Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wishbone International Partners, Ltd. See All Filings	D/A	2025-03-06 09:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407411 Filed Document 0000919574-25-001796 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Partners, LP See All Filings	D/A	2025-03-06 09:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407425 Filed Document 0000919574-25-001794 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND DLX LLC See All Filings	D	2025-03-06 09:32:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0002057714 Filed Document 0002057714-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Terra Alpha Global Equity Fund LP See All Filings	D/A	2025-03-06 09:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733484 Filed Document 0000919574-25-001792 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:30:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HarbourView Royalties Parallel Fund I, LP See All Filings	D/A	2025-03-06 09:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP, Old City Securities LLC, and Morgan Stanley CIK Number 0001979012 Filed Document 0001979012-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Alpha Fund LP See All Filings	D/A	2025-03-06 09:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-25-001789 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ursae Holdco L.P. See All Filings	D	2025-03-06 09:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002054588 Filed Document 0002054588-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:20:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourView Royalties Fund I, LP See All Filings	D/A	2025-03-06 09:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT PARTNERS LP, Old City Securities LLC, and Morgan Stanley CIK Number 0001954506 Filed Document 0001954506-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 09:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP Opportunity Fund VI LLC Series 25A See All Filings	D	2025-03-06 08:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0002057293 Filed Document 0002057293-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-06 08:51:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighbors Technology, INC. See All Filings	D	2025-03-06 08:44:26 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0002058903 Filed Document 0002058903-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 08:44:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Neighbors Technology, INC. See All Filings	D	2025-03-06 08:38:31 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0002058903 Filed Document 0002058903-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-06 08:38:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Promus Access V, L.P. See All Filings	D/A	2025-03-06 08:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002036261 Filed Document 0001213900-25-020933 Exclusions or Exemptions 506b Accepted Date 2025-03-06 08:30:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
responsAbility SICAV (Lux) See All Filings	D/A	2025-03-06 08:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001861919 Filed Document 0001861919-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-03-06 08:15:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Other
VE-0207 Fund I, a series of Umami Capital, LP See All Filings	D	2025-03-06 07:14:47 UTC
Amount To Be Raised $185,243 Associated Brokers / Dealers N/A CIK Number 0002057094 Filed Document 0002057094-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-06 07:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PR-0229 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-03-06 07:13:35 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0002059093 Filed Document 0002059093-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 07:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA-0203 Fund III, a series of Roll Up Vehicles, LP See All Filings	D	2025-03-06 07:08:06 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0002059288 Filed Document 0002059288-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 07:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JE-0103 Fund II, a series of DashAngels, LP See All Filings	D	2025-03-06 07:04:17 UTC
Amount To Be Raised $83,049 Associated Brokers / Dealers N/A CIK Number 0002051310 Filed Document 0002051310-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 07:04:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silent Capital XIV, a series of Silent Capital Holdings, LP See All Filings	D	2025-03-06 07:04:15 UTC
Amount To Be Raised $2,206,045 Associated Brokers / Dealers N/A CIK Number 0002051169 Filed Document 0002051169-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-06 07:04:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALSHARES MANAGEMENT LLC See All Filings	D	2025-03-06 06:01:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002058843 Filed Document 0001104659-25-021131 Exclusions or Exemptions 506c Accepted Date 2025-03-06 06:01:49 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Consio AI, Inc. See All Filings	D	2025-03-05 21:35:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002055974 Filed Document 0002055974-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 21:35:56 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
CoPeace PBC See All Filings	D/A	2025-03-05 21:35:44 UTC
Amount To Be Raised $1,122,500 Associated Brokers / Dealers N/A CIK Number 0001760488 Filed Document 0001760488-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-03-05 21:35:44 UTC Type of Offering D/A Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nouey Crypto Group Ltd See All Filings	D	2025-03-05 20:27:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers MARCUS BERNHARD CAROLUS CIK Number 0002059158 Filed Document 0002059158-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-03-05 20:27:27 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Algernon Neuroscience Inc. See All Filings	1-A/A	2025-03-05 20:26:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Netcapital Securities Inc. CIK Number 0001959708 Filed Document 0001062993-25-004716 Accepted Date 2025-03-05 20:26:58 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Lightmatter Alternate Investments, a series of MAV Alternate Investments, LP See All Filings	D	2025-03-05 20:22:34 UTC
Amount To Be Raised $184,311 Associated Brokers / Dealers N/A CIK Number 0002047788 Filed Document 0002047788-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 20:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDONESIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Definition Opportunity V LLC See All Filings	D	2025-03-05 20:11:35 UTC
Amount To Be Raised $25,374,952 Associated Brokers / Dealers N/A CIK Number 0002058308 Filed Document 0002058308-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 20:11:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Cloud3 Ventures Inc. See All Filings	D	2025-03-05 20:10:31 UTC
Amount To Be Raised $462,573 Associated Brokers / Dealers N/A CIK Number 0001971260 Filed Document 0001971260-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-05 20:10:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Outrunner Capital - SPV II LLC See All Filings	D	2025-03-05 19:54:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002059037 Filed Document 0002059037-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-03-05 19:54:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lehi Spectrum LLC See All Filings	D	2025-03-05 19:41:24 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0002059290 Filed Document 0002059290-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 19:41:24 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Strategic Storage Trust X See All Filings	D	2025-03-05 19:23:37 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Pacific Oak Capital Markets, LLC CIK Number 0002056805 Filed Document 0002056805-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 19:23:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SwapKit Holdings, Inc. See All Filings	D/A	2025-03-05 18:54:31 UTC
Amount To Be Raised $112 Associated Brokers / Dealers N/A CIK Number 0002055891 Filed Document 0001376474-25-000251 Exclusions or Exemptions 506c Accepted Date 2025-03-05 18:54:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rise Stone Gate Partners, LLC See All Filings	D	2025-03-05 18:52:16 UTC
Amount To Be Raised $13,606,865 Associated Brokers / Dealers Velerity Group, Inc. CIK Number 0002055316 Filed Document 0002007560-25-000016 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:52:16 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Studio Atelico Inc. See All Filings	D/A	2025-03-05 18:51:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002056311 Filed Document 0002056311-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:51:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Applied Atomics, Inc See All Filings	D	2025-03-05 18:32:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002058363 Filed Document 0002058363-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:32:53 UTC Type of Offering D Industry Other Energy Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AG Japan Overflow Fund, L.P. See All Filings	D/A	2025-03-05 18:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927491 Filed Document 0001927491-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:31:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NJBA SOLCAP 2025 LLC See All Filings	D	2025-03-05 18:28:55 UTC
Amount To Be Raised $79,550,000 Associated Brokers / Dealers Joshua C. Miller CIK Number 0002056918 Filed Document 0002056918-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-03-05 18:28:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Larson Capital Real Estate Fund III, LLC See All Filings	D	2025-03-05 18:26:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Larson Financial Securities, LLC CIK Number 0002053399 Filed Document 0002053399-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-03-05 18:26:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
HR Bench, Inc. See All Filings	D	2025-03-05 18:25:13 UTC
Amount To Be Raised $9,718,998 Associated Brokers / Dealers N/A CIK Number 0002059256 Filed Document 0001193805-25-000269 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:25:13 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AG Japan Value-Add Overflow Master Fund, L.P. See All Filings	D/A	2025-03-05 18:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994573 Filed Document 0001994573-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FR Evolution II, L.P. See All Filings	D	2025-03-05 18:13:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002057089 Filed Document 0000950103-25-003066 Exclusions or Exemptions 506c Accepted Date 2025-03-05 18:13:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eva Medtec, Inc See All Filings	C-W	2025-03-05 18:11:21 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001648927 Filed Document 0001648927-25-000001 Accepted Date 2025-03-05 18:11:21 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
OWS CF C, LLC See All Filings	D	2025-03-05 18:03:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0002058879 Filed Document 0002058879-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 18:03:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
W25, a series of Rami Essaid Funds, LP See All Filings	D	2025-03-05 17:59:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002058884 Filed Document 0002058884-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-03-05 17:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGP Income Fund, LP See All Filings	D/A	2025-03-05 17:48:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC, Realta Wealth, Emerson Equity, Metric Financial, Great Point Capital, Madison Avenue Securities, LLC, Landolt Securities, Inc, Herbert J Sims & Co, Inc, Innovation Partners LLC, Calton & Associates, Inc., American Trust Investment Services, Arkadios Capital, Nova Capital, and Centaurus Financial CIK Number 0002001936 Filed Document 0002001936-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:48:12 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners LP See All Filings	D/A	2025-03-05 17:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001410879 Filed Document 0001410879-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners II, L.P. See All Filings	D/A	2025-03-05 17:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman, Merril Lynch, Pierce, Fenner & Smith Incorporated, Jefferies LLC, ROCKEFELLER FINANCIAL LLC, and CITI PRIVATE ADVISORY LLC CIK Number 0001606283 Filed Document 0001606283-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTVSA Holdings, LLC See All Filings	D	2025-03-05 17:30:21 UTC
Amount To Be Raised $820,800 Associated Brokers / Dealers N/A CIK Number 0002057913 Filed Document 0002057913-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:30:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks Vault 5, LLC See All Filings	1-A POS	2025-03-05 17:29:03 UTC
Amount To Be Raised $32,261,000 Associated Brokers / Dealers N/A CIK Number 0001999710 Filed Document 0001493152-25-009266 Accepted Date 2025-03-05 17:29:03 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Scrum Hokkaido Fund I, LP See All Filings	D	2025-03-05 17:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001968087 Filed Document 0001968087-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shearwater Fund, LP See All Filings	D/A	2025-03-05 17:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707571 Filed Document 0000935836-25-000211 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Zetta II AU SPV, LLC See All Filings	D	2025-03-05 17:13:31 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0002056227 Filed Document 0002056227-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-03-05 17:13:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund