Found 750745 results
| Name | Type of Offering | Accepted Date |
|---|---|---|
|
GMO AGGRESSIVE LONG/SHORT FUND (OFFSHORE), A SEPARATE PORTFOLIO OF GMO OFFSHORE FUNDS I LTD.
See All Filings
|
D/A | 2010-03-19 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001460412
Filed Document
0001463229-10-000020
Exclusions or Exemptions
N/A
Accepted Date
2010-03-19
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
MIDSUMMER PARTNERS II LTD
See All Filings
|
D/A | 2010-02-26 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001458457
Filed Document
0001458457-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-02-26
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
BERMUDA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
MaxQ Fund, L.P.
See All Filings
|
D/A | 2010-03-19 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001213720
Filed Document
0000919574-10-002677
Exclusions or Exemptions
N/A
Accepted Date
2010-03-19
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
$1 - $5,000,000
Type of Security
Pooled Investment Fund
|
||
|
CNS RESPONSE, INC.
See All Filings
|
D | 2010-03-17 |
|
Amount To Be Raised
$500,000
Associated Brokers / Dealers
N/A
CIK Number
0000822370
Filed Document
0000822370-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-03-17
Type of Offering
D
Industry
Other Health Care
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Other
|
||
|
Pictela, Inc.
See All Filings
|
D | 2010-01-22 |
|
Amount To Be Raised
$1,499,999
Associated Brokers / Dealers
N/A
CIK Number
0001449472
Filed Document
0001449472-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-01-22
Type of Offering
D
Industry
Other
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
See All Filings
|
D/A | 2010-03-25 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001171962
Filed Document
0001171962-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-25
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
EMERGING SOVEREIGN OFFSHORE FUND LTD
See All Filings
|
D/A | 2010-01-29 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001176352
Filed Document
0000919574-10-000448
Exclusions or Exemptions
N/A
Accepted Date
2010-01-29
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
ACADIAN GLOBAL LOW VOLATILITY EQUITY FUND, LLC
See All Filings
|
D/A | 2010-02-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001442329
Filed Document
0001140361-10-008519
Exclusions or Exemptions
N/A
Accepted Date
2010-02-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
SANDALWOOD DEBT TRADERS FUND (QP) LP
See All Filings
|
D/A | 2010-03-15 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001428512
Filed Document
0001428512-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-03-15
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW JERSEY
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
CCI HEALTHCARE PARTNERS, L.P.
See All Filings
|
D/A | 2010-03-03 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001180853
Filed Document
0000902664-10-001807
Exclusions or Exemptions
N/A
Accepted Date
2010-03-03
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
Best Lockers, LLC
See All Filings
|
D | 2009-12-15 |
|
Amount To Be Raised
$2,250,000
Associated Brokers / Dealers
N/A
CIK Number
0001478407
Filed Document
0001478407-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2009-12-15
Type of Offering
D
Industry
Other
Offering Tier
N/A
Principal Place of Business
MARYLAND
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
Taubenpost Capital LP
See All Filings
|
D/A | 2010-01-29 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001404371
Filed Document
0000919574-10-000436
Exclusions or Exemptions
N/A
Accepted Date
2010-01-29
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
Pierpont Securities Holdings LLC
See All Filings
|
D | 2010-02-17 |
|
Amount To Be Raised
$220,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001484170
Filed Document
0001484170-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-02-17
Type of Offering
D
Industry
Other Banking and Financial Services
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
No Revenues
Type of Security
Equity
|
||
|
CEDAR ROCK CAPITAL PARTNERS LLC
See All Filings
|
D/A | 2010-01-13 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001221943
Filed Document
0000919574-10-000114
Exclusions or Exemptions
N/A
Accepted Date
2010-01-13
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
CANNAE LLC
See All Filings
|
D/A | 2010-03-16 |
|
Amount To Be Raised
$250,000
Associated Brokers / Dealers
N/A
CIK Number
0001453351
Filed Document
0001453351-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-16
Type of Offering
D/A
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
PENNSYLVANIA
Revenue or Assets
No Revenues
Type of Security
Equity
|
||
|
CATALYST CREDIT OPPORTUNITY MASTER FUND LTD
See All Filings
|
D/A | 2010-03-16 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001421740
Filed Document
0001421740-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-03-16
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
ParkVu Inc.
See All Filings
|
D | 2010-03-26 |
|
Amount To Be Raised
$1,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001487323
Filed Document
0000911959-10-000011
Exclusions or Exemptions
N/A
Accepted Date
2010-03-26
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
KENTUCKY
Revenue or Assets
No Revenues
Type of Security
Equity
|
||
|
CYPRESS INT'L EQUITY FUND, L P
See All Filings
|
D | 2010-01-04 |
|
Amount To Be Raised
$2,035,000
Associated Brokers / Dealers
N/A
CIK Number
0001356812
Filed Document
0001356812-10-000017
Exclusions or Exemptions
N/A
Accepted Date
2010-01-04
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
$1 - $5,000,000
Type of Security
Equity
|
||
|
AIG MULTI-STRATEGY FUND-OF-FUNDS SPC, CLASS E - AIG SELECT HEDGE II PORTFOLIO
See All Filings
|
D/A | 2010-03-17 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001460748
Filed Document
0001460748-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-03-17
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Over $100,000,000
Type of Security
Pooled Investment Fund
|
||
|
RAMIUS GLOBAL CREDIT FUND LP
See All Filings
|
D | 2010-03-04 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001486038
Filed Document
0001486038-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-04
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
REDFERN INTEGRATED OPTICS INC
See All Filings
|
D | 2010-03-25 |
|
Amount To Be Raised
$4,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001161373
Filed Document
0001161373-10-000005
Exclusions or Exemptions
N/A
Accepted Date
2010-03-25
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Debt
|
||
|
Rivanna Long Bias LP
See All Filings
|
D/A | 2010-03-10 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001402291
Filed Document
0001402291-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-03-10
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
VIRGINIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
SOLIDIAN FUND LP
See All Filings
|
D/A | 2010-01-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001158358
Filed Document
0001393725-10-000012
Exclusions or Exemptions
N/A
Accepted Date
2010-01-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
ILLINOIS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
VANDERBILT PARTNERS LLC
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001459795
Filed Document
0001459798-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
BACTERIN INTERNATIONAL, INC.
See All Filings
|
D/A | 2010-03-03 |
|
Amount To Be Raised
$4,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001083672
Filed Document
0001083672-10-000005
Exclusions or Exemptions
N/A
Accepted Date
2010-03-03
Type of Offering
D/A
Industry
Biotechnology
Offering Tier
N/A
Principal Place of Business
MONTANA
Revenue or Assets
Decline to Disclose
Type of Security
Debt
|
||
|
Aurora Pharmaceutical, LLC
See All Filings
|
D | 2010-03-22 |
|
Amount To Be Raised
$5,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001486301
Filed Document
0001486301-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-22
Type of Offering
D
Industry
Pharmaceuticals
Offering Tier
N/A
Principal Place of Business
MINNESOTA
Revenue or Assets
No Revenues
Type of Security
Equity
|
||
|
VENIO HOLDING CORP
See All Filings
|
D/A | 2010-02-24 |
|
Amount To Be Raised
$24,125,452
Associated Brokers / Dealers
N/A
CIK Number
0001454216
Filed Document
0001454216-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-02-24
Type of Offering
D/A
Industry
Other
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
BAILARD LONG/SHORT ACCREDITED INVESTOR FUND LP
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001201740
Filed Document
0001201740-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CALIFORNIA
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
Charles River Friends XIV-A, LP
See All Filings
|
D | 2010-01-28 |
|
Amount To Be Raised
$2,750,000
Associated Brokers / Dealers
N/A
CIK Number
0001482349
Filed Document
0001482349-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-01-28
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MASSACHUSETTS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
BBS CAPITAL FUND LP
See All Filings
|
D/A | 2010-03-03 |
|
Amount To Be Raised
$400,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001434431
Filed Document
0001434431-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-03
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
Ramius Enhanced Replication Fund LLC
See All Filings
|
D | 2010-01-05 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001480105
Filed Document
0000899681-10-000030
Exclusions or Exemptions
N/A
Accepted Date
2010-01-05
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
RAMIUS GLOBAL CREDIT FUND LTD
See All Filings
|
D | 2010-03-04 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001486037
Filed Document
0001486037-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-04
Type of Offering
D
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
SOAM MULTI-MANAGER SPECIALIST FUND L P
See All Filings
|
D/A | 2010-03-08 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001360399
Filed Document
0000902664-10-001720
Exclusions or Exemptions
N/A
Accepted Date
2010-03-08
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
UBS (US) TRUMBULL PROPERTY FUND LP
See All Filings
|
D/A | 2010-02-17 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001430080
Filed Document
0001430080-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-02-17
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
Pandora Select Fund, L.P.
See All Filings
|
D/A | 2010-03-12 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001307360
Filed Document
0001307360-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-12
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
MINNESOTA
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
VANGUARD STIMULATION SERVICES LLC
See All Filings
|
D/A | 2010-02-01 |
|
Amount To Be Raised
$3,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001425245
Filed Document
0001425245-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-02-01
Type of Offering
D/A
Industry
Oil and Gas
Offering Tier
N/A
Principal Place of Business
OKLAHOMA
Revenue or Assets
Not Applicable
Type of Security
Debt
|
||
|
EMERGING WORLD INVESTORS LP
See All Filings
|
D/A | 2010-03-12 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001460694
Filed Document
0001460694-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-03-12
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
TERRAPIN OFFSHORE FUND OF FUNDS LTD
See All Filings
|
D/A | 2010-03-16 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001347138
Filed Document
0001338477-10-000010
Exclusions or Exemptions
N/A
Accepted Date
2010-03-16
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CAYMAN ISLANDS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
RREEF America REIT II INC
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001398574
Filed Document
0001398574-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
ILLINOIS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
UBS (US) TRUMBULL PROPERTY INCOME FUND LP
See All Filings
|
D/A | 2010-02-17 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001429979
Filed Document
0001429979-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-02-17
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
||
|
Blackstone Quarry Fund L.P.
See All Filings
|
D/A | 2010-03-03 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001448541
Filed Document
0000902664-10-001326
Exclusions or Exemptions
N/A
Accepted Date
2010-03-03
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
Basso Partners LP
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001315663
Filed Document
0001343623-10-000016
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
CONNECTICUT
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
BLACK DIAMOND ARBITRAGE PARTNERS LP /TX
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001058812
Filed Document
0001486208-10-000005
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
TEXAS
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
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|
LYSTER WATSON CONSERVATIVE ALTERNATIVE STRATEGIES FUND L P
See All Filings
|
D/A | 2010-03-11 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001359282
Filed Document
0000919574-10-002552
Exclusions or Exemptions
N/A
Accepted Date
2010-03-11
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
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|
Breath of Life LLC
See All Filings
|
D | 2010-02-03 |
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Amount To Be Raised
$750,000
Associated Brokers / Dealers
N/A
CIK Number
0001482482
Filed Document
0001482482-10-000001
Exclusions or Exemptions
504
Accepted Date
2010-02-03
Type of Offering
D
Industry
Other Health Care
Offering Tier
N/A
Principal Place of Business
COLORADO
Revenue or Assets
No Revenues
Type of Security
Equity
|
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|
Rally Software Development Corp
See All Filings
|
D | 2009-12-31 |
|
Amount To Be Raised
$15,999,716
Associated Brokers / Dealers
N/A
CIK Number
0001313911
Filed Document
0001313911-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2009-12-31
Type of Offering
D
Industry
Other Technology
Offering Tier
N/A
Principal Place of Business
COLORADO
Revenue or Assets
Decline to Disclose
Type of Security
Equity
|
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|
Permal European Holdings NV
See All Filings
|
D/A | 2010-03-16 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001372118
Filed Document
0001372118-10-000001
Exclusions or Exemptions
N/A
Accepted Date
2010-03-16
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NETHERLANDS ANTILLES
Revenue or Assets
Over $100,000,000
Type of Security
Equity
|
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|
Unitil Energy Systems, Inc.
See All Filings
|
D/A | 2010-02-23 |
|
Amount To Be Raised
$15,000,000
Associated Brokers / Dealers
N/A
CIK Number
0001480641
Filed Document
0001480641-10-000003
Exclusions or Exemptions
N/A
Accepted Date
2010-02-23
Type of Offering
D/A
Industry
Electric Utilities
Offering Tier
N/A
Principal Place of Business
NEW HAMPSHIRE
Revenue or Assets
Decline to Disclose
Type of Security
Debt
|
||
|
Two Sigma U.S. Fund, LP
See All Filings
|
D/A | 2010-03-15 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001173945
Filed Document
0000919574-10-002374
Exclusions or Exemptions
N/A
Accepted Date
2010-03-15
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW YORK
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
||
|
REMBRANDT PARTNERS LP
See All Filings
|
D/A | 2010-02-04 |
|
Amount To Be Raised
Indefinite
Associated Brokers / Dealers
N/A
CIK Number
0001015794
Filed Document
0001015794-10-000002
Exclusions or Exemptions
N/A
Accepted Date
2010-02-04
Type of Offering
D/A
Industry
Pooled Investment Fund
Offering Tier
N/A
Principal Place of Business
NEW JERSEY
Revenue or Assets
Decline to Disclose
Type of Security
Pooled Investment Fund
|
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