Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mint House, Inc. See All Filings	D	2025-02-18 10:31:54 UTC
Amount To Be Raised $7,568,871 Associated Brokers / Dealers N/A CIK Number 0001776072 Filed Document 0001776072-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:31:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iSAM Helix Master Ltd See All Filings	D	2025-02-18 10:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002053316 Filed Document 0002053316-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:23:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE LEASE PARTNERSHIP GP See All Filings	D	2025-02-18 10:23:34 UTC
Amount To Be Raised $1,391,670 Associated Brokers / Dealers ALL FINRA REGISTERED REPS CIK Number 0002040652 Filed Document 0002040652-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:23:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
H Squared Holdings Partners, LP See All Filings	D/A	2025-02-18 10:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001883059 Filed Document 0001013594-25-000312 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2025-02-18 10:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001439526-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Uplifting Results Labs, Inc. See All Filings	D	2025-02-18 10:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001839023 Filed Document 0001839023-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:21:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SEP Industrial Holdings II LLC See All Filings	D	2025-02-18 10:21:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0002055588 Filed Document 0002055588-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-02-18 10:21:07 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
2946 VENTURES FUND I, LLLP See All Filings	D	2025-02-18 10:19:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002054559 Filed Document 0002054559-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
DODSON APARTMENTS LLC See All Filings	D	2025-02-18 10:17:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001912625 Filed Document 0001912625-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:17:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KP Eating House LLC See All Filings	C/A	2025-02-18 10:13:35 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $124,000 CIK Number 0002052841 Filed Document 0002052841-25-000002 Accepted Date 2025-02-18 10:13:35 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Strategic Risk Associates Holdings, Inc. See All Filings	D	2025-02-18 10:09:37 UTC
Amount To Be Raised $6,478,850 Associated Brokers / Dealers N/A CIK Number 0001837637 Filed Document 0001837637-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:09:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Risk Associates Holdings, Inc. See All Filings	D	2025-02-18 10:08:30 UTC
Amount To Be Raised $17,848,726 Associated Brokers / Dealers N/A CIK Number 0001837637 Filed Document 0001837637-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:08:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
VA-0224 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-02-18 10:02:26 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0002014627 Filed Document 0002014627-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 10:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asymmetria Investors III, LLC - FL Industrial (PS) See All Filings	D	2025-02-18 09:58:31 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0002056126 Filed Document 0002056126-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:58:31 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Pediatrics MSO, LLC See All Filings	D	2025-02-18 09:56:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002056884 Filed Document 0002056884-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:56:04 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors III, LLC - Pensacola SS (PS) See All Filings	D	2025-02-18 09:54:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002056249 Filed Document 0002056258-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:54:36 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
OD-0118 Fund I, a series of Revere Partners RF Syndicate I, LP See All Filings	D	2025-02-18 09:53:45 UTC
Amount To Be Raised $1,044,382 Associated Brokers / Dealers N/A CIK Number 0002009283 Filed Document 0002009283-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:53:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novacap DI Co-Investment (Marvel), L.P. See All Filings	D	2025-02-18 09:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002055212 Filed Document 0002055212-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Foster Cove Capital Partners L.P. See All Filings	D/A	2025-02-18 09:44:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818487 Filed Document 0001818487-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:44:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
undefined-DI-0926 Fund I, a series of AngelList Funds 2024, LP See All Filings	D	2025-02-18 09:39:58 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0002040622 Filed Document 0002047813-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:39:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurotone AI, Inc. See All Filings	D	2025-02-18 09:33:34 UTC
Amount To Be Raised $2,730,545 Associated Brokers / Dealers N/A CIK Number 0002018690 Filed Document 0002018690-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:33:34 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AP-1125 Fund V, a series of Capital Factory, LP See All Filings	D	2025-02-18 09:31:58 UTC
Amount To Be Raised $77,596,970 Associated Brokers / Dealers N/A CIK Number 0002047813 Filed Document 0002047813-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:31:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-Game Beverages, Inc. See All Filings	D/A	2025-02-18 09:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001838675 Filed Document 0001213900-25-014634 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:31:38 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palmerston Convertible Arb Feeder Fund Ltd See All Filings	D	2025-02-18 09:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002055309 Filed Document 0000945621-25-000232 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmerston Convertible Arb Master Fund LP See All Filings	D	2025-02-18 09:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002055268 Filed Document 0000945621-25-000231 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgewood Capital Partners LP See All Filings	D/A	2025-02-18 09:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0000892251-25-000017 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-Game Beverages, Inc. See All Filings	D	2025-02-18 09:28:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001838675 Filed Document 0001213900-25-014632 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:28:20 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GC AVANTech III LP See All Filings	D	2025-02-18 09:28:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002051192 Filed Document 0001398344-25-003011 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:28:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ME-1220 Fund II, a series of Geometric Capital, LP See All Filings	D	2025-02-18 09:26:13 UTC
Amount To Be Raised $64,500 Associated Brokers / Dealers N/A CIK Number 0002050432 Filed Document 0002050432-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:26:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LWCD Dental Leaders, LLC See All Filings	D	2025-02-18 09:26:11 UTC
Amount To Be Raised $233,126 Associated Brokers / Dealers N/A CIK Number 0001852003 Filed Document 0001852003-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:26:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GC AVANTech II LP See All Filings	D	2025-02-18 09:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764371 Filed Document 0001398344-25-003009 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SU-1225 Fund I, a series of Andrew Tan Investments, LP See All Filings	D	2025-02-18 09:25:59 UTC
Amount To Be Raised $556,955 Associated Brokers / Dealers N/A CIK Number 0002050592 Filed Document 0002050592-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:25:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP-CET Co-Invest LLC See All Filings	D	2025-02-18 09:22:44 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0002056574 Filed Document 0002056574-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Emerging Markets Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2025-02-18 09:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001722263 Filed Document 0001722263-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Wave Holding Company, LLC See All Filings	D	2025-02-18 09:14:47 UTC
Amount To Be Raised $2,972,975 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:14:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SO-1112 Fund II, a series of MV Funds, LP See All Filings	D	2025-02-18 09:12:53 UTC
Amount To Be Raised $115,491 Associated Brokers / Dealers N/A CIK Number 0002044965 Filed Document 0002044601-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:12:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerralvo SPV LLC See All Filings	D	2025-02-18 09:11:32 UTC
Amount To Be Raised $61,375,000 Associated Brokers / Dealers N/A CIK Number 0002054832 Filed Document 0001123292-25-000102 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:11:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2025-02-18 09:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001698673 Filed Document 0001698673-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sculptor Real Estate Fund V, LP See All Filings	D/A	2025-02-18 09:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC, PICTON ADMINISTRADORA GENERAL DE FONDOS S.A., and GOLDMAN SACHS & CO. LLC CIK Number 0002036291 Filed Document 0002036291-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AK-1008 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-02-18 09:06:50 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0002044601 Filed Document 0002044601-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:06:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Data Center Fund See All Filings	D/A	2025-02-18 09:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Suzanne West Santillan, Brandy Corcoran Carlson, and More than five CIK Number 0001847542 Filed Document 0001847542-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-02-18 09:06:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2025-02-18 09:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001686127 Filed Document 0001686127-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 09:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Broad Market High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2025-02-18 08:58:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001696459 Filed Document 0001696459-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 08:58:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silent Capital XV, a Series of Silent Capital Holdings, LP See All Filings	D	2025-02-18 07:05:27 UTC
Amount To Be Raised $5,007,197 Associated Brokers / Dealers N/A CIK Number 0002052991 Filed Document 0002052991-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 07:05:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMO Health Partners Inc. See All Filings	C	2025-02-18 07:05:21 UTC
Financial Interest One percent (1%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Primary, LLC Offering Amount $124,000 CIK Number 0002055989 Filed Document 0001665160-25-000266 Accepted Date 2025-02-18 07:05:21 UTC Type of Offering C Security Offered Amount 12,400 Security Offered Type Common Stock State GEORGIA
HU-0206 Fund II, a series of AX-RN-Funds, LP See All Filings	D	2025-02-18 07:04:25 UTC
Amount To Be Raised $77,295 Associated Brokers / Dealers N/A CIK Number 0002055715 Filed Document 0002055715-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-02-18 07:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHVAC Services Holdings, LLC See All Filings	D	2025-02-18 06:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002056776 Filed Document 0002056776-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-18 06:28:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zecurity Technology Corp See All Filings	D	2025-02-18 06:02:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001956250 Filed Document 0001829126-25-001035 Exclusions or Exemptions 506b Accepted Date 2025-02-18 06:02:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Light Wave Ownership Path, LLC See All Filings	D	2025-02-14 21:49:17 UTC
Amount To Be Raised $68,854 Associated Brokers / Dealers N/A CIK Number 0001781798 Filed Document 0001781798-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-02-14 21:49:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cytonics Corp See All Filings	1-A/A	2025-02-14 21:18:51 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001421744 Filed Document 0001104659-25-014407 Accepted Date 2025-02-14 21:18:51 UTC Type of Offering 1-A/A Industry BIOLOGICAL PRODUCTS, (NO DISGNOSTIC SUBSTANCES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $170,002 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)