Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Smash Capital Fund I L.P. See All Filings	D/A	2024-10-11 16:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and Raymond James & Associates, Inc. CIK Number 0001896761 Filed Document 0000929638-24-003495 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D/A	2024-10-11 16:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588407 Filed Document 0000899140-24-001083 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Liquid Income Plus Fund (TE), L.P. See All Filings	D	2024-10-11 16:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002009588 Filed Document 0002009588-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coco Capital LLC See All Filings	D	2024-10-11 16:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002036646 Filed Document 0002036646-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:33:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NZC GUGGENHEIM FUND LTD See All Filings	D/A	2024-10-11 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001449086 Filed Document 0000899140-24-001082 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buckley Ventures IV, LP See All Filings	D	2024-10-11 16:32:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0002029534 Filed Document 0002029534-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ironton Capital Short Term Fund II, LLC See All Filings	D/A	2024-10-11 16:32:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001949261 Filed Document 0001920398-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-10-11 16:32:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2024-10-11 16:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001445853 Filed Document 0000899140-24-001081 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Autopilot Horizon IV LLC See All Filings	D	2024-10-11 16:31:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002041056 Filed Document 0002041056-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:31:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Meadows Apartments LLC See All Filings	D	2024-10-11 16:31:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0002040862 Filed Document 0002040862-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:31:30 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Chloe Capital Fund II, LP See All Filings	D	2024-10-11 16:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002039530 Filed Document 0002039530-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crow Holdings Realty Income Partners, L.P. See All Filings	D/A	2024-10-11 16:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crow Holdings Securities, L.L.C., Stonehaven, LLC, Mirae Asset Securities Co., Ltd., Greshler Finance Ltd., and Finex Hong Kong Limited CIK Number 0001995570 Filed Document 0001908866-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Commercial Funding Trust II, Series SPL-XIV See All Filings	D/A	2024-10-11 16:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001988492 Filed Document 0001988492-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:24:41 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Kids Who Flip, LLC See All Filings	D/A	2024-10-11 16:20:35 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0002037861 Filed Document 0002039802-24-000005 Exclusions or Exemptions 506c Accepted Date 2024-10-11 16:20:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Antiva Biosciences, Inc. See All Filings	D/A	2024-10-11 16:20:19 UTC
Amount To Be Raised $52,999,990 Associated Brokers / Dealers N/A CIK Number 0001563355 Filed Document 0001563355-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:20:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Infrastructure Debt Fund VI (Ontario USD U) LP See All Filings	D/A	2024-10-11 16:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Highness Global Capital Inc. CIK Number 0002030782 Filed Document 0001012975-24-000429 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pantheon Secondary Opportunity Fund II Feeder (US) LP See All Filings	D/A	2024-10-11 16:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001942717 Filed Document 0000929638-24-003491 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:17:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kids Who Flip, LLC See All Filings	D	2024-10-11 16:17:21 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0002037861 Filed Document 0002039802-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-10-11 16:17:21 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SR One Capital Fund III, LP See All Filings	D	2024-10-11 16:16:28 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0002031934 Filed Document 0002031934-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:16:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVA Investment Fund, LP See All Filings	D	2024-10-11 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622223 Filed Document 0001622223-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CADENZA VENTURES OPPORTUNITIES FUND LP SERIES RF RECAP See All Filings	D	2024-10-11 16:12:39 UTC
Amount To Be Raised $2,507,721 Associated Brokers / Dealers N/A CIK Number 0002041155 Filed Document 0002041143-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:12:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Liquid Income Plus Fund, L.P. See All Filings	D	2024-10-11 16:10:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002027145 Filed Document 0002027145-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:10:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Outlander 3 Magellan, L.P. See All Filings	D/A	2024-10-11 16:08:34 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001979353 Filed Document 0001979353-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warner Music Group Corp. See All Filings	D	2024-10-11 16:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001319161-24-000029 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:08:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CX-PE1 LLC See All Filings	D	2024-10-11 16:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037102 Filed Document 0001315863-24-000765 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Energous Corporation See All Filings	1-A	2024-10-11 16:04:10 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Digital Offering, LLC CIK Number 0001575793 Filed Document 0001104659-24-108040 Accepted Date 2024-10-11 16:04:10 UTC Type of Offering 1-A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $110,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pantheon BTC Fund I, LLC See All Filings	D/A	2024-10-11 16:03:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001920398 Filed Document 0001920398-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-10-11 16:03:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
FreeUp Storage Chattanooga Hixson Pike, LLC See All Filings	D	2024-10-11 16:02:58 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0002037829 Filed Document 0002039802-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:02:58 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Blue Owl Real Estate Exchange I DST See All Filings	D/A	2024-10-11 16:02:41 UTC
Amount To Be Raised $92,717,391 Associated Brokers / Dealers Benjamin Isaac Carmona, Lance Stafford, and RBC Captial Markets, LLC CIK Number 0001993123 Filed Document 0001993123-24-000008 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:02:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SD Financial Institutions & Value Opportunity Fund, LP See All Filings	D/A	2024-10-11 16:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572799 Filed Document 0001572799-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 16:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TA Fintech Inc. See All Filings	1-A/A	2024-10-11 15:56:25 UTC
Amount To Be Raised $37,499,999 Associated Brokers / Dealers N/A CIK Number 0001920223 Filed Document 0001920223-24-000017 Accepted Date 2024-10-11 15:56:25 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $11,031,657 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Angel Cake 24Q3, a series of Angel Cake Rolling Fund, LP See All Filings	D	2024-10-11 15:54:50 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0002040211 Filed Document 0002040211-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GA Continuity Fund II, L.P. See All Filings	D	2024-10-11 15:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0002040506 Filed Document 0000950142-24-002554 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:54:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHB Investment Partners, LLC See All Filings	D/A	2024-10-11 15:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662458 Filed Document 0002020078-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X Co-Investment I, L.P. See All Filings	D/A	2024-10-11 15:53:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789885 Filed Document 0001789885-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:53:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST NATIONAL CORP OF ARDMORE INC See All Filings	D	2024-10-11 15:53:08 UTC
Amount To Be Raised $2,573,074 Associated Brokers / Dealers N/A CIK Number 0000036692 Filed Document 0000036692-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-10-11 15:53:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ASCENDIA PHARMACEUTICALS, INC. See All Filings	D	2024-10-11 15:52:50 UTC
Amount To Be Raised $2,500,638 Associated Brokers / Dealers N/A CIK Number 0001855888 Filed Document 0001855888-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:52:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Incisive VC Fund I, LP See All Filings	D/A	2024-10-11 15:51:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001952039 Filed Document 0001952039-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aphios Pharma LLC See All Filings	C	2024-10-11 15:40:46 UTC
Financial Interest Up to 1,796 units to be issued, along the same terms as investors. Filing Platform NetCapital Funding Portal Inc. Offering Amount $617,999 CIK Number 0001750795 Filed Document 0001669191-24-000983 Accepted Date 2024-10-11 15:40:46 UTC Type of Offering C Security Offered Amount 2,907 Security Offered Type Common Stock State MASSACHUSETTS
Thames Valley Financial Inc. See All Filings	D	2024-10-11 15:39:18 UTC
Amount To Be Raised $55,147 Associated Brokers / Dealers N/A CIK Number 0002040246 Filed Document 0002040246-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:39:18 UTC Type of Offering D Industry Insurance Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Other
CMMTP-2, L.P. See All Filings	D/A	2024-10-11 15:39:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001837410 Filed Document 0001837410-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:39:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AccuShoot, Inc. See All Filings	C/A	2024-10-11 15:37:10 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,235,000 CIK Number 0001825796 Filed Document 0001669191-24-000981 Accepted Date 2024-10-11 15:37:10 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Common Stock State OREGON
IRDB Holdings, Inc. See All Filings	D	2024-10-11 15:36:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002040986 Filed Document 0002040986-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:36:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG Essential Housing - 1 Holdings, L.P. See All Filings	D/A	2024-10-11 15:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805309 Filed Document 0001805309-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volition Hospitality, LLC See All Filings	D	2024-10-11 15:33:32 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0002038154 Filed Document 0002039802-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-10-11 15:33:32 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Avesha, Inc. See All Filings	D/A	2024-10-11 15:30:29 UTC
Amount To Be Raised $15,158,328 Associated Brokers / Dealers N/A CIK Number 0001837822 Filed Document 0001837822-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:30:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VELMINI SPV 2024 A SERIES OF SSD SPV I LLC See All Filings	D	2024-10-11 15:29:42 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0002041143 Filed Document 0002041143-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CR WESTPARK, LLC See All Filings	D	2024-10-11 15:26:50 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers CR Capital, LLC CIK Number 0002041031 Filed Document 0002041031-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:26:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highgate Legacy Fund, LP See All Filings	D/A	2024-10-11 15:14:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001996908 Filed Document 0001996908-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dore Copper Mining Corp. See All Filings	D	2024-10-11 15:13:29 UTC
Amount To Be Raised $601,529 Associated Brokers / Dealers N/A CIK Number 0001840999 Filed Document 0000912282-24-000702 Exclusions or Exemptions 506b Accepted Date 2024-10-11 15:13:29 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity