Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Concept Medical, Inc. See All Filings	D	2026-04-23 21:23:01 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0002108675 Filed Document 0002108675-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-04-23 21:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Concept Medical, Inc. See All Filings	D	2026-04-23 21:06:23 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0002108675 Filed Document 0002108675-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 21:06:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Aegis & Astra Co. Inc. See All Filings	D	2026-04-23 20:45:21 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0002131540 Filed Document 0002131540-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 20:45:21 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
HOUSE DATABRICKS LLC See All Filings	D	2026-04-23 20:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002129532 Filed Document 0002129532-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 20:40:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YSMD, LLC See All Filings	C/A	2026-04-23 20:30:47 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,200,000 CIK Number 0001948667 Filed Document 0001948667-26-000001 Accepted Date 2026-04-23 20:30:47 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
PineBridge Private Credit IV Offshore, SLP See All Filings	D/A	2026-04-23 20:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arbour Partners LLP and Kyobo Securities Co. Ltd. CIK Number 0002070123 Filed Document 0001012975-26-000386 Exclusions or Exemptions 506b Accepted Date 2026-04-23 20:21:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 ONE Treasury Fund See All Filings	D	2026-04-23 20:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 360 ONE Inc. CIK Number 0002131691 Filed Document 0002131691-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-04-23 20:17:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Architect Apex LP See All Filings	D	2026-04-23 20:00:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002130672 Filed Document 0000891836-26-000032 Exclusions or Exemptions 506b Accepted Date 2026-04-23 20:00:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matyx Holdings LLC See All Filings	D	2026-04-23 19:46:18 UTC
Amount To Be Raised $896,000 Associated Brokers / Dealers N/A CIK Number 0002130650 Filed Document 0002130650-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:46:18 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HII Polymarket-06 a Series of HII Polymarket-B LLC See All Filings	D/A	2026-04-23 19:42:42 UTC
Amount To Be Raised $6,381,015 Associated Brokers / Dealers Hiive Markets Limited CIK Number 0002131289 Filed Document 0002131289-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lani Quantum Solutions, Inc. See All Filings	D	2026-04-23 19:39:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002128671 Filed Document 0002128671-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:39:25 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Environmental Transit Authority, Inc. See All Filings	C/A	2026-04-23 19:33:01 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,235,000 CIK Number 0002088558 Filed Document 0002088558-26-000001 Accepted Date 2026-04-23 19:33:01 UTC Type of Offering C/A Security Offered Amount 55,556 Security Offered Type Preferred Stock State NORTH CAROLINA
KANMI HOLDINGS INC. See All Filings	D	2026-04-23 19:31:58 UTC
Amount To Be Raised $56,905 Associated Brokers / Dealers N/A CIK Number 0002131306 Filed Document 0002131306-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:31:58 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Davidovs Venture Capital, LP - E2 See All Filings	D/A	2026-04-23 19:24:29 UTC
Amount To Be Raised $4,548,350 Associated Brokers / Dealers N/A CIK Number 0002103859 Filed Document 0002103859-26-000004 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MiamiVC-DO-0329 Fund I, a series of Platform Funds 2026, LP See All Filings	D	2026-04-23 19:19:34 UTC
Amount To Be Raised $513,852 Associated Brokers / Dealers N/A CIK Number 0002128184 Filed Document 0002128184-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 19:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKESIDE SERENITY RESORTS INC See All Filings	1-A	2026-04-23 18:56:29 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0002104744 Filed Document 0002104744-26-000011 Accepted Date 2026-04-23 18:56:29 UTC Type of Offering 1-A Industry HOTELS & MOTELS Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction NEW JERSEY Type of Security Equity (common or preferred stock)
VST BIO Corp See All Filings	D/A	2026-04-23 18:47:48 UTC
Amount To Be Raised $31,888,146 Associated Brokers / Dealers N/A CIK Number 0002093250 Filed Document 0002093250-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:47:48 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IN-0306 Fund II, a series of Roll Up Vehicles, LP See All Filings	D	2026-04-23 18:44:20 UTC
Amount To Be Raised $11 Associated Brokers / Dealers N/A CIK Number 0002124691 Filed Document 0002124691-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:44:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HII OpenEvidence-01 a Series of HII OpenEvidence LLC See All Filings	D	2026-04-23 18:40:16 UTC
Amount To Be Raised $5,761,002 Associated Brokers / Dealers Hiive Markets Limited CIK Number 0002131287 Filed Document 0002131287-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteerCo Analytics, Inc. See All Filings	D/A	2026-04-23 18:36:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002057358 Filed Document 0002057358-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:36:17 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SH RESTO NYC CORP. See All Filings	D	2026-04-23 18:31:38 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0002131469 Filed Document 0002131469-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:31:38 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onnyx Systems Corp See All Filings	D	2026-04-23 18:29:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002130538 Filed Document 0002130538-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:29:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Other
TH-01081 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-04-23 18:24:29 UTC
Amount To Be Raised $162,000 Associated Brokers / Dealers N/A CIK Number 0002108744 Filed Document 0002108744-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:24:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promptiva Health Inc. See All Filings	D	2026-04-23 18:16:37 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0002129418 Filed Document 0002129418-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:16:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
RA-0226 Fund I, a series of Hustle&Trust Investments, LP See All Filings	D	2026-04-23 18:14:53 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0002120937 Filed Document 0002120937-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:14:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milwaukee DD Lodging Investors II, LLC See All Filings	D/A	2026-04-23 18:09:46 UTC
Amount To Be Raised $18,200,000 Associated Brokers / Dealers N/A CIK Number 0002099094 Filed Document 0001042167-26-000034 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:09:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Onnyx Systems Corp See All Filings	D	2026-04-23 18:09:14 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002130538 Filed Document 0002130538-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 18:09:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Other
HA-02021 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-04-23 17:58:51 UTC
Amount To Be Raised $23,284,250 Associated Brokers / Dealers N/A CIK Number 0002116610 Filed Document 0002116610-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millwood Townhomes LLC See All Filings	D	2026-04-23 17:47:20 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0002131729 Filed Document 0002131729-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:47:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DEEPBLUE VALUE ADD FUND 2025 LLC See All Filings	D	2026-04-23 17:40:39 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0002131711 Filed Document 0002131711-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
W2 Properties, LLC See All Filings	D/A	2026-04-23 17:38:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0002055507 Filed Document 0002055507-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:38:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TSO McElroy Ranch 13-Well, LP See All Filings	D	2026-04-23 17:37:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002130469 Filed Document 0001654954-26-003869 Exclusions or Exemptions 506c Accepted Date 2026-04-23 17:37:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Lyssn.io, Inc. See All Filings	D/A	2026-04-23 17:35:37 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001952121 Filed Document 0001952121-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:35:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
KSL Capital Partners Credit Opportunities Fund V FF, L.P. See All Filings	D	2026-04-23 17:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gencap Global Advisors DMCC CIK Number 0002129888 Filed Document 0002129888-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIT AgTech (US) Ltd. See All Filings	C/A	2026-04-23 17:26:13 UTC
Financial Interest None Filing Platform DEALMAKER SECURITIES LLC Offering Amount $5,000,000 CIK Number 0002115229 Filed Document 0001872856-26-000117 Accepted Date 2026-04-23 17:26:13 UTC Type of Offering C/A Security Offered Amount 9,500 Security Offered Type Other State DELAWARE
Masterworks Vault 15, LLC See All Filings	1-A	2026-04-23 17:23:16 UTC
Amount To Be Raised $70,514,375 Associated Brokers / Dealers N/A CIK Number 0002046164 Filed Document 0001493152-26-018782 Accepted Date 2026-04-23 17:23:16 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. See All Filings	D	2026-04-23 17:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gencap Global Advisors DMCC CIK Number 0002129889 Filed Document 0002129889-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:22:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks Vault 14, LLC See All Filings	1-A	2026-04-23 17:20:53 UTC
Amount To Be Raised $69,045,362 Associated Brokers / Dealers N/A CIK Number 0002046165 Filed Document 0001493152-26-018779 Accepted Date 2026-04-23 17:20:53 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Equitybee 22-35131 a Series of Equitybee cFund Master LLC See All Filings	D	2026-04-23 17:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michelle Kaiser CIK Number 0002129166 Filed Document 0002129166-26-000002 Exclusions or Exemptions 506c Accepted Date 2026-04-23 17:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheelhouse Co-Invest LP See All Filings	D	2026-04-23 17:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002131617 Filed Document 0002131617-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
26SSC Co-Investment Limited Partnership See All Filings	D	2026-04-23 17:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002124978 Filed Document 0002124978-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:18:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AE Co-Investment Partners Fund III-RD, LP See All Filings	D	2026-04-23 17:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002112729 Filed Document 0002112729-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks Vault 13, LLC See All Filings	1-A	2026-04-23 17:17:58 UTC
Amount To Be Raised $69,453,883 Associated Brokers / Dealers N/A CIK Number 0002046166 Filed Document 0001493152-26-018775 Accepted Date 2026-04-23 17:17:58 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
KSL Capital Partners Credit Opportunities Fund V, L.P. See All Filings	D	2026-04-23 17:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gencap Global Advisors DMCC CIK Number 0002129387 Filed Document 0002129387-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:17:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks Vault 20, LLC See All Filings	1-A	2026-04-23 17:17:33 UTC
Amount To Be Raised $70,693,998 Associated Brokers / Dealers N/A CIK Number 0002046623 Filed Document 0001493152-26-018772 Accepted Date 2026-04-23 17:17:33 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Cherokee Bancshares, Inc. See All Filings	D	2026-04-23 17:16:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0002130141 Filed Document 0002130141-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-04-23 17:16:42 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Masterworks Vault 19, LLC See All Filings	1-A	2026-04-23 17:16:15 UTC
Amount To Be Raised $70,686,610 Associated Brokers / Dealers N/A CIK Number 0002046464 Filed Document 0001493152-26-018769 Accepted Date 2026-04-23 17:16:15 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Masterworks Vault 12, LLC See All Filings	1-A	2026-04-23 17:15:30 UTC
Amount To Be Raised $67,092,541 Associated Brokers / Dealers N/A CIK Number 0002046167 Filed Document 0001493152-26-018767 Accepted Date 2026-04-23 17:15:30 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Masterworks Vault 18, LLC See All Filings	1-A	2026-04-23 17:14:46 UTC
Amount To Be Raised $70,285,496 Associated Brokers / Dealers N/A CIK Number 0002046463 Filed Document 0001493152-26-018765 Accepted Date 2026-04-23 17:14:46 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Masterworks Vault 17, LLC See All Filings	1-A	2026-04-23 17:13:15 UTC
Amount To Be Raised $70,429,343 Associated Brokers / Dealers N/A CIK Number 0002046460 Filed Document 0001493152-26-018762 Accepted Date 2026-04-23 17:13:15 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)