|
|
D |
2025-05-15 17:26:32 UTC |
- Amount To Be Raised
- $15,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809269
- Filed Document
- 0000892712-25-000071
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:26:32 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2025-05-15 17:23:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661062
- Filed Document
- 0002058635-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:23:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:21:53 UTC |
- Amount To Be Raised
- $968,182
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068042
- Filed Document
- 0000892712-25-000070
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:21:53 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 17:15:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661064
- Filed Document
- 0002058635-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:15:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:15:44 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002067251
- Filed Document
- 0002067251-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:15:44 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2025-05-15 17:14:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PJT Partners LP, Veritas Capital Securities, L.L.C., J.P. Morgan Securities LLC, Leader Private Capital Ltd, CAIS Capital LLC, ICAPITAL ADVISORS, LLC, Kiatnakin Phatra Securities Public Company Limited, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0002015802
- Filed Document
- 0002066847-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:14:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 17:13:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Picton S.A.
- CIK Number
- 0002057608
- Filed Document
- 0000950142-25-001400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:13:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:12:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Teneo Partners Japan Limited, Picton S.A., and Citigroup Global Markets Inc.
- CIK Number
- 0002057609
- Filed Document
- 0000950142-25-001399
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:12:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:12:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068651
- Filed Document
- 0002068651-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:12:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 17:05:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002066672
- Filed Document
- 0002066672-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:05:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:04:54 UTC |
- Amount To Be Raised
- $13,559,984
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068537
- Filed Document
- 0002068537-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:04:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 17:03:23 UTC |
- Amount To Be Raised
- $136,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002059043
- Filed Document
- 0002059043-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:03:23 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 17:02:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002066361
- Filed Document
- 0002066361-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:02:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:01:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002066362
- Filed Document
- 0002066362-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:01:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 17:01:12 UTC |
- Amount To Be Raised
- $5,862,202
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001957104
- Filed Document
- 0001957104-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 17:01:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:58:41 UTC |
- Amount To Be Raised
- $42,000
- Associated Brokers / Dealers
- SCA Development, LLC
- CIK Number
- 0001459069
- Filed Document
- 0001459069-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:58:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:50:37 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068564
- Filed Document
- 0002068564-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:50:37 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:50:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002048012
- Filed Document
- 0002048012-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:50:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:47:19 UTC |
- Amount To Be Raised
- $46,024,857
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001990659
- Filed Document
- 0001990659-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:47:19 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2025-05-15 16:44:11 UTC |
- Financial Interest
- N/A
- Filing Platform
- Invown Funding Portal LLC
- Offering Amount
- $5,000,000
- CIK Number
- 0002067743
- Filed Document
- 0002061553-25-000002
- Accepted Date
- 2025-05-15 16:44:11 UTC
- Type of Offering
- C
- Security Offered Amount
- 10,000
- Security Offered Type
- Other
- State
- NEVADA
|
|
|
D/A |
2025-05-15 16:37:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641494
- Filed Document
- 0001641494-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:37:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:36:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SHANNON ADVISORS LLC
- CIK Number
- 0002059877
- Filed Document
- 0002059877-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:36:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:35:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068161
- Filed Document
- 0000950166-25-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:35:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:34:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SHANNON ADVISORS LLC
- CIK Number
- 0002059878
- Filed Document
- 0002059878-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:34:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 16:34:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671110
- Filed Document
- 0001671110-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:34:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:31:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068310
- Filed Document
- 0000950166-25-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:31:22 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:26:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SHANNON ADVISORS LLC
- CIK Number
- 0002059879
- Filed Document
- 0002059879-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:26:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:26:10 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785695
- Filed Document
- 0000950123-25-005750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:26:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:25:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SHANNON ADVISORS LLC
- CIK Number
- 0002059880
- Filed Document
- 0002059880-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:25:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 16:24:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002021507
- Filed Document
- 0001013594-25-000677
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:24:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 16:23:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001295148
- Filed Document
- 0001213900-25-044257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:23:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:18:27 UTC |
- Amount To Be Raised
- $16,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002067085
- Filed Document
- 0002067085-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:18:27 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:16:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068318
- Filed Document
- 0002068318-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:16:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:16:24 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002066006
- Filed Document
- 0002066006-25-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-05-15 16:16:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:11:44 UTC |
- Amount To Be Raised
- $471,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001978151
- Filed Document
- 0002060755-25-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:11:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:10:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Houlihan Lokey Capital, Inc.
- CIK Number
- 0002067303
- Filed Document
- 0002067303-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:10:45 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:09:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068535
- Filed Document
- 0002068535-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:09:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 16:07:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002066847
- Filed Document
- 0002066847-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:07:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:06:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002061686
- Filed Document
- 0002061686-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:06:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:01:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LAZARD FRERES CO. LLC, MAGENTA CAPITAL SERVICES LTD., and PINEGROVE CAPITAL LTD.
- CIK Number
- 0002068652
- Filed Document
- 0002066071-25-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:01:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:01:20 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Ladenburg Thalmann & Co. Inc.
- CIK Number
- 0001638287
- Filed Document
- 0001104659-25-049376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 16:01:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2025-05-15 16:00:40 UTC |
- Amount To Be Raised
- $2,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002068416
- Filed Document
- 0002068416-25-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-05-15 16:00:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2025-05-15 15:57:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002067117
- Filed Document
- 0002067117-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:57:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2025-05-15 15:57:52 UTC |
- Amount To Be Raised
- $609,226
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002065065
- Filed Document
- 0002065065-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:57:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 15:55:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705823
- Filed Document
- 0000899140-25-000694
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:55:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2025-05-15 15:54:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, Geneos Wealth Management, Inc., Janney Montgomery Scott, LLC, Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc, RBC Capital Markets LLC, Stephens, Inc., Stifel Nicolaus & Company, Incorporated, UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Davenport& Company LLC, HighTower Securities, LLC, Cetera Advisors LLC, Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Spire Securities, LLC, USA FInancial Securities Corporation, Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Oppenheimer & Co., Inc., D.H. HILL SECURITIES, LLLP, Ausdal Financial Partners, Inc., Kestra Investment Services, LLC, Raymond James Financial Services, Inc., Frontier Solutions LLC, Hilltop Securities Inc, J.P. Morgan Securities LLC, McDonald Partners LLC, Prospera Financial Services Inc, Snowden Account Services LLC, Lincoln Financial Securities Corporation, Nations Financial Group Inc, Truist Investment Services, Cetera Advisor Networks LLC, LoCorr Distributors LLC, Grove Point Investments, LLC, Insigneo Securities, LLC, Polar Investment Counsel, Inc, MHL Investments, Osaic Wealth, Inc, Wilmington Capital Securities, LLC, Steward Partners Investment Solutions, LLC, Vanderbilt Securities LLC, &Partners, LLC, A.G.P. / ALLIANCE GLOBAL PARTNERS, and IFP SECURITIES, LLC
- CIK Number
- 0001043951
- Filed Document
- 0001043951-25-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:54:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-05-15 15:53:51 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001887456
- Filed Document
- 0001887456-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:53:51 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2025-05-15 15:53:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0002067119
- Filed Document
- 0002067119-25-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:53:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Series Fund A, a series if UM Pre-IPO Portfolio Fund III LLC
See All Filings
|
D |
2025-05-15 15:49:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Upmarket Securities LLC
- CIK Number
- 0002068729
- Filed Document
- 0002068729-25-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2025-05-15 15:49:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2025-05-15 15:47:43 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560106
- Filed Document
- 0001437749-25-017166
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2025-05-15 15:47:43 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|