Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lord Abbett Committed Capital Management - Custom Liquidity Credit Trust See All Filings	D	2024-10-04 14:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0002033074 Filed Document 0002033074-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 14:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Creek Bicycles LLC See All Filings	D	2024-10-04 14:11:34 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0002031769 Filed Document 0002031769-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 14:11:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bogtrotter Enterprises, LLC See All Filings	D	2024-10-04 14:09:25 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0002032057 Filed Document 0002032057-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-10-04 14:09:25 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SI TOWER PLACE MF, LP See All Filings	D	2024-10-04 14:07:56 UTC
Amount To Be Raised $1,417,521 Associated Brokers / Dealers N/A CIK Number 0002040197 Filed Document 0002024367-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-10-04 14:07:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
776 Phalanx III, L.P. See All Filings	D	2024-10-04 14:04:20 UTC
Amount To Be Raised $2,161,000 Associated Brokers / Dealers N/A CIK Number 0001973702 Filed Document 0001973702-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-04 14:04:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EII-C SPV, LP See All Filings	D/A	2024-10-04 13:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031167 Filed Document 0002031167-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:58:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quandes Fund Ltd. See All Filings	D/A	2024-10-04 13:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947777 Filed Document 0001947777-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quandes US Feeder Fund LP See All Filings	D/A	2024-10-04 13:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947778 Filed Document 0001947778-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FVP Tech Fund II, L.P. See All Filings	D	2024-10-04 13:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Distributors, LLC CIK Number 0002040156 Filed Document 0002040156-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:52:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
9ZERO INC. See All Filings	D/A	2024-10-04 13:50:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001996213 Filed Document 0001996213-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:50:56 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MQS Capital Partners, LP See All Filings	D/A	2024-10-04 13:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Martin and Scott Martin CIK Number 0001439710 Filed Document 0001439710-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Partners SI, LP See All Filings	D/A	2024-10-04 13:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643098 Filed Document 0001502725-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2024-10-04 13:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001502725-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2024-10-04 13:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001502725-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CellVax Therapeutics, Inc. See All Filings	D	2024-10-04 13:37:03 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0002040125 Filed Document 0002040125-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:37:03 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AA Millennium USA Access Fund LLC See All Filings	D	2024-10-04 13:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0002040112 Filed Document 0001137439-24-001418 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCAP - Taskmaverick See All Filings	D	2024-10-04 13:32:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002039828 Filed Document 0002039828-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 1945 See All Filings	D	2024-10-04 13:32:04 UTC
Amount To Be Raised $857,965 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0002032851 Filed Document 0002032851-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highlight Co-Investment L.P. See All Filings	D	2024-10-04 13:32:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032918 Filed Document 0002032918-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:32:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCAP - Alice See All Filings	D	2024-10-04 13:30:46 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0002039829 Filed Document 0002039829-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:30:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BirchBioMed Inc. See All Filings	1-A/A	2024-10-04 13:30:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DealMaker Securities LLC CIK Number 0001670747 Filed Document 0001493152-24-039492 Accepted Date 2024-10-04 13:30:09 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Diversified Apartment Portfolio III Limited Partnership See All Filings	D	2024-10-04 13:28:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002040121 Filed Document 0002040121-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:28:26 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GCAP SPC See All Filings	D	2024-10-04 13:28:11 UTC
Amount To Be Raised $11,448,802 Associated Brokers / Dealers N/A CIK Number 0002039831 Filed Document 0002039831-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phantom Parent, LP See All Filings	D	2024-10-04 13:20:25 UTC
Amount To Be Raised $280,593,914 Associated Brokers / Dealers N/A CIK Number 0002039910 Filed Document 0000950172-24-000438 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:20:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUP 11 FUND VI, L.P. See All Filings	D/A	2024-10-04 13:16:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001911683 Filed Document 0001911683-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moore & Moore Minerals L.P. See All Filings	D/A	2024-10-04 13:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943141 Filed Document 0001943141-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoveHill Opportunity Fund 2, LLC See All Filings	D	2024-10-04 13:10:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002035838 Filed Document 0002035838-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-10-04 13:10:46 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saothair Pioneer Co-Invest, L.P. See All Filings	D	2024-10-04 13:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040234 Filed Document 0002040234-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 13:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AKO GLOBAL LONG-ONLY FUND LTD See All Filings	D/A	2024-10-04 12:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746564 Filed Document 0000919574-24-005755 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HSC 3300 Main Coinvestment Owner I, LLC See All Filings	D	2024-10-04 12:55:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers RCX Capital Group, LLC CIK Number 0002040226 Filed Document 0002040226-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:55:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Simon Care Management, Corp. See All Filings	D	2024-10-04 12:49:33 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0002039992 Filed Document 0002039992-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:49:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Little Saints, Inc. See All Filings	D	2024-10-04 12:46:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0002040011 Filed Document 0002040011-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:46:04 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Clarity Cosmetics Inc. See All Filings	D	2024-10-04 12:43:59 UTC
Amount To Be Raised $28,245,368 Associated Brokers / Dealers N/A CIK Number 0002040228 Filed Document 0002040228-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:43:59 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Third Period Capital LP See All Filings	D/A	2024-10-04 12:43:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803953 Filed Document 0000919574-24-005753 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:43:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC2 Real Estate Securities Fund LP See All Filings	D/A	2024-10-04 12:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001826791 Filed Document 0001826791-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGT PARTNERS INC. See All Filings	D	2024-10-04 12:35:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002040219 Filed Document 0002040219-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:35:48 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CCM ALPHA PARTNERS, LP See All Filings	D/A	2024-10-04 12:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001880193 Filed Document 0000919574-24-005751 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Centaur Health Holdings, Inc. See All Filings	D/A	2024-10-04 12:25:19 UTC
Amount To Be Raised $50,000,001 Associated Brokers / Dealers N/A CIK Number 0001688486 Filed Document 0001688486-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:25:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Semiconductor Manufacturing DST See All Filings	D/A	2024-10-04 12:22:27 UTC
Amount To Be Raised $136,944,633 Associated Brokers / Dealers Realized Financial, Inc., Emerson Equity LLC, Aurora Securities, McDermott Investment Services, LLC, IBN Financial Services Inc., Great Point Capital LLC, Patrick Capital Markets, LLC, Cabin Securities, Inc., Innovation Partners LLC, Capulent LLC, Arkadios Capital, FNEX Capital, LLC, Saxony Securities, Inc., Centaurus Financial, Inc., Willow Cove Investment Group, Inc., Stonecrest Capital Markets, Inc., Wealthforge Securities, LLC, Independent Financial Group, LLC, APW Capital, Inc., Stax Capital, MHL Investments, Ausdal Financial Partners, Inc., Moloney Securities Co., Inc., and Realta Equities, Inc. CIK Number 0001998394 Filed Document 0001998394-24-000015 Exclusions or Exemptions 506c Accepted Date 2024-10-04 12:22:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Peaks Opportunity Master Fund, LP See All Filings	D/A	2024-10-04 12:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790437 Filed Document 0000919574-24-005749 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Onfolio Agency SPV 2 LLC See All Filings	D	2024-10-04 12:15:29 UTC
Amount To Be Raised $2,495,000 Associated Brokers / Dealers N/A CIK Number 0002040105 Filed Document 0001654954-24-012707 Exclusions or Exemptions 506c Accepted Date 2024-10-04 12:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$1 - $5,000,000 Type of Security Equity
MVP LS FUND CCCLXXXVI LLC See All Filings	D/A	2024-10-04 12:11:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001924818 Filed Document 0001924818-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:11:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Volcanic, LLC See All Filings	C/A	2024-10-04 12:11:49 UTC
Financial Interest No Filing Platform Mr. Crowd Offering Amount $5,000,000 CIK Number 0001869822 Filed Document 0001666102-24-000022 Accepted Date 2024-10-04 12:11:49 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State UTAH
LasVegas Local Technical Team INC. See All Filings	D	2024-10-04 12:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002039998 Filed Document 0002039998-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:10:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCPS SFR EG FUND LLC See All Filings	D	2024-10-04 12:00:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002040091 Filed Document 0001896410-24-000040 Exclusions or Exemptions 506b Accepted Date 2024-10-04 12:00:40 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND DXX LLC See All Filings	D	2024-10-04 11:56:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0002027550 Filed Document 0002027550-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 11:56:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2024-10-04 11:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-24-005747 Exclusions or Exemptions 506b Accepted Date 2024-10-04 11:48:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Jaeger Resources Corp. See All Filings	D	2024-10-04 11:47:26 UTC
Amount To Be Raised $11,437 Associated Brokers / Dealers N/A CIK Number 0001835741 Filed Document 0001062993-24-017425 Exclusions or Exemptions 506b Accepted Date 2024-10-04 11:47:26 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fairhaven Court Investors LLC See All Filings	D	2024-10-04 11:43:39 UTC
Amount To Be Raised $4,225,000 Associated Brokers / Dealers N/A CIK Number 0002040203 Filed Document 0002040203-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 11:43:39 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tesserakt Ventures Fund I, LP See All Filings	D/A	2024-10-04 11:43:35 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001952031 Filed Document 0001952031-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-04 11:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund