Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Listener Brands Inc. See All Filings	D	2025-04-17 11:01:20 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001853669 Filed Document 0001853669-25-000004 Exclusions or Exemptions 506c Accepted Date 2025-04-17 11:01:20 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Nomadic Value Partners LP See All Filings	D/A	2025-04-17 10:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002064310 Filed Document 0002064310-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All World ex US Equity CEF Fund See All Filings	D/A	2025-04-17 10:55:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001854521 Filed Document 0000905148-25-001230 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:55:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Listener Brands Inc. See All Filings	D/A	2025-04-17 10:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001853669 Filed Document 0001853669-25-000003 Exclusions or Exemptions 506c Accepted Date 2025-04-17 10:55:03 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Western Alternative Strategies, L.P. - Tail Risk Series See All Filings	D/A	2025-04-17 10:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820545 Filed Document 0001315863-25-000309 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EMROSE PARTNERS LP See All Filings	D/A	2025-04-17 10:49:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001453586 Filed Document 0000935836-25-000285 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1KX EARLY STAGE FEEDER FUND LP See All Filings	D/A	2025-04-17 10:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015427 Filed Document 0002015427-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dQuant SmartBeta Portfolio LP See All Filings	D	2025-04-17 10:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002064840 Filed Document 0002064840-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Natare Capital Markets Event Fund LP See All Filings	D/A	2025-04-17 10:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708404 Filed Document 0000919574-25-002508 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:42:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fry's Path Atlas, LLC See All Filings	D/A	2025-04-17 10:40:49 UTC
Amount To Be Raised $8,172,000 Associated Brokers / Dealers N/A CIK Number 0001937851 Filed Document 0001937851-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:40:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
1KX EARLY STAGE MASTER FUND LP See All Filings	D/A	2025-04-17 10:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015426 Filed Document 0002015426-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mt. Tam Partners, L.P. See All Filings	D/A	2025-04-17 10:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473919 Filed Document 0000935836-25-000283 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Holding Co Inc. See All Filings	D	2025-04-17 10:39:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0002064802 Filed Document 0002064802-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:39:35 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Distilling Inc See All Filings	C	2025-04-17 10:36:28 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Primary, LLC Offering Amount $1,234,995 CIK Number 0001684283 Filed Document 0001665160-25-000693 Accepted Date 2025-04-17 10:36:28 UTC Type of Offering C Security Offered Amount 1,888 Security Offered Type Common Stock State CALIFORNIA
Wellington Strategic European Equity Long/Short Fund, L.P. See All Filings	D/A	2025-04-17 10:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001694648 Filed Document 0000919574-25-002506 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AX DG San Antonio, DST See All Filings	D/A	2025-04-17 10:27:39 UTC
Amount To Be Raised $38,670,000 Associated Brokers / Dealers Scott Spencer, Stephanie Elliott, Gabriel Medina, Michael Karalewich, Brian Ragen, Ehud Gersten, Lisa Garza, and Jacob Driver CIK Number 0001979731 Filed Document 0001979731-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:27:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLAR TRANSPORT SYSTEMS INC. See All Filings	D	2025-04-17 10:22:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002059067 Filed Document 0002059067-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:22:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NOVIR, LLC See All Filings	D/A	2025-04-17 10:22:16 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0002038096 Filed Document 0000892712-25-000052 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:22:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
2MDOpinion, Inc. See All Filings	C/A	2025-04-17 10:19:30 UTC
Financial Interest Up to 10,000 shares to be issued, along the same terms as investors. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,000,000 CIK Number 0002045208 Filed Document 0001669191-25-000269 Accepted Date 2025-04-17 10:19:30 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State FLORIDA
AW Opportunities II, LLC See All Filings	D/A	2025-04-17 10:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002062310 Filed Document 0002062310-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:15:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
622 Conti Street Investor LLC See All Filings	D	2025-04-17 10:13:42 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0002064033 Filed Document 0002064033-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-04-17 10:13:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1Fort Inc. See All Filings	D	2025-04-17 10:13:08 UTC
Amount To Be Raised $9,853,517 Associated Brokers / Dealers N/A CIK Number 0002052979 Filed Document 0002052979-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:13:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NewGen Equity Long/Short Fund See All Filings	D/A	2025-04-17 10:12:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774035 Filed Document 0001774035-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:12:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Growth Equity Long/Short Fund, L.P. See All Filings	D/A	2025-04-17 10:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001031960 Filed Document 0000919574-25-002502 Exclusions or Exemptions 506b Accepted Date 2025-04-17 10:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MGG Structured Solutions Fund II LP See All Filings	D/A	2025-04-17 10:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP and Hollister Associates, LLC CIK Number 0001962528 Filed Document 0000902664-25-001823 Exclusions or Exemptions 506c Accepted Date 2025-04-17 10:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Energy Long/Short Fund, L.P. See All Filings	D/A	2025-04-17 09:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0000941767 Filed Document 0000919574-25-002500 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:42:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Conteur Capital Partners Fund I LP See All Filings	D	2025-04-17 09:35:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002057745 Filed Document 0002057745-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:35:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uptrak Systematic Global Macro Series See All Filings	D	2025-04-17 09:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002064380 Filed Document 0002064380-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NX-0121 Fund I, a series of MAVW Venture Funds, LP See All Filings	D	2025-04-17 09:20:21 UTC
Amount To Be Raised $65,725 Associated Brokers / Dealers N/A CIK Number 0002054199 Filed Document 0002054199-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:20:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MA-1223 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-04-17 09:15:07 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0002051306 Filed Document 0002051306-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YU-1212 Fund III, a series of AX-RN-Funds, LP See All Filings	D	2025-04-17 09:08:03 UTC
Amount To Be Raised $50,100 Associated Brokers / Dealers N/A CIK Number 0002049297 Filed Document 0002049297-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Rise Beverage Company, LLC See All Filings	D/A	2025-04-17 09:07:26 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0002027195 Filed Document 0002027195-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:07:26 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KeyCare, Inc. See All Filings	D	2025-04-17 09:02:36 UTC
Amount To Be Raised $21,808,151 Associated Brokers / Dealers N/A CIK Number 0001898572 Filed Document 0001898572-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 09:02:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stena FintechX Studio Fund I, L.P. See All Filings	D/A	2025-04-17 08:42:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001989069 Filed Document 0001989069-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 08:42:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cizzle Bio, Inc. See All Filings	C/A	2025-04-17 08:24:58 UTC
Financial Interest None. Filing Platform DEALMAKER SECURITIES LLC Offering Amount $4,999,999 CIK Number 0002043459 Filed Document 0001062993-25-007617 Accepted Date 2025-04-17 08:24:58 UTC Type of Offering C/A Security Offered Amount 25,426 Security Offered Type Other State TEXAS
AP X Perseus Co-Invest, L.P. See All Filings	D	2025-04-17 08:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002063473 Filed Document 0000950142-25-001098 Exclusions or Exemptions 506b Accepted Date 2025-04-17 08:00:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Niatross Investments Asia Opportunities Feeder Fund (US) See All Filings	D/A	2025-04-17 06:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994319 Filed Document 0001994319-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-17 06:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niatross Investments Asia Opportunities Feeder Fund See All Filings	D/A	2025-04-17 06:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001888028 Filed Document 0001888028-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-17 06:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grasshopper Bancorp, Inc. See All Filings	D	2025-04-16 21:07:24 UTC
Amount To Be Raised $37,680,638 Associated Brokers / Dealers N/A CIK Number 0001761736 Filed Document 0001123292-25-000170 Exclusions or Exemptions 506b Accepted Date 2025-04-16 21:07:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STONEPINE CAPITAL, L.P. See All Filings	D/A	2025-04-16 19:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments, INTE Securities LLC, and Hollister Associates, LLC CIK Number 0001370042 Filed Document 0000935836-25-000281 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Apptronik II, a series of Tyrell Ventures Funds, LP See All Filings	D	2025-04-16 19:45:49 UTC
Amount To Be Raised $10,060,933 Associated Brokers / Dealers N/A CIK Number 0002064372 Filed Document 0002064372-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:45:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Harvesting Inc. See All Filings	D	2025-04-16 19:44:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001758038 Filed Document 0001758038-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:44:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RED3 SPV, a series of Riverside Ventures Self-Advised, LP See All Filings	D	2025-04-16 19:36:08 UTC
Amount To Be Raised $214,000 Associated Brokers / Dealers N/A CIK Number 0002051842 Filed Document 0002055707-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHI 2 SPV, a series of Riverside Ventures Self-Advised, LP See All Filings	D	2025-04-16 19:26:45 UTC
Amount To Be Raised $862,811 Associated Brokers / Dealers N/A CIK Number 0002051791 Filed Document 0002055707-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phantom SPV, a series of MAV Alternate Investments, LP See All Filings	D	2025-04-16 19:16:21 UTC
Amount To Be Raised $243,567 Associated Brokers / Dealers N/A CIK Number 0002055707 Filed Document 0002055707-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:16:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 37-1, a series of StartEngine Private LLC See All Filings	D	2025-04-16 19:14:06 UTC
Amount To Be Raised $1,700,675 Associated Brokers / Dealers N/A CIK Number 0002061118 Filed Document 0002061118-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-04-16 19:14:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Health Care Originals, Inc. See All Filings	C/A	2025-04-16 19:07:24 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,234,999 CIK Number 0002037345 Filed Document 0001670254-25-000373 Accepted Date 2025-04-16 19:07:24 UTC Type of Offering C/A Security Offered Amount 32,949 Security Offered Type Preferred Stock State NEW YORK
FWC EM ABSOLUTE RETURN CREDIT U.S. FUND LP See All Filings	D	2025-04-16 19:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002016925 Filed Document 0002016925-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAM1 SPV, a series of Riverside Ventures Self-Advised, LP See All Filings	D	2025-04-16 19:02:24 UTC
Amount To Be Raised $516,000 Associated Brokers / Dealers N/A CIK Number 0002058498 Filed Document 0002048713-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-04-16 19:02:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIP1 SPV, a series of Riverside Ventures Self-Advised, LP See All Filings	D	2025-04-16 18:50:21 UTC
Amount To Be Raised $549,975 Associated Brokers / Dealers N/A CIK Number 0002048713 Filed Document 0002048713-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-04-16 18:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund