Found 752488 results

Name Type of Offering Accepted Date
Tremblant Partners, LP See All Filings
D/A 2010-02-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001157712
Filed Document 0000919574-10-001763
Exclusions or Exemptions N/A
Accepted Date 2010-02-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Torrey Asia Offshore Fund, Ltd. See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001456600
Filed Document 0000919574-10-002533
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TOCQUEVILLE GOLD OFFSHORE FUND, LTD. See All Filings
D/A 2010-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001404632
Filed Document 0000919574-10-002076
Exclusions or Exemptions N/A
Accepted Date 2010-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Iridian Opportunity Offshore Fund, Ltd. See All Filings
D/A 2010-04-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001313952
Filed Document 0000902664-10-002401
Exclusions or Exemptions N/A
Accepted Date 2010-04-13
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BAHAMAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Microfinance Growth Fund, LLC See All Filings
D 2010-04-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001490280
Filed Document 0001490280-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-04-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business SWITZERLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
K2 COMMODITIES FUND LLC See All Filings
D 2010-04-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001488818
Filed Document 0000898432-10-000582
Exclusions or Exemptions N/A
Accepted Date 2010-04-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NORTHGATE V, L.P. See All Filings
D 2010-06-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001493711
Filed Document 0001493711-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
OPTIMA BANK & TRUST CO See All Filings
D 2010-04-02
Amount To Be Raised $4,800,000
Associated Brokers / Dealers N/A
CIK Number 0001425014
Filed Document 0001425014-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-04-02
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business NEW HAMPSHIRE
Revenue or Assets Decline to Disclose
Type of Security Equity
Performance Trust Opportunity Fund III, LP See All Filings
D 2010-04-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001488928
Filed Document 0000902664-10-002437
Exclusions or Exemptions N/A
Accepted Date 2010-04-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
CEP INVESTORS IN METROPOLITAN LP See All Filings
D 2010-06-28
Amount To Be Raised $7,000,000
Associated Brokers / Dealers N/A
CIK Number 0001436116
Filed Document 0001436116-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-06-28
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Lakefront Partners Accredited, LP See All Filings
D 2010-05-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001492368
Filed Document 0001019056-10-000685
Exclusions or Exemptions N/A
Accepted Date 2010-05-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Kontagent Inc. See All Filings
D 2010-06-29
Amount To Be Raised $5,907,900
Associated Brokers / Dealers N/A
CIK Number 0001493550
Filed Document 0001493550-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-29
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Partners Group Real Estate Secondary 2009 (USD) A, L.P. See All Filings
D 2010-06-29
Amount To Be Raised $500,000,000
Associated Brokers / Dealers N/A
CIK Number 0001495399
Filed Document 0001495399-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business Y7
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Pacific Light & Power, Inc. See All Filings
D 2010-05-04
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001490548
Filed Document 0001490548-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-04
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business HAWAII
Revenue or Assets Decline to Disclose
Type of Security Debt
Proterra Inc See All Filings
D 2010-05-27
Amount To Be Raised $41,069,784
Associated Brokers / Dealers N/A
CIK Number 0001492739
Filed Document 0001492739-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-27
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Murano Partners LP See All Filings
D 2010-04-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001488923
Filed Document 0001019056-10-000445
Exclusions or Exemptions N/A
Accepted Date 2010-04-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LDH Energy Opportunities Fund L.P. See All Filings
D 2010-05-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001486953
Filed Document 0001486953-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
LIFELOCK, INC. See All Filings
D 2010-06-15
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001383871
Filed Document 0001383871-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Nuera Filmworks, Inc. See All Filings
D 2010-06-02
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001492907
Filed Document 0001492907-10-000001
Exclusions or Exemptions 504
Accepted Date 2010-06-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
Transcapital Georgia Tax Credit Fund II LLC See All Filings
D/A 2010-03-15
Amount To Be Raised $30,000,000
Associated Brokers / Dealers N/A
CIK Number 0001333647
Filed Document 0001312948-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Pacific Transmedia Corp See All Filings
D 2010-05-07
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001491577
Filed Document 0001213900-10-002215
Exclusions or Exemptions N/A
Accepted Date 2010-05-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
NGM BIOPHARMACEUTICALS INC See All Filings
D 2010-03-30
Amount To Be Raised $51,139,000
Associated Brokers / Dealers N/A
CIK Number 0001426332
Filed Document 0001426332-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-30
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
WOODBINE CAPITAL FUND LTD See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001456889
Filed Document 0001456639-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
OPTISCAN BIOMEDICAL CORP See All Filings
D 2010-04-14
Amount To Be Raised $37,500,000
Associated Brokers / Dealers N/A
CIK Number 0000946340
Filed Document 0001104659-10-019663
Exclusions or Exemptions N/A
Accepted Date 2010-04-14
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
GIOVINE INVESTMENT PARTNERS LP See All Filings
D 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001107532
Filed Document 0001107532-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
3GS LLC See All Filings
D 2010-04-20
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001434064
Filed Document 0001434064-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-04-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
OneWorld Fuels, Inc. See All Filings
D 2010-06-01
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001492703
Filed Document 0001488538-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-01
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets No Revenues
Type of Security Equity
Och-Ziff Real Estate Parallel Fund II A, L.P. See All Filings
D 2010-05-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001491534
Filed Document 0001491533-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-05-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PEOPLEJAR INC See All Filings
D 2010-04-27
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001460043
Filed Document 0001460043-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-04-27
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Debt
Micromidas, Inc. See All Filings
D 2010-04-05
Amount To Be Raised $3,647,007
Associated Brokers / Dealers N/A
CIK Number 0001488527
Filed Document 0001488527-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-04-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
PDQ Ft. Mill, LLC See All Filings
D 2010-06-16
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001493930
Filed Document 0001493930-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-16
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
Mission Media Group,LLC See All Filings
D 2010-05-04
Amount To Be Raised $5,750,000
Associated Brokers / Dealers N/A
CIK Number 0001489595
Filed Document 0001489595-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Equity
PD Worx, LLC See All Filings
D 2010-06-22
Amount To Be Raised $350,000
Associated Brokers / Dealers N/A
CIK Number 0001476259
Filed Document 0001476259-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-22
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $1 - $1,000,000
Type of Security Equity
NLP One, LLC See All Filings
D 2010-05-25
Amount To Be Raised $1,500,400
Associated Brokers / Dealers N/A
CIK Number 0001492685
Filed Document 0001492685-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-25
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Decline to Disclose
Type of Security Equity
GULFSTREAM INTERNATIONAL GROUP INC See All Filings
D 2010-04-14
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001405419
Filed Document 0000899797-10-000010
Exclusions or Exemptions N/A
Accepted Date 2010-04-14
Type of Offering D
Industry Airlines and Airports
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Plato BioPharma, Inc. See All Filings
D 2010-06-10
Amount To Be Raised $1,300,000
Associated Brokers / Dealers N/A
CIK Number 0001494188
Filed Document 0001494188-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-10
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
Buffalo Wind Energy, LLC See All Filings
D 2010-05-14
Amount To Be Raised $499,995
Associated Brokers / Dealers N/A
CIK Number 0001461048
Filed Document 0001181431-10-027020
Exclusions or Exemptions N/A
Accepted Date 2010-05-14
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Equity
Nexon Co, Ltd See All Filings
D 2010-04-12
Amount To Be Raised $645,161
Associated Brokers / Dealers N/A
CIK Number 0001489219
Filed Document 0001489219-10-000001
Exclusions or Exemptions 504
Accepted Date 2010-04-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business JAPAN
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Guerrilla Partners, LP See All Filings
D 2010-06-09
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001491966
Filed Document 0000919574-10-003853
Exclusions or Exemptions N/A
Accepted Date 2010-06-09
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
CRP Exempt Investors, LLC See All Filings
D 2010-05-18
Amount To Be Raised $4,500,000
Associated Brokers / Dealers N/A
CIK Number 0001492008
Filed Document 0001492008-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-18
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
SIERRA GOLD CORP See All Filings
D 2009-11-20
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001435180
Filed Document 0001435180-10-000013
Exclusions or Exemptions N/A
Accepted Date 2009-11-20
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
NeuroSigma, Inc. See All Filings
D 2010-06-23
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001494756
Filed Document 0001140361-10-026578
Exclusions or Exemptions N/A
Accepted Date 2010-06-23
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
GSO Private Investors Offshore, L.P. See All Filings
D 2010-04-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001490000
Filed Document 0000950103-10-001153
Exclusions or Exemptions N/A
Accepted Date 2010-04-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Sino Agro Food, Inc. See All Filings
D 2010-03-23
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001488419
Filed Document 0001144204-10-019493
Exclusions or Exemptions 504.1
Accepted Date 2010-03-23
Type of Offering D
Industry Agriculture
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
PUTNAM TOTAL RETURN FUND LTD See All Filings
D 2010-06-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001438875
Filed Document 0001438875-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Whitebox Credit Arbitrage Fund, Ltd. See All Filings
D/A 2010-04-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461768
Filed Document 0001461768-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-04-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Equity
ROEBLING FUND LP See All Filings
D/A 2010-04-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001093716
Filed Document 0001093716-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-04-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Other
Nautilus Neurosciences, Inc. See All Filings
D 2010-04-09
Amount To Be Raised $8,000,000
Associated Brokers / Dealers N/A
CIK Number 0001478193
Filed Document 0001140361-10-015951
Exclusions or Exemptions N/A
Accepted Date 2010-04-09
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets No Revenues
Type of Security Equity
Morgan Stanley Smith Barney Crossroads 2010 Fund LP See All Filings
D/A 2010-04-26
Amount To Be Raised $1,000,000,000
Associated Brokers / Dealers N/A
CIK Number 0001480722
Filed Document 0001486691-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-04-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Mid Maine C.P.L. LLC See All Filings
D/A 2010-04-26
Amount To Be Raised $246,500
Associated Brokers / Dealers N/A
CIK Number 0001490156
Filed Document 0001490156-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-04-26
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business MAINE
Revenue or Assets Decline to Disclose
Type of Security Equity