Found 751225 results

Name Type of Offering Accepted Date
July Systems Inc See All Filings
D 2010-06-10
Amount To Be Raised $7,050,000
Associated Brokers / Dealers N/A
CIK Number 0001348825
Filed Document 0001348825-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-10
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Hew-Tex/Sword Field Joint Venture See All Filings
D 2010-01-26
Amount To Be Raised $375,000
Associated Brokers / Dealers N/A
CIK Number 0001481969
Filed Document 0001481969-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-26
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Other
LaFaye Capital Partners LLC See All Filings
D 2010-06-04
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001493487
Filed Document 0001493487-10-000002
Exclusions or Exemptions 505
Accepted Date 2010-06-04
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $5,000,000
Type of Security Equity
Opportunity Partners Fund II, LP See All Filings
D 2010-06-18
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001494592
Filed Document 0001494592-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-18
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets No Revenues
Type of Security Equity
Wolf Creek Partners, L.P. See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001143494
Filed Document 0000919574-10-002393
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
WOODMONT INVESTMENTS LTD See All Filings
D/A 2010-01-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001116631
Filed Document 0001116631-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-01-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGIN ISLANDS, BRITISH
Revenue or Assets Decline to Disclose
Type of Security Equity
NORWICH PARTNERS SAFE HAVEN FUND VII LLC See All Filings
D 2010-05-28
Amount To Be Raised $18,200,000
Associated Brokers / Dealers N/A
CIK Number 0001492616
Filed Document 0001492616-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-05-28
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
LaSalle Futures Fund II LP See All Filings
D 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001308884
Filed Document 0001308884-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Dolan Media CO See All Filings
D 2010-01-08
Amount To Be Raised $2,623,840
Associated Brokers / Dealers N/A
CIK Number 0001396838
Filed Document 0001396838-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-01-08
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Over $100,000,000
Type of Security Equity
Third Avenue Institutional International Value Fund LP See All Filings
D/A 2010-02-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001418591
Filed Document 0000919574-10-001720
Exclusions or Exemptions N/A
Accepted Date 2010-02-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MERCHANTS MORTGAGE & TRUST CORP LLC See All Filings
D 2010-03-03
Amount To Be Raised $25,400,214
Associated Brokers / Dealers N/A
CIK Number 0001086077
Filed Document 0001079973-10-000288
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Debt
Northwest Select Title Agency, LLC See All Filings
D 2010-03-25
Amount To Be Raised $98,000
Associated Brokers / Dealers N/A
CIK Number 0001487961
Filed Document 0001487961-10-000001
Exclusions or Exemptions 504.1
Accepted Date 2010-03-25
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
Lyxor/Havens International Fund Ltd. See All Filings
D 2009-09-30
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001466898
Filed Document 0000914121-10-000502
Exclusions or Exemptions N/A
Accepted Date 2009-09-30
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNKNOWN
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Natrogen Therapeutics International, Inc. See All Filings
D 2010-04-01
Amount To Be Raised $375,211
Associated Brokers / Dealers N/A
CIK Number 0001344213
Filed Document 0001344213-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-04-01
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings
D 2010-02-04
Amount To Be Raised $2,500
Associated Brokers / Dealers N/A
CIK Number 0001456663
Filed Document 0001456663-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
PEE-WEE ON BROADWAY, LLC See All Filings
D 2010-06-21
Amount To Be Raised $2,300,000
Associated Brokers / Dealers N/A
CIK Number 0001494645
Filed Document 0001494645-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-06-21
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
Numi, Inc. See All Filings
D 2010-06-14
Amount To Be Raised $4,945,241
Associated Brokers / Dealers N/A
CIK Number 0001495107
Filed Document 0001495107-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-06-14
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
TOCQUEVILLE GLOBAL PARTNERS LP See All Filings
D/A 2010-03-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461043
Filed Document 0001140361-10-010949
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TETRA OFFSHORE FUND, LTD. See All Filings
D/A 2010-02-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001279023
Filed Document 0000919574-10-000493
Exclusions or Exemptions N/A
Accepted Date 2010-02-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Trian Credit Partners II, L.P. (Class A & Class B limited partnership interests) See All Filings
D/A 2010-02-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473602
Filed Document 0000902664-10-000929
Exclusions or Exemptions N/A
Accepted Date 2010-02-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Oprex Surgery (Baytown), L.P. See All Filings
D 2010-06-29
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001495546
Filed Document 0001162677-10-000139
Exclusions or Exemptions N/A
Accepted Date 2010-06-29
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
WEXFORD SPECTRUM FUND, L.P. See All Filings
D/A 2010-01-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001459430
Filed Document 0000902664-10-000188
Exclusions or Exemptions N/A
Accepted Date 2010-01-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Michigan Cryogenic Equipment Company, LLC See All Filings
D 2010-01-28
Amount To Be Raised $87,840
Associated Brokers / Dealers N/A
CIK Number 0001481599
Filed Document 0001481599-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-28
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Mezmeriz, Inc. See All Filings
D 2010-03-24
Amount To Be Raised $2,469,895
Associated Brokers / Dealers N/A
CIK Number 0001487475
Filed Document 0001487475-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-24
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
MagneMark, LLC See All Filings
D 2010-03-05
Amount To Be Raised $45,044
Associated Brokers / Dealers N/A
CIK Number 0001487096
Filed Document 0001487096-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets No Revenues
Type of Security Equity
Invision Capital I, L.P. See All Filings
D 2010-02-02
Amount To Be Raised $50,000,000
Associated Brokers / Dealers N/A
CIK Number 0001483100
Filed Document 0001483100-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-02
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Victory Road Diversified Partners LP See All Filings
D/A 2010-02-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001310946
Filed Document 0000919574-10-001732
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PSM HOLDINGS INC See All Filings
D 2010-06-29
Amount To Be Raised $12,000
Associated Brokers / Dealers N/A
CIK Number 0001362180
Filed Document 0001441557-10-000018
Exclusions or Exemptions N/A
Accepted Date 2010-06-29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW MEXICO
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
PAYOFF.COM LLC See All Filings
D 2010-04-06
Amount To Be Raised $1,651,000
Associated Brokers / Dealers N/A
CIK Number 0001488773
Filed Document 0001488773-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-04-06
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Pharminex, L.L.C. See All Filings
D 2010-03-25
Amount To Be Raised $4,025,000
Associated Brokers / Dealers N/A
CIK Number 0001488333
Filed Document 0001488333-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-25
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
Playsmrt, Inc. See All Filings
D 2010-04-08
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001488758
Filed Document 0001488758-10-000001
Exclusions or Exemptions 504 505
Accepted Date 2010-04-08
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets No Revenues
Type of Security Equity
Ofelia Capital High Yield Municipal Fund L.P. See All Filings
D 2010-04-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001490384
Filed Document 0001140361-10-017630
Exclusions or Exemptions N/A
Accepted Date 2010-04-27
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Panopto, Inc. See All Filings
D 2010-04-12
Amount To Be Raised $1,687,080
Associated Brokers / Dealers N/A
CIK Number 0001489180
Filed Document 0001489180-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-04-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $1 - $1,000,000
Type of Security Security To Be Acquired
Detectent, Inc. See All Filings
D 2010-01-08
Amount To Be Raised $1,008
Associated Brokers / Dealers N/A
CIK Number 0001409054
Filed Document 0001409054-10-000002
Exclusions or Exemptions 504
Accepted Date 2010-01-08
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Winning Brands Corp See All Filings
D/A 2010-02-04
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001114898
Filed Document 0001114898-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
WRA Investment Partners, L.P. See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001226113
Filed Document 0000919574-10-002583
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Panglobal Brands Inc. See All Filings
D 2010-04-16
Amount To Be Raised $105,000
Associated Brokers / Dealers N/A
CIK Number 0001349532
Filed Document 0001085037-10-000156
Exclusions or Exemptions N/A
Accepted Date 2010-04-16
Type of Offering D
Industry Retailing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
WHITTIER LONG SHORT FUND LLC See All Filings
D/A 2010-03-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001276508
Filed Document 0000898432-10-000347
Exclusions or Exemptions N/A
Accepted Date 2010-03-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Trian Partners, Ltd. (Class D & Class E shares) See All Filings
D/A 2010-02-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001475112
Filed Document 0000902664-10-000931
Exclusions or Exemptions N/A
Accepted Date 2010-02-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
WEXFORD OFFSHORE CREDIT OPPORTUNITIES FUND LTD See All Filings
D/A 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001302508
Filed Document 0000902664-10-002139
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
TORREY EUROPE FUND, L.P. See All Filings
D/A 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000901991
Filed Document 0000919574-10-002540
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Peoples Bancorp See All Filings
D 2010-06-16
Amount To Be Raised $9,713,878
Associated Brokers / Dealers N/A
CIK Number 0001494012
Filed Document 0001494012-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-16
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
Third Wave Global Macro Fund L P See All Filings
D/A 2010-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001326262
Filed Document 0000919574-10-002653
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
NODALITY, INC. See All Filings
D 2010-01-12
Amount To Be Raised $13,500,000
Associated Brokers / Dealers N/A
CIK Number 0001372142
Filed Document 0001372142-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-12
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NOAH CORP See All Filings
D 2010-05-24
Amount To Be Raised $4,800,000
Associated Brokers / Dealers N/A
CIK Number 0001373862
Filed Document 0001373862-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-05-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Debt
Lyxor/Lazard Rathmore Fund Ltd See All Filings
D 2009-08-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001468163
Filed Document 0000914121-10-000487
Exclusions or Exemptions N/A
Accepted Date 2009-08-24
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNKNOWN
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Ohio Equity Fund For Housing Limited Partnership XX See All Filings
D 2010-06-01
Amount To Be Raised $150,000,000
Associated Brokers / Dealers N/A
CIK Number 0001492172
Filed Document 0001492172-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-06-01
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Equity
Waveland Ventures V-A QP, LLC See All Filings
D/A 2010-02-12
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001482280
Filed Document 0001483186-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-02-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Equity
Oppenheimer Global Resource Hedge Fund, L.P. See All Filings
D 2010-05-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001491474
Filed Document 0001192482-10-000114
Exclusions or Exemptions N/A
Accepted Date 2010-05-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Watershed Capital Partners, L.P. See All Filings
D/A 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001315927
Filed Document 0001338477-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund