Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Argentina Lithium & Energy Corp. See All Filings	D/A	2024-08-05 16:07:04 UTC
Amount To Be Raised $4,450,569 Associated Brokers / Dealers N/A CIK Number 0001689448 Filed Document 0001689448-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 16:07:04 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Argentina Lithium & Energy Corp. See All Filings	D/A	2024-08-05 16:03:45 UTC
Amount To Be Raised $1,955,384 Associated Brokers / Dealers N/A CIK Number 0001689448 Filed Document 0001689448-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 16:03:45 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Axcelus Financial Life Insurance Co Separate Account VL 452 See All Filings	D	2024-08-05 16:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002023427 Filed Document 0002023427-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 16:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORMENTERA PARTNERS FUND III-A, LP See All Filings	D	2024-08-05 16:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EATON PARTNERS CIK Number 0002021653 Filed Document 0002021605-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 16:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FORMENTERA PARTNERS FUND III, LP See All Filings	D	2024-08-05 16:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EATON PARTNERS CIK Number 0002021605 Filed Document 0002021605-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 16:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trinity S2 MF Fund I Preferred LLC See All Filings	D	2024-08-05 15:57:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0002031244 Filed Document 0002031244-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:57:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Surf Lakes Global, Inc. See All Filings	D	2024-08-05 15:55:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0002017801 Filed Document 0002017801-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-08-05 15:55:53 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BAUDE GROUP, LLC See All Filings	C	2024-08-05 15:53:42 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $124,000 CIK Number 0002032762 Filed Document 0002032762-24-000001 Accepted Date 2024-08-05 15:53:42 UTC Type of Offering C Security Offered Amount 124,000 Security Offered Type Other State PENNSYLVANIA
CapNorth Credit Fund LP See All Filings	D	2024-08-05 15:46:34 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0002032453 Filed Document 0002032453-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-05 15:46:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Port. Prerogative Club See All Filings	D	2024-08-05 15:43:37 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001854229 Filed Document 0001854229-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:43:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kebotix, Inc. See All Filings	D	2024-08-05 15:39:07 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001749021 Filed Document 0001749021-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:39:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sphere Technology Holdings, Inc. See All Filings	C	2024-08-05 15:38:22 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,235,000 CIK Number 0002022343 Filed Document 0002022343-24-000003 Accepted Date 2024-08-05 15:38:22 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Vheda, Inc. See All Filings	D	2024-08-05 15:36:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001882026 Filed Document 0001882026-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:36:21 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ribeye Media, Inc. See All Filings	D/A	2024-08-05 15:35:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0002000295 Filed Document 0002000295-24-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2024-08-05 15:35:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
FCAP Confluence, LLC See All Filings	D	2024-08-05 15:18:48 UTC
Amount To Be Raised $5,075,000 Associated Brokers / Dealers N/A CIK Number 0002032573 Filed Document 0002032573-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:18:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
UNIVERSAL TRANSIT CORP. See All Filings	C/A	2024-08-05 15:11:05 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to one and one quarter percent (1.25%) of the total number of the securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,235,000 CIK Number 0002013613 Filed Document 0002013613-24-000002 Accepted Date 2024-08-05 15:11:05 UTC Type of Offering C/A Security Offered Amount 400,000 Security Offered Type Other State NEW JERSEY
Arcal Partners Lending Fund I, LP See All Filings	D	2024-08-05 15:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032506 Filed Document 0002032506-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 15:07:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
S2 Parker LLC See All Filings	D	2024-08-05 15:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032635 Filed Document 0002032635-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-05 15:05:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XIV-I INVEST 1, LLC See All Filings	1-A POS	2024-08-05 14:57:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001952204 Filed Document 0001214659-24-013803 Accepted Date 2024-08-05 14:57:02 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Conversant Private Investment Fund, L.P. See All Filings	D	2024-08-05 14:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031279 Filed Document 0002031279-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Canton MF Fund, LLC See All Filings	D/A	2024-08-05 14:51:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002024974 Filed Document 0002027609-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
ChainStreet Partners LP See All Filings	D/A	2024-08-05 14:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001989764 Filed Document 0002012293-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InCadense Corp. See All Filings	D	2024-08-05 14:41:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002032491 Filed Document 0000898432-24-000652 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:41:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Conversant Private Investment Fund TE, L.P. See All Filings	D	2024-08-05 14:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031330 Filed Document 0002031330-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ahead VC Fund I, LP See All Filings	D/A	2024-08-05 14:38:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001941939 Filed Document 0001941939-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wilkinson Flats at Heartland Investor, LLC See All Filings	D	2024-08-05 14:36:00 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers None CIK Number 0002032735 Filed Document 0002032735-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-05 14:36:00 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BO GP FINANCING (K) LLC See All Filings	D	2024-08-05 14:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032659 Filed Document 0002032659-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCALE, a series of ALEXTAR VC, LLC See All Filings	D/A	2024-08-05 14:26:59 UTC
Amount To Be Raised $3,099,855 Associated Brokers / Dealers N/A CIK Number 0002020255 Filed Document 0002020255-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:26:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversant MK Holdings Fund LP See All Filings	D	2024-08-05 14:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030917 Filed Document 0002029339-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Bonita Springs BlueGate Fund, LLC See All Filings	D/A	2024-08-05 14:22:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002027609 Filed Document 0002027609-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-08-05 14:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
MO Fund I, a series of Leonis Powerlaw Investments, LP See All Filings	D	2024-08-05 14:15:55 UTC
Amount To Be Raised $737,120 Associated Brokers / Dealers N/A CIK Number 0002031908 Filed Document 0002031908-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChopShop Holdings, LLC See All Filings	D	2024-08-05 14:12:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001969479 Filed Document 0001969479-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:12:27 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palliser Capital Fund LP See All Filings	D/A	2024-08-05 14:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001875765 Filed Document 0000902664-24-004962 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PO-0221 Fund I, a series of AngelList-GP-Funds-I, LP See All Filings	D	2024-08-05 14:10:04 UTC
Amount To Be Raised $53,780 Associated Brokers / Dealers N/A CIK Number 0002013557 Filed Document 0002013557-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:10:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Cedar Street Equity Intermediate Fund LP See All Filings	D	2024-08-05 14:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001986296 Filed Document 0001986296-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 14:05:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swanson Reserve, LP See All Filings	D	2024-08-05 14:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030375 Filed Document 0002030375-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-05 14:05:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Ostrich Company, LLC See All Filings	D/A	2024-08-05 13:56:54 UTC
Amount To Be Raised $5,000,004 Associated Brokers / Dealers N/A CIK Number 0001635887 Filed Document 0001968177-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:56:54 UTC Type of Offering D/A Industry Agriculture Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BBH CEDAR STREET EQUITY LP See All Filings	D/A	2024-08-05 13:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001986295 Filed Document 0001986295-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhino Small-Cap Financial Fund, LP See All Filings	D	2024-08-05 13:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001523953 Filed Document 0001523953-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVSF - Arda Therapeutics 2024, LLC See All Filings	D	2024-08-05 13:55:12 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers None CIK Number 0002030195 Filed Document 0002030195-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pavise Equity Offshore Fund Ltd. See All Filings	D/A	2024-08-05 13:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764782 Filed Document 0001764782-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:53:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Clovis Bancshares, Inc. See All Filings	D	2024-08-05 13:48:04 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers HILLWORTH BANK PARTNERS CIK Number 0001521764 Filed Document 0001521764-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:48:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
NB Strategic Co-Investment Cayman Partners V LP See All Filings	D/A	2024-08-05 13:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN BD LLC, NEUBERGER BERMAN CANADA ULC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, HMC GLOBAL, and JEFFERIES LLC CIK Number 0001986544 Filed Document 0001986544-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:46:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoryMD Inc. See All Filings	D	2024-08-05 13:45:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714533 Filed Document 0001714533-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:45:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Haybeach Special Opportunities Fund II, L.P. See All Filings	D/A	2024-08-05 13:45:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001988629 Filed Document 0001988629-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Warberg WF XII LP See All Filings	D	2024-08-05 13:45:03 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0002026786 Filed Document 0002026786-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:45:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND CXXXVIII LLC See All Filings	D	2024-08-05 13:42:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0002027562 Filed Document 0002027562-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Bethany 9 LLC See All Filings	D/A	2024-08-05 13:37:24 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001897211 Filed Document 0001897211-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-05 13:37:24 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Minot Light Capital Appreciation Fund LP See All Filings	D	2024-08-05 13:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032589 Filed Document 0002032589-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Strategic Co-Investment Partners V LP See All Filings	D/A	2024-08-05 13:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN BD LLC, NEUBERGER BERMAN CANADA ULC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, HMC GLOBAL, and JEFFERIES LLC CIK Number 0001986538 Filed Document 0001986538-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-05 13:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund