Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CP Argo Marina REIT, LLC See All Filings	D	2025-01-21 13:56:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002050615 Filed Document 0002050615-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:56:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Global Market Neutral Feeder Fund See All Filings	D/A	2025-01-21 13:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001840579 Filed Document 0001840579-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease Realty Fund V REIT LLC See All Filings	D	2025-01-21 13:54:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002050821 Filed Document 0002050821-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:54:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Setia Southeast Asia Fund LP See All Filings	D/A	2025-01-21 13:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629888 Filed Document 0001629888-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Principal Strategies Offshore Fund L.P. See All Filings	D/A	2025-01-21 13:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689547 Filed Document 0001689547-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:42:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKWOOD RESIDENTIAL CREDIT PARTNERS REIT II, LLC See All Filings	D	2025-01-21 13:41:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0002052042 Filed Document 0002052042-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:41:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Global Fund See All Filings	D/A	2025-01-21 13:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001840582 Filed Document 0001840582-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vooks, Inc. See All Filings	D/A	2025-01-21 13:38:15 UTC
Amount To Be Raised $3,276,194 Associated Brokers / Dealers N/A CIK Number 0001780169 Filed Document 0001780169-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:38:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2025-01-21 13:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001456866-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2025-01-21 13:34:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000943663-25-000009 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:34:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corumat, Inc. See All Filings	D	2025-01-21 13:28:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787336 Filed Document 0001787336-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:28:23 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
COTA Racing & Entertainment LLC See All Filings	D	2025-01-21 13:28:21 UTC
Amount To Be Raised $36,152,191 Associated Brokers / Dealers N/A CIK Number 0001514553 Filed Document 0001514553-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:28:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Insurance Dedicated Fund II Series Interests of the SALI Multi-Series Fund, L.P. See All Filings	D	2025-01-21 13:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS Corp. CIK Number 0002052663 Filed Document 0002052375-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:24:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Connecticut Orthopedic Surgical Center, LLC See All Filings	D	2025-01-21 13:22:37 UTC
Amount To Be Raised $938,443 Associated Brokers / Dealers N/A CIK Number 0001733942 Filed Document 0001733942-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:22:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seniors Housing Fund I LP See All Filings	D	2025-01-21 13:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002052017 Filed Document 0002052017-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APIS GLOBAL DISCOVERY FUND, LP See All Filings	D/A	2025-01-21 13:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG CAPITAL PARTNERS, LLC CIK Number 0001813763 Filed Document 0001813763-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2025-01-21 13:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-25-000035 Exclusions or Exemptions 506c Accepted Date 2025-01-21 13:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: SRI Core Plus Fixed Income Trust See All Filings	D/A	2025-01-21 13:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633704 Filed Document 0001633704-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:04:16 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CWI Fund V, L.P. See All Filings	D/A	2025-01-21 13:02:01 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0002006083 Filed Document 0002006083-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA REAL ESTATE OPPORTUNITY FUND (C), LP See All Filings	D	2025-01-21 13:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002048161 Filed Document 0002048161-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-01-21 13:01:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2025-01-21 13:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-25-000072 Exclusions or Exemptions 506b Accepted Date 2025-01-21 13:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMAM/Pathway Global Opportunities EUR Fund IX, LP See All Filings	D/A	2025-01-21 12:58:58 UTC
Amount To Be Raised $5,581,964 Associated Brokers / Dealers N/A CIK Number 0002040163 Filed Document 0002040163-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vooks, Inc. See All Filings	D	2025-01-21 12:58:07 UTC
Amount To Be Raised $1,017,772 Associated Brokers / Dealers N/A CIK Number 0001780169 Filed Document 0001780169-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:58:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PostEvent, Inc. See All Filings	D	2025-01-21 12:53:09 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0002050956 Filed Document 0002050956-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:53:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVC Capital Partners Strategic Opportunities III (B) SCSp See All Filings	D	2025-01-21 12:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0002052526 Filed Document 0002052526-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2025-01-21 12:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-25-000071 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cariboo Rose Resources Ltd See All Filings	D	2025-01-21 12:47:27 UTC
Amount To Be Raised $288,000 Associated Brokers / Dealers N/A CIK Number 0002052340 Filed Document 0001183740-25-000016 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:47:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TrueFan Travel, LLC See All Filings	D/A	2025-01-21 12:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002009049 Filed Document 0002009049-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:46:00 UTC Type of Offering D/A Industry Tourism and Travel Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marcho Partners Feeder Fund (Delaware) LP See All Filings	D/A	2025-01-21 12:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799980 Filed Document 0000902664-25-000341 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imotobank, LLC See All Filings	C	2025-01-21 12:42:01 UTC
Financial Interest Up to 1,235 units to be issued, along the same terms as investors. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,235,000 CIK Number 0002052671 Filed Document 0001669191-25-000048 Accepted Date 2025-01-21 12:42:01 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Common Stock State MASSACHUSETTS
Isotopes AI, Inc. See All Filings	D	2025-01-21 12:41:32 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002052631 Filed Document 0002052631-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:41:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Andra Absolute Return Ltd See All Filings	D/A	2025-01-21 12:41:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001980781 Filed Document 0001980781-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:41:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tilden Park Offshore Investment Fund Ltd See All Filings	D/A	2025-01-21 12:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553518 Filed Document 0000950142-25-000158 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldeneye Minerals, LP See All Filings	D	2025-01-21 12:38:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002050945 Filed Document 0002050945-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:38:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tilden Park Investment Fund LP See All Filings	D/A	2025-01-21 12:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509551 Filed Document 0000950142-25-000157 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apis Deep Value Fund Offshore, Ltd. See All Filings	D/A	2025-01-21 12:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576461 Filed Document 0001376111-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OP Regal Holdings, LLC See All Filings	D	2025-01-21 12:30:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002043697 Filed Document 0002043697-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:30:49 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APIS GLOBAL DEEP VALUE, LP See All Filings	D/A	2025-01-21 12:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001340464 Filed Document 0001376111-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Fund Series Interests of the SALI Multi-Series Fund, L.P. See All Filings	D	2025-01-21 12:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002052438 Filed Document 0002052375-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:23:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-1014 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2025-01-21 12:22:27 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0002043184 Filed Document 0002043184-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:22:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtoKinetix, Inc. See All Filings	D/A	2025-01-21 12:21:39 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:21:39 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
APIS OFFSHORE CAPITAL LTD See All Filings	D/A	2025-01-21 12:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001376111 Filed Document 0001376111-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3711 35 FUNDING L.P. See All Filings	D	2025-01-21 12:20:02 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0002052472 Filed Document 0001013594-25-000046 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:20:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Linqto Liquidshares LLC See All Filings	D	2025-01-21 12:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-25-000034 Exclusions or Exemptions 506c Accepted Date 2025-01-21 12:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVS-4, a series of Strategic Venture Series Fund, L.P. See All Filings	D	2025-01-21 12:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049927 Filed Document 0002049925-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locust Wood Ultra Fund, LP See All Filings	D/A	2025-01-21 12:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Triple A Partners LLC CIK Number 0001565681 Filed Document 0001013594-25-000045 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gemsstock CAV Onshore, LP See All Filings	D/A	2025-01-21 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712505 Filed Document 0001712505-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick USA, L.P. See All Filings	D/A	2025-01-21 12:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001839422 Filed Document 0000947871-25-000060 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
743 GRAND FUNDING L.P. See All Filings	D	2025-01-21 12:13:55 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0002052467 Filed Document 0001013594-25-000044 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:13:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SBS-4, a series of Strategic Buyout Series Fund, L.P. See All Filings	D	2025-01-21 12:13:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049925 Filed Document 0002049925-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-01-21 12:13:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund