Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sons of Perdition Ltd Liability Co See All Filings	D	2024-12-17 11:55:40 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0002044708 Filed Document 0002044708-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:55:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Barings Segregated Direct Lending Fund 4, a sub-fund of Barings Umbrella Fund (LUX) SCSp SICAV-RAIF See All Filings	D	2024-12-17 11:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048032 Filed Document 0002048032-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:55:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Ardian Secondaries Access Fund IX, L.P. See All Filings	D	2024-12-17 11:54:49 UTC
Amount To Be Raised $212,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0002048597 Filed Document 0002048597-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE Capital SPV I LP See All Filings	D	2024-12-17 11:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048381 Filed Document 0002048381-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:54:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife Nicola Co-Investment Partners, L.P. See All Filings	D	2024-12-17 11:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049020 Filed Document 0002048979-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHaD Momentum, LLC See All Filings	D	2024-12-17 11:44:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0002048820 Filed Document 0002048820-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-17 11:44:56 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NOK Therapeutics, Inc. See All Filings	1-A/A	2024-12-17 11:43:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002038166 Filed Document 0001213900-24-109593 Accepted Date 2024-12-17 11:43:10 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
TB CO-INVEST OPPORTUNITIES (NIGHTINGALE) II, L.P. See All Filings	D	2024-12-17 11:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0002048231 Filed Document 0002048231-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:41:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PARADIGM CAPITAL VALUE LP See All Filings	D/A	2024-12-17 11:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Co., Inc. and Cresta Westhall LLP CIK Number 0001549720 Filed Document 0000919574-24-007161 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Lozuri Inc. See All Filings	C	2024-12-17 11:38:11 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Primary, LLC Offering Amount $124,000 CIK Number 0002047917 Filed Document 0001665160-24-001833 Accepted Date 2024-12-17 11:38:11 UTC Type of Offering C Security Offered Amount 9,920 Security Offered Type Common Stock State NEW HAMPSHIRE
EARNEST PARTNERS GLOBAL FUND See All Filings	D/A	2024-12-17 11:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002004733 Filed Document 0002004733-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest Partners China Fund (A Separate Series of the Earnest Series Investment Trust) See All Filings	D/A	2024-12-17 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562374 Filed Document 0001562374-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tor Asia Credit Opportunity Master Fund IV LP See All Filings	D	2024-12-17 11:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048761 Filed Document 0002048761-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:35:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest International Investment Trust Fund See All Filings	D/A	2024-12-17 11:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546520 Filed Document 0001546520-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pascal Medical Corp See All Filings	D	2024-12-17 11:33:43 UTC
Amount To Be Raised $2,108,321 Associated Brokers / Dealers N/A CIK Number 0002048702 Filed Document 0002048702-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:33:43 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
Earnest Emerging Markets Investment Trust Fund See All Filings	D/A	2024-12-17 11:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545671 Filed Document 0001545671-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:33:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EARNEST INTERNATIONAL POOLED GROUP TRUST See All Filings	D/A	2024-12-17 11:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438810 Filed Document 0001438810-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tor Asia Credit Opportunity Fund IV LP See All Filings	D	2024-12-17 11:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048661 Filed Document 0002048770-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:30:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMADILLO HOME SOLUTIONS, INC. See All Filings	D	2024-12-17 11:27:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001995628 Filed Document 0001995628-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:27:05 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Twende Sports Inc. See All Filings	D	2024-12-17 11:26:26 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0002045950 Filed Document 0001878646-24-000032 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:26:26 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Big Game Sport, Inc. See All Filings	D/A	2024-12-17 11:24:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001887610 Filed Document 0001887610-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:24:15 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ASYM Investments Fund, LP See All Filings	D	2024-12-17 11:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048945 Filed Document 0002048945-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:23:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plexiform Bioscience Inc. See All Filings	D	2024-12-17 11:22:53 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0002048968 Filed Document 0002048968-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-17 11:22:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Triple V Partners, LP See All Filings	D/A	2024-12-17 11:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790250 Filed Document 0002045784-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:22:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Fund 24-3 See All Filings	D/A	2024-12-17 11:20:32 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0002042309 Filed Document 0002042309-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-12-17 11:20:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VALIANT SHADOW CREEK II, LLC See All Filings	D	2024-12-17 11:11:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002048791 Filed Document 0002048791-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:11:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $Not Applicable Type of Security Equity
Rothstein Ventures Cuby Series B - Allocations Funds LLC See All Filings	D	2024-12-17 11:06:41 UTC
Amount To Be Raised $457,999 Associated Brokers / Dealers N/A CIK Number 0002048800 Filed Document 0002048800-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:06:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCEP Offshore Fund See All Filings	D/A	2024-12-17 11:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820377 Filed Document 0001820377-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Haven Capital, LP See All Filings	D/A	2024-12-17 11:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001904115 Filed Document 0002045784-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-12-17 11:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BZH Atidan Ventures VI, a series of Atomizer LLC See All Filings	D	2024-12-17 10:57:01 UTC
Amount To Be Raised $763,250 Associated Brokers / Dealers N/A CIK Number 0002048747 Filed Document 0002048747-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:57:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCEP Onshore Fund See All Filings	D/A	2024-12-17 10:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820361 Filed Document 0001820361-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Life Sciences III DST See All Filings	D/A	2024-12-17 10:51:26 UTC
Amount To Be Raised $30,661,253 Associated Brokers / Dealers Aurora Securities, Emerson Equity LLC, DFPG Investments, LLC, Arkadios Capital, Realized Financial, Inc., IBN Financial Services, Inc., Great Point Capital LLC, Centaurus Financial, Inc., Creativeone Securities, LLC, American Trust Investment Services, Inc., Independent Financial Group, LLC, and Westpark Capital, Inc. CIK Number 0002008210 Filed Document 0002008210-24-000011 Exclusions or Exemptions 506c Accepted Date 2024-12-17 10:51:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Infinitas Capital SPV IV a series of Infinitas Capital Master LLC See All Filings	D	2024-12-17 10:50:03 UTC
Amount To Be Raised $267,483 Associated Brokers / Dealers N/A CIK Number 0002047335 Filed Document 0002047335-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW Tobin Hill Fund, LP See All Filings	D/A	2024-12-17 10:45:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001989747 Filed Document 0001989747-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Korify Capital SPV IV a series of Infinitas Capital Master LLC See All Filings	D	2024-12-17 10:45:21 UTC
Amount To Be Raised $449,960 Associated Brokers / Dealers N/A CIK Number 0002047330 Filed Document 0002047330-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Herrnhut Holdings LLC See All Filings	D	2024-12-17 10:39:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002048568 Filed Document 0002048568-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:39:13 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Allostery Offshore Fund Ltd. See All Filings	D	2024-12-17 10:37:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040093 Filed Document 0001013594-24-001015 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:37:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2024-12-17 10:34:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000849919-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:34:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC Lambda Holdings V, LLC See All Filings	D	2024-12-17 10:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048279 Filed Document 0000919574-24-007159 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Between The Coasts Ventures Fund I, LP See All Filings	D	2024-12-17 10:28:54 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0002048044 Filed Document 0002048044-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alchemy TopCo, LLC See All Filings	D	2024-12-17 10:28:04 UTC
Amount To Be Raised $13,165,000 Associated Brokers / Dealers N/A CIK Number 0002048622 Filed Document 0002048622-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:28:04 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Green Light Pet Hospital Plantation, LLC See All Filings	D	2024-12-17 10:25:45 UTC
Amount To Be Raised $256,000 Associated Brokers / Dealers N/A CIK Number 0002048905 Filed Document 0002048905-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:25:45 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Chargezoom Inc. See All Filings	D	2024-12-17 10:24:05 UTC
Amount To Be Raised $9,567,969 Associated Brokers / Dealers N/A CIK Number 0001946648 Filed Document 0001946648-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:24:05 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Alchemy Sponsor Member Aggregator, LLC See All Filings	D	2024-12-17 10:20:16 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0002048627 Filed Document 0002048622-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:20:16 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Lobster Capital Fund I, LP See All Filings	D/A	2024-12-17 10:18:17 UTC
Amount To Be Raised $11,980,110 Associated Brokers / Dealers N/A CIK Number 0001968050 Filed Document 0001968050-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Intellect) L.P. See All Filings	D	2024-12-17 10:14:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001882985 Filed Document 0001882985-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-12-17 10:14:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OurCrowd (Investment in Fly) L.P. See All Filings	D	2024-12-17 10:11:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001897631 Filed Document 0001897631-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:11:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Beech Landing Partners, LLC See All Filings	D	2024-12-17 10:07:20 UTC
Amount To Be Raised $9,650,000 Associated Brokers / Dealers Vistia Capital, LLC, Vistia Capital, LLC, Vistia Capital, LLC, and Vistia Capital, LLC CIK Number 0002048939 Filed Document 0002048939-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-17 10:07:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SURGERY CENTER AT SOUTHWOODS LLC See All Filings	D	2024-12-17 10:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211348 Filed Document 0001211348-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:06:27 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Chaac Ventures Fund III, LP See All Filings	D	2024-12-17 10:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002022012 Filed Document 0001393725-24-000207 Exclusions or Exemptions 506b Accepted Date 2024-12-17 10:02:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund