409094 Filed Document 0001409094-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waygrove Partnership LP See All Filings	D	2024-06-05 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002025578 Filed Document 0002025578-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim Biomedical, Inc. See All Filings	D	2024-06-05 16:53:21 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0002025313 Filed Document 0002025313-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:53:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Apollo Debt Solutions IDF Series Feeder, LP - Series II See All Filings	D/A	2024-06-05 16:46:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002025104 Filed Document 0000950142-24-001573 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:46:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESE Film Finance USA, LLC See All Filings	D/A	2024-06-05 16:43:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HAGAN CAPITAL FINANCIAL SERVICES LLC CIK Number 0001967523 Filed Document 0001096906-24-001309 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:43:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
ASP SR PRIVATE CREDIT FUND III-C LP See All Filings	D/A	2024-06-05 16:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CONATUS FINANCE SAS and GREENSTONE PLACEMENT MANAGEMENT FZ-LLC CIK Number 0001970942 Filed Document 0001970942-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP SR PRIVATE CREDIT FUND III-B NO LP See All Filings	D/A	2024-06-05 16:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CONATUS FINANCE SAS and GREENSTONE PLACEMENT MANAGEMENT FZ-LLC CIK Number 0001967112 Filed Document 0001967112-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:39:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP SR PRIVATE CREDIT FUND III-A NO LP See All Filings	D/A	2024-06-05 16:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CONATUS FINANCE SAS and GREENSTONE PLACEMENT MANAGEMENT FZ-LLC CIK Number 0001967212 Filed Document 0001967212-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP SR PRIVATE CREDIT FUND III-C NO LP See All Filings	D/A	2024-06-05 16:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CONATUS FINANCE SAS and GREENSTONE PLACEMENT MANAGEMENT FZ-LLC CIK Number 0001971100 Filed Document 0001971100-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republic Digital Opportunistic Digital Assets Fund LP See All Filings	D/A	2024-06-05 16:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001932343 Filed Document 0000902664-24-004050 Exclusions or Exemptions 506b Accepted Date 2024-06-05 16:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity