Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG-0622 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-07-31 06:45:42 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002032185 Filed Document 0002032185-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:45:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OA-0708 Fund II, a series of SilverCircle One, LP See All Filings	D	2024-07-31 06:36:30 UTC
Amount To Be Raised $82,000 Associated Brokers / Dealers N/A CIK Number 0002031154 Filed Document 0002031154-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:36:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IM-1107 Fund I, a series of Andrew Tan Investments, LP See All Filings	D	2024-07-31 06:28:13 UTC
Amount To Be Raised $159,500 Associated Brokers / Dealers N/A CIK Number 0002000678 Filed Document 0002000678-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:28:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MO-0610 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-07-31 06:25:17 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0002029617 Filed Document 0002029617-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:25:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MA-0430 Fund III, a series of JMWTX Investments, LP See All Filings	D	2024-07-31 06:16:34 UTC
Amount To Be Raised $21,750 Associated Brokers / Dealers N/A CIK Number 0002023918 Filed Document 0002023918-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MO-0214 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-07-31 06:16:23 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0002019013 Filed Document 0002019013-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:16:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Hook Offshore Fund Ltd. See All Filings	D/A	2024-07-31 06:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688388 Filed Document 0000902664-24-004912 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castle Hook Fund LP See All Filings	D/A	2024-07-31 06:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688351 Filed Document 0000902664-24-004911 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:08:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mycor All-Weather Credit Offshore Fund, Ltd See All Filings	D/A	2024-07-31 06:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001987501 Filed Document 0000902664-24-004910 Exclusions or Exemptions 506b Accepted Date 2024-07-31 06:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sylebra Capital Partners (Onshore), Ltd. See All Filings	D/A	2024-07-30 21:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537700 Filed Document 0001644944-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 21:51:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sylebra Capital Partners (Offshore), Ltd. See All Filings	D/A	2024-07-30 21:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644944 Filed Document 0001644944-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 21:44:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tallied Technologies Inc. See All Filings	D/A	2024-07-30 20:17:31 UTC
Amount To Be Raised $21,887,478 Associated Brokers / Dealers N/A CIK Number 0001917761 Filed Document 0001917761-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 20:17:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USV Investors 2024, LP See All Filings	D	2024-07-30 20:08:14 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0002027325 Filed Document 0002027325-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 20:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Agrosciences, Inc. See All Filings	D	2024-07-30 19:28:32 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001650232 Filed Document 0001650232-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:28:32 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON MORTGAGE FUND LLC See All Filings	D/A	2024-07-30 19:26:44 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001403718 Filed Document 0001403718-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:26:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niki Laurel, LP See All Filings	D/A	2024-07-30 19:25:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001963099 Filed Document 0002027177-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:25:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fund I, a series of KingsCrowd Capital, LP See All Filings	D/A	2024-07-30 19:13:51 UTC
Amount To Be Raised $1,828,250 Associated Brokers / Dealers N/A CIK Number 0001925091 Filed Document 0001925091-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 19:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Prescott, LLC See All Filings	D	2024-07-30 19:09:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002019230 Filed Document 0002027177-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:09:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vitazi.AI, Inc. See All Filings	D	2024-07-30 19:06:03 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001959321 Filed Document 0001959321-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:06:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Fund I, a series of 100x Entrepreneur Fund, LP See All Filings	D/A	2024-07-30 19:04:20 UTC
Amount To Be Raised $11,651,248 Associated Brokers / Dealers N/A CIK Number 0001912144 Filed Document 0001912144-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frankie's Story, LLC See All Filings	C	2024-07-30 19:01:20 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $750,000 CIK Number 0001934804 Filed Document 0001670254-24-000804 Accepted Date 2024-07-30 19:01:20 UTC Type of Offering C Security Offered Amount 33,334 Security Offered Type Other State GEORGIA
Fund I, a series of FDVC, LP See All Filings	D/A	2024-07-30 18:53:37 UTC
Amount To Be Raised $10,029,081 Associated Brokers / Dealers N/A CIK Number 0001925026 Filed Document 0001925026-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAP ENERGY, INC. See All Filings	D	2024-07-30 18:42:12 UTC
Amount To Be Raised $129,997,713 Associated Brokers / Dealers N/A CIK Number 0001714402 Filed Document 0001714402-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:42:12 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Imperative Care, Inc. See All Filings	D	2024-07-30 18:29:36 UTC
Amount To Be Raised $149,999,980 Associated Brokers / Dealers N/A CIK Number 0001668962 Filed Document 0001668962-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:29:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TNG NWC, LP See All Filings	D	2024-07-30 18:22:31 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002026632 Filed Document 0002027177-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:22:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ESSENTIAL PROVISIONS LLC See All Filings	D	2024-07-30 18:18:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002031512 Filed Document 0002031512-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:18:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Azora BOF LP See All Filings	D	2024-07-30 18:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031796 Filed Document 0002031796-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okeanos Venture Partners I, LLC - Series 71 See All Filings	D	2024-07-30 18:04:47 UTC
Amount To Be Raised $7,998 Associated Brokers / Dealers N/A CIK Number 0001997026 Filed Document 0001997026-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NGGS IV, LP See All Filings	D	2024-07-30 18:03:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002027177 Filed Document 0002027177-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:03:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PBV 933 Louise LP LLC See All Filings	D	2024-07-30 17:59:57 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0002032215 Filed Document 0002032215-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:59:57 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC See All Filings	D/A	2024-07-30 17:56:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers JOHN A DOANE, KYLE T KADISH, PEGGY ROMERO, KEVIN L MYERS, GARY A GLOCKZIN, TODD RHINE, STEPHEN WAYNE WINGARD, MOHAMED ELDAWY, JEFFREY D LEWIS, ROBERT L BOGGESS, CHARLES A MASSIE, JEFFREY T KENNEDY, The M & A Group LLC, Brian W. Napier, Robert M. Pecha, and Neeraj Bhatia CIK Number 0001879276 Filed Document 0001879276-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:56:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXIX L.P. See All Filings	D/A	2024-07-30 17:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879923 Filed Document 0000935836-24-000502 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rua Gold Inc. See All Filings	D	2024-07-30 17:22:37 UTC
Amount To Be Raised $853,841 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001925511 Filed Document 0001183740-24-000062 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:22:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXXII L.P. See All Filings	D/A	2024-07-30 17:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879850 Filed Document 0000935836-24-000501 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXXIII L.P. See All Filings	D/A	2024-07-30 17:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879915 Filed Document 0000935836-24-000500 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DBH Tides Salvo SPV, LLC See All Filings	D	2024-07-30 17:19:15 UTC
Amount To Be Raised $3,685,516 Associated Brokers / Dealers N/A CIK Number 0002031842 Filed Document 0000911420-24-000161 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:19:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KABDC - A SERIES OF AURUM VP FUND LLC See All Filings	D	2024-07-30 17:18:34 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001999641 Filed Document 0001999641-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:18:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATAP Market Technologies, Inc. See All Filings	D	2024-07-30 17:18:33 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0002032303 Filed Document 0002032303-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:18:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hearthfire Income Fund I, LLC See All Filings	D/A	2024-07-30 17:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001980551 Filed Document 0002029891-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:17:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GS Finance Corp. See All Filings	D	2024-07-30 17:14:17 UTC
Amount To Be Raised $1,247,158 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011183 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:14:17 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GS Finance Corp. See All Filings	D	2024-07-30 17:09:35 UTC
Amount To Be Raised $1,011,936 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011178 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:09:35 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Terrain I, LP See All Filings	D	2024-07-30 17:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031602 Filed Document 0002031602-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VALIANT CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2024-07-30 17:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444130 Filed Document 0000935836-24-000499 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
AvoHQ Inc. See All Filings	D	2024-07-30 17:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032268 Filed Document 0002032268-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:03:34 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
1900 Ironspring Venture Fund 2 2024 Series (fund in 1900 Direct Series LLC) See All Filings	D/A	2024-07-30 17:03:32 UTC
Amount To Be Raised $2,035,000 Associated Brokers / Dealers N/A CIK Number 0002029019 Filed Document 0002029019-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Base4 Private Ventures IV LP See All Filings	D	2024-07-30 17:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032239 Filed Document 0000902664-24-004909 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Awesome ROI Fund I, LLC See All Filings	D	2024-07-30 17:02:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0002029891 Filed Document 0002029891-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:02:52 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Infrastructure Debt Fund VI (Ontario USD U) LP See All Filings	D	2024-07-30 17:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030782 Filed Document 0002030782-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
88 Tactical, LLC See All Filings	D	2024-07-30 16:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032090 Filed Document 0002032090-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-07-30 16:57:21 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BirchBioMed Inc. See All Filings	1-A	2024-07-30 16:57:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DealMaker Securities LLC CIK Number 0001670747 Filed Document 0001493152-24-029622 Accepted Date 2024-07-30 16:57:07 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)