Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WA Opportunity 4 LLC See All Filings	D	2024-08-29 16:35:12 UTC
Amount To Be Raised $15,377,500 Associated Brokers / Dealers N/A CIK Number 0002035616 Filed Document 0002035616-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:35:12 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APC Short Duration High Yield Fund, LP See All Filings	D	2024-08-29 16:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002035339 Filed Document 0001398344-24-016879 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:33:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity River Holdco, LLC See All Filings	D	2024-08-29 16:32:32 UTC
Amount To Be Raised $14,930,000 Associated Brokers / Dealers N/A CIK Number 0002035701 Filed Document 0002035701-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:32:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:23:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-24-094982 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:23:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094980 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:21:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094976 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:20:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Integra Resources Corp. See All Filings	D	2024-08-29 16:20:24 UTC
Amount To Be Raised $4,218,489 Associated Brokers / Dealers Stifel Nicolaus Canada Inc. CIK Number 0001722387 Filed Document 0000912282-24-000605 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:20:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094973 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:19:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094971 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:18:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2024-08-29 16:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-24-094969 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:17:46 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Phidata Inc. See All Filings	D	2024-08-29 16:17:23 UTC
Amount To Be Raised $5,404,992 Associated Brokers / Dealers N/A CIK Number 0002035750 Filed Document 0002035750-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:17:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Express Burlesque Ltd Liability Co See All Filings	D/A	2024-08-29 16:17:09 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001990866 Filed Document 0001990866-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:17:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094968 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:17:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094963 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:15:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-24-094960 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:15:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-24-094959 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:14:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Peter M. Williams, and Michael A Mingolelli CIK Number 0001080429 Filed Document 0001104659-24-094956 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:13:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Apex Equity Group QC Capital Car Wash Fund LLC See All Filings	D	2024-08-29 16:13:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002035775 Filed Document 0002035775-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-29 16:13:18 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094954 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:12:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Matt H. Phillips CIK Number 0001080429 Filed Document 0001104659-24-094953 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:11:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Peter M Williams CIK Number 0001080429 Filed Document 0001104659-24-094951 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:10:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TendoNova Corp See All Filings	D	2024-08-29 16:10:37 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001774275 Filed Document 0001774275-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:10:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Benson and Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-24-094948 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:10:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:09:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-24-094947 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:09:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, and Brent Kinetz CIK Number 0001080429 Filed Document 0001104659-24-094945 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:08:25 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, James P. Belk, and Mark J. Richards CIK Number 0001080429 Filed Document 0001104659-24-094943 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:07:40 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-24-094941 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:06:56 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Belk, Eric Naison-Phillips, Michael Liebeskind, and Matt H. Phillips CIK Number 0001080429 Filed Document 0001104659-24-094939 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:05:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:04:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind and Matt H. Phillips CIK Number 0001080429 Filed Document 0001104659-24-094932 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:04:56 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-24-094931 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:03:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Shockwave Motors Inc. See All Filings	C/A	2024-08-29 16:03:14 UTC
Financial Interest Securities in an amount equal to 2% of the total number of Securities sold in the Offering Filing Platform Title3Funds.com Offering Amount $1,237,000 CIK Number 0001793576 Filed Document 0001793576-24-000003 Accepted Date 2024-08-29 16:03:14 UTC Type of Offering C/A Security Offered Amount 187 Security Offered Type Preferred Stock State TENNESSEE
Green Places, Inc. See All Filings	D	2024-08-29 16:02:19 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001858552 Filed Document 0001858552-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:02:19 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 16:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind, Eric Naison-Phillips, James D. Kaplan, Milton H. Cohn Jr., and John E. Lagana CIK Number 0001080429 Filed Document 0001104659-24-094929 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:01:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Circle Pharma, Inc. See All Filings	D/A	2024-08-29 16:00:43 UTC
Amount To Be Raised $117,374,782 Associated Brokers / Dealers N/A CIK Number 0001684286 Filed Document 0001684286-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-08-29 16:00:43 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series 28-1, a series of StartEngine Private LLC See All Filings	D	2024-08-29 15:59:49 UTC
Amount To Be Raised $399,000 Associated Brokers / Dealers N/A CIK Number 0002033308 Filed Document 0002033308-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-08-29 15:59:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2024-08-29 15:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Brodie D. Barnes CIK Number 0001080429 Filed Document 0001104659-24-094927 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:59:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Swyft Treasury Inc. See All Filings	D	2024-08-29 15:58:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002035523 Filed Document 0001231919-24-000072 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:58:26 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cornteen LLC See All Filings	C/A	2024-08-29 15:58:22 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $300,000 CIK Number 0001966603 Filed Document 0001670254-24-000892 Accepted Date 2024-08-29 15:58:22 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
PARTNER INVESTMENTS L P See All Filings	D/A	2024-08-29 15:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343211 Filed Document 0001343211-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABACUS MINING & EXPLORATION CORP See All Filings	D	2024-08-29 15:54:52 UTC
Amount To Be Raised $286,141 Associated Brokers / Dealers N/A CIK Number 0001284237 Filed Document 0000912282-24-000603 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:54:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE OFFSHORE FUND LTD See All Filings	D/A	2024-08-29 15:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424501 Filed Document 0001424501-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southfield BDR Co-Invest LP See All Filings	D	2024-08-29 15:49:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034911 Filed Document 0002034911-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:49:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WORLD TREE USA, LLC See All Filings	C/A	2024-08-29 15:46:27 UTC
Financial Interest Filing Platform DEALMAKER SECURITIES LLC Offering Amount $1,499,999 CIK Number 0001687316 Filed Document 0001477932-24-005374 Accepted Date 2024-08-29 15:46:27 UTC Type of Offering C/A Security Offered Amount 4,284 Security Offered Type Other State CALIFORNIA
QMS Diversified Global Macro U.S. Fund LP See All Filings	D/A	2024-08-29 15:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538807 Filed Document 0000919574-24-005059 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:44:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PRANA BIOSCIENCES INC. See All Filings	D	2024-08-29 15:44:02 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0002024217 Filed Document 0002024217-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-08-29 15:44:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Breton Shape 2024, LLC See All Filings	D	2024-08-29 15:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034742 Filed Document 0001123292-24-000243 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:39:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shockwave Motors Inc. See All Filings	C/A	2024-08-29 15:38:17 UTC
Financial Interest Securities in an amount equal to 2% of the total number of Securities sold in the Offering Filing Platform Title3Funds.com Offering Amount $1,237,000 CIK Number 0001793576 Filed Document 0001793576-24-000002 Accepted Date 2024-08-29 15:38:17 UTC Type of Offering C/A Security Offered Amount 187 Security Offered Type Preferred Stock State TENNESSEE
724 ROY LLC See All Filings	D	2024-08-29 15:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002035618 Filed Document 0002035618-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:35:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE FUND L P See All Filings	D/A	2024-08-29 15:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345347 Filed Document 0001345347-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic Co-Investment Onshore Fund L.P. See All Filings	D/A	2024-08-29 15:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001880453 Filed Document 0001880453-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-29 15:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund