Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Focal Ventures II, LP See All Filings	D/A	2025-12-11 18:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002021937 Filed Document 0002021937-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rauch Capital Burst CLXXXII, a series of Rauch Capital Burst, LP See All Filings	D	2025-12-11 18:40:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002100631 Filed Document 0002100631-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FV-BFS Fund I, a series of Fogline Ventures, LP See All Filings	D	2025-12-11 18:40:12 UTC
Amount To Be Raised $167,708 Associated Brokers / Dealers N/A CIK Number 0002100403 Filed Document 0002100403-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:40:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-0725 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-12-11 18:35:50 UTC
Amount To Be Raised $1,492,000 Associated Brokers / Dealers N/A CIK Number 0002082436 Filed Document 0002082436-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:35:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empros Technologies Fund XXXV, LLC See All Filings	D	2025-12-11 18:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christine Elizabeth Healey CIK Number 0002096845 Filed Document 0002096845-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:31:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flawless Fundamentals, LP - I See All Filings	D	2025-12-11 18:30:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002081698 Filed Document 0002081698-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SA-0422 Fund I, a series of LZ1 Funds, LP See All Filings	D	2025-12-11 18:25:23 UTC
Amount To Be Raised $965,500 Associated Brokers / Dealers N/A CIK Number 0002025571 Filed Document 0002025571-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YAWN NEST LLC See All Filings	D	2025-12-11 18:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002099563 Filed Document 0002099563-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:11:35 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Grosvenor Macro Strategies Fund, Ltd. See All Filings	D/A	2025-12-11 18:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572874 Filed Document 0001566114-25-000107 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Multi-Strategy Principal Fund, Ltd. See All Filings	D/A	2025-12-11 18:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527564 Filed Document 0001566114-25-000106 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPFP Loan Feeder LP See All Filings	D	2025-12-11 18:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002098819 Filed Document 0002098819-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:03:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Opportunistic Credit Fund, Ltd. See All Filings	D/A	2025-12-11 18:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689877 Filed Document 0001566114-25-000105 Exclusions or Exemptions 506b Accepted Date 2025-12-11 18:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROSVENOR FARIA FUND LP See All Filings	D/A	2025-12-11 17:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313704 Filed Document 0001566114-25-000104 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molpus Woodlands Nature Based Solutions Fund VI (Parallel), L.P. See All Filings	D/A	2025-12-11 17:55:52 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Moelis & Company LLC and Finex Hong Kong CIK Number 0001993572 Filed Document 0001993572-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Other
GROSVENOR INSTITUTIONAL PARTNERS LP See All Filings	D/A	2025-12-11 17:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175875 Filed Document 0001566114-25-000103 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:53:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor FOB Fund, L.P. See All Filings	D/A	2025-12-11 17:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616898 Filed Document 0001566114-25-000102 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conversant Project Finance Partners LP See All Filings	D	2025-12-11 17:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002098738 Filed Document 0002098738-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:47:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Custom Portfolio A, L.P. See All Filings	D/A	2025-12-11 17:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681042 Filed Document 0001566114-25-000101 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molpus Woodlands Nature Based Solutions Fund VI, L.P. See All Filings	D/A	2025-12-11 17:41:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Moelis & Company LLC and Finex Hong Kong CIK Number 0001993632 Filed Document 0001993632-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Other
Global Diversified Fund, Ltd. See All Filings	D/A	2025-12-11 17:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582067 Filed Document 0001566114-25-000100 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Spectrum Fund, Ltd. See All Filings	D/A	2025-12-11 17:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612438 Filed Document 0001566114-25-000099 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipe Force AI, Inc. See All Filings	D/A	2025-12-11 17:35:10 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0002090060 Filed Document 0002090060-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:35:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
GCM GROSVENOR SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2025-12-11 17:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703761 Filed Document 0001566114-25-000098 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:33:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR North America Fund XIV (GRI) SCSp See All Filings	D/A	2025-12-11 17:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002045632 Filed Document 0002062357-25-000142 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Investment Tech Inc. See All Filings	D	2025-12-11 17:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Future Investment Tech Inc. CIK Number 0002099598 Filed Document 0002099598-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-12-11 17:30:19 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Embark SPV II LLC See All Filings	D	2025-12-11 17:29:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002100175 Filed Document 0001099910-25-000263 Exclusions or Exemptions 506c Accepted Date 2025-12-11 17:29:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
KKR North America Fund XIV SCSp See All Filings	D/A	2025-12-11 17:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, None, None, None, None, None, None, None, None, None, None, None, None, and None CIK Number 0002045707 Filed Document 0002062357-25-000140 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watertower Ventures Early Access Fund III, L.P. See All Filings	D	2025-12-11 17:28:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002090975 Filed Document 0002090975-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Grovetown Buligo LP See All Filings	D/A	2025-12-11 17:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002099316 Filed Document 0001493152-25-027302 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:26:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
StepStone IP Infrastructure Opportunities Fund, L.P. See All Filings	D	2025-12-11 17:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002014940 Filed Document 0002014940-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StepStone Flintholm Infrastructure Fund, L.P. See All Filings	D	2025-12-11 17:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002028869 Filed Document 0002028869-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:20:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR North America Fund XIV Private Investors (Direct) L.P. See All Filings	D/A	2025-12-11 17:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002045613 Filed Document 0002062357-25-000138 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strahlender Glanz INC. See All Filings	D	2025-12-11 17:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Strahlender Glanz INC. CIK Number 0002096297 Filed Document 0002096297-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-12-11 17:18:53 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Varde CRE Lending Fund, L.P. See All Filings	D/A	2025-12-11 17:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Introduction Capital Inc. CIK Number 0002002537 Filed Document 0001012975-25-000894 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
License Management Solutions, Inc. See All Filings	D/A	2025-12-11 17:14:16 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0002073609 Filed Document 0002073609-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:14:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREX Agent, Inc. See All Filings	C/A	2025-12-11 17:11:27 UTC
Financial Interest 0 Filing Platform SILICON PRAIRIE CAPITAL PARTNERS, LLC Offering Amount $1,200,000 CIK Number 0001769595 Filed Document 0001140361-25-045261 Accepted Date 2025-12-11 17:11:27 UTC Type of Offering C/A Security Offered Amount 1,381 Security Offered Type Common Stock State MINNESOTA
Deep Future Graviton SPV, a series of Decile SPV, LLC See All Filings	D	2025-12-11 17:10:07 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0002099704 Filed Document 0002099704-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:10:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haven Oaks HoldCo LLC See All Filings	D	2025-12-11 17:05:23 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0002097960 Filed Document 0002097960-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:05:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GC Creation Fund III, L.P. See All Filings	D	2025-12-11 17:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. and Goldman Sachs & Co. LLC CIK Number 0002097982 Filed Document 0002097982-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:04:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncotelic Therapeutics, Inc. See All Filings	D	2025-12-11 17:00:22 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers J.H. DARBIE & CO CIK Number 0000908259 Filed Document 0001493152-25-027270 Exclusions or Exemptions 506b Accepted Date 2025-12-11 17:00:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Integro Bank See All Filings	D	2025-12-11 16:59:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0002055054 Filed Document 0002055054-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:59:42 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Stellex Jade Co-Invest LP See All Filings	D	2025-12-11 16:59:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002098152 Filed Document 0000950142-25-003169 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:59:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Opportunities (EUR EEA) Fund III SCSp See All Filings	D	2025-12-11 16:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002097473 Filed Document 0000950142-25-003168 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BroadRiver Life Settlements Credit Fund II LP See All Filings	D	2025-12-11 16:41:57 UTC
Amount To Be Raised $533,000,000 Associated Brokers / Dealers N/A CIK Number 0002085288 Filed Document 0000902664-25-005263 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVIP (Parallel) Fund XII, L.P. See All Filings	D	2025-12-11 16:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0002099942 Filed Document 0002099942-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:39:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Hybrid Value Overseas Partners (M) III, L.P. See All Filings	D	2025-12-11 16:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002095147 Filed Document 0000950142-25-003167 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:39:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reveille VC Fund I, L.P. See All Filings	D	2025-12-11 16:38:19 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002100037 Filed Document 0002100037-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:38:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apollo Hybrid Value Fund (M) III, L.P. See All Filings	D	2025-12-11 16:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002095145 Filed Document 0000950142-25-003166 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:37:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Never Lift VC II, L.P. See All Filings	D	2025-12-11 16:35:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002080426 Filed Document 0002080426-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NORTHRIM BANCORP INC See All Filings	D	2025-12-11 16:33:55 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. and Hovde Group, LLC CIK Number 0001163370 Filed Document 0001163370-25-000047 Exclusions or Exemptions 506b Accepted Date 2025-12-11 16:33:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt