Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AL-BuyNow-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised $154,470 Associated Brokers / Dealers N/A CIK Number 0001607689 Filed Document 0001607689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AngelList-Air-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised $174,406 Associated Brokers / Dealers N/A CIK Number 0001608406 Filed Document 0001608406-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
100 Mile Fund LLC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524609 Filed Document 0001524609-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Brother's Keeper Feature Film Distribution, LLC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Brothers Keeper Feature Film Distribution CIK Number 0001608431 Filed Document 0001608431-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ARENA SHORT DURATION HIGH YIELD FUND, LP See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001144204-14-031951 Exclusions or Exemptions 506b Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARENA VII, LLC See All Filings	D	2014-05-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607209 Filed Document 0001144204-14-031949 Exclusions or Exemptions 506b Accepted Date 2014-05-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rising Tide Innovations, Inc. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001595475 Filed Document 0001595475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest 60 South Market Co-Invest, LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001608308 Filed Document 0001608308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Credit Catalysts Fund, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001466241 Filed Document 0001466241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAMES ALPHA CIE FUND, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001553769 Filed Document 0001382963-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selex Development, LLC See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001573844 Filed Document 0001573844-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hager Environmental & Atmospheric Technologies, LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607507 Filed Document 0001607507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
OFI Global: Emerging Markets Equity Fund L P See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321877 Filed Document 0001321877-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Brevan Howard Credit Catalysts Fund Ltd See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001466293 Filed Document 0001466293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alden Global Value Recovery Fund, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanders Morris Harris Inc., ACGM, INC., Blue Sands Securities LLC, Concept Capital Markets, LLC, and Artist Capital Inc. CIK Number 0001490666 Filed Document 0001490666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cryoport, Inc. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-14-031448 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pharmacy Sale Leaseback DST See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $16,280,816 Associated Brokers / Dealers Inland Securities Corporation, Steven D. Meahan, Gary L. Pettus, William S. Sheehan, Lawrence R. Fiorini, Jr., Julia M. Carlson, Thomas F. Quinn, Louis F. Batmale, Dennis J. Loo, Dexter Loo, Juan C. Salazar, William LaPiana, George C. Merhoff, Jr., John G. Chess, Barry W. LeMay, Keith R. Gunther, Joral T. Schmalle, Patrick R. Conway, Daniel R. Raupp, James T. Walesa, Warren J. Thomas, Robert R. Tweed, Allan J. Haupert, Christina S. Nielsen, Brian W. Distler, Thomas J. Ouellette, Patrick E. Thomas, Jr., Brian Wozniak, Michael A. Bendix, and Gilbert R. Conrad CIK Number 0001599875 Filed Document 0001599875-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Goldrun Corp See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001517060 Filed Document 0001231919-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Interstate Gas Marketing 2014-1 Limited Partnership See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607926 Filed Document 0001607926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cunningham Energy, LLC. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Cunningham Energy CIK Number 0001510366 Filed Document 0001510366-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Zero Coupon Pharmacy IV DST See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Robert S. Smith, Robert A. Horning, and Van E. Carlson CIK Number 0001603337 Filed Document 0001603337-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
RealtyShares 1, LLC, Series U See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001608324 Filed Document 0001608324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bolton Capital Partners 1 LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571062 Filed Document 0001571062-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Macro Opportunities Fund, LLC See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548963 Filed Document 0001565908-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feingold O'Keeffe Capital I, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410921 Filed Document 0000919574-14-003182 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feingold O'Keeffe Capital I Offshore, Ltd. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398030 Filed Document 0000919574-14-003194 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medea Inc. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608093 Filed Document 0001608093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Harvey SMidCap Fund LP See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001354765 Filed Document 0000905718-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alistair Capital Fund, L.P. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465058 Filed Document 0001315863-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I2R Holdings, LLC See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001584704 Filed Document 0001584704-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy III DST See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $4,871,587 Associated Brokers / Dealers Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, Rocco A. Cortese, Robert A. Cannon, Warren J. Thomas, Robert N. DeKlotz, Sr., Barry W. LeMay, Robyn H. Lee, Samuel J. Angelo, Jr., John W. Goff, Peter D. Fisher, Dwight K. Kay, Martin H. McFarlin, Patrick R. Conway, Kathleen C. Bennett, Inland Securities Corporation, Troy Thomas, Christopher T. Miller, Christina S. Nielson, John H. Cadwell, Tracy R. Turner, Gerald E. Shaw, Jr., Leslie C. Gosule, Stacey J. Morimoto, Jason B. Vanclef, William S. Sheehan, Humberto Chinchilla, Robert A. Horning, Roger T. Tadsen, and John G. Chess CIK Number 0001587853 Filed Document 0001587853-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JMH Capital SLP-II, LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607923 Filed Document 0001192482-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automattic Inc. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $159,999,984 Associated Brokers / Dealers N/A CIK Number 0001608418 Filed Document 0001608418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Duos Ventures LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001603202 Filed Document 0001603202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Elsewhere LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001608031 Filed Document 0001608031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OFI Global: Small Cap Growth Fund, LLC See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544131 Filed Document 0001544131-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
White Deer Management LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608234 Filed Document 0001608234-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zerista, Inc. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590982 Filed Document 0001590982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ONCoPEP, Inc. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $6,124,985 Associated Brokers / Dealers N/A CIK Number 0001519887 Filed Document 0001519887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CodeBaby Corp. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $7,788,838 Associated Brokers / Dealers N/A CIK Number 0001460763 Filed Document 0001460763-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Our Table Cooperative See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606955 Filed Document 0001606955-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Skystone Partners LP See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520546 Filed Document 0001520546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lafayette Multifamily DST See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised $7,367,534 Associated Brokers / Dealers Inland Securities Corporation, Concorde Investment Services, LLC, Ramsey K. Reich, Steven M. Netzel, Joshua P. Ungerecht, Aubrey Morrow, Robert N. Deklotz, Jason B. Vanclef, Robyn H. Lee, Robert A. Horning, Eric A. Bicknese, Brent C. Fuchs, John W. Goff, Peter D. Fisher, Jeffrey A. Umbaugh, Nathan L. Rewerts, Ronald R. Raitz, Scott V. Kaupp, Samuel C. Bridgers, Robert L. Hackenberg, James K. Johnston, Martin H. McFarlin, Bruce C. Hatter, and Jennifer J. Homman CIK Number 0001589953 Filed Document 0000950138-14-000440 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: International Growth Fund, LP See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544117 Filed Document 0001544117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Bridgewater Beta Implementation Fund I, Ltd. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550041 Filed Document 0001550041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXECUTIVE FUND XI, L.P. See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001606288 Filed Document 0001606288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jordan-Embry & Associates, LLC See All Filings	D	2014-05-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001586016 Filed Document 0001586016-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2014-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund