Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICONIQ Strategic Partners, L.P. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575779 Filed Document 0001575779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellbe Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001582288 Filed Document 0001582288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Movius Interactive Corp See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001386841 Filed Document 0001386841-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ATRP Solutions, Inc. See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001490743 Filed Document 0001490743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC See All Filings	D/A	2014-06-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439382 Filed Document 0000945621-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRAINstorm Golf, Inc. See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609532 Filed Document 0001140361-14-024601 Exclusions or Exemptions 506c Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FREEDOM ENTERPRISES, LLC See All Filings	D	2014-06-02 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605170 Filed Document 0001605170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sento, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611726 Filed Document 0001611726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rio Vista RAD LP See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,676,449 Associated Brokers / Dealers N/A CIK Number 0001628972 Filed Document 0001628972-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Pharmaceuticals, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608665 Filed Document 0001608665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0000897069-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Core Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568652 Filed Document 0000897069-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen US Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568653 Filed Document 0000897069-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2014-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0000897069-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloth Creations, Inc. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609627 Filed Document 0001609627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIQUID GENOMICS, INC. See All Filings	D	2014-06-01 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001609810 Filed Document 0001609810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CD&R Landscapes Parent, Inc. See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609704 Filed Document 0001181431-14-022055 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Quarter Fund, LP, The See All Filings	D/A	2014-05-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526653 Filed Document 0001095449-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Ventures LLC See All Filings	D	2014-05-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
America360, LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001609018 Filed Document 0001609018-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nuve Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $1,137,057 Associated Brokers / Dealers N/A CIK Number 0001608732 Filed Document 0001608732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wish Man, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599689 Filed Document 0001599689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
RiskIQ, Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #12 See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $603,750 Associated Brokers / Dealers N/A CIK Number 0001609193 Filed Document 0001609193-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RPC Skybox, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609658 Filed Document 0001609658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio SMG Family Fund LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001435694 Filed Document 0001140361-14-023688 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Asia L.P. See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC and Bank Julius Baer & Co., Ltd. CIK Number 0001578378 Filed Document 0001578378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors I, LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591676 Filed Document 0001140361-14-023734 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bambeco, Inc. See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised $6,648,762 Associated Brokers / Dealers N/A CIK Number 0001588331 Filed Document 0001588331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Jonesboro, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $129,937 Associated Brokers / Dealers N/A CIK Number 0001604546 Filed Document 0001461373-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Insikt Evergreen Income Fund LP See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $65,060 Associated Brokers / Dealers N/A CIK Number 0001595306 Filed Document 0001140361-14-024220 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #6 See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001609198 Filed Document 0001609198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hedge Fund Managers (Discovery) LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001509567 Filed Document 0001140361-14-023652 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHESAPEAKE PARTNERS INTERNATIONAL LTD See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353537 Filed Document 0001353537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Managers (Asia Concentrated) LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001348149 Filed Document 0001140361-14-023695 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Opportunities II LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001387288 Filed Document 0001140361-14-023664 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Sequitur Investors Holdings, LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591685 Filed Document 0001140361-14-023741 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HFP Opportunistic Fund LLC See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001406997 Filed Document 0001140361-14-023683 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #22 See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001609203 Filed Document 0001609205-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RV Capital Asia Opportunity (US) Fund See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607797 Filed Document 0001012975-14-000341 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Senseonics, Inc See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $23,600,000 Associated Brokers / Dealers N/A CIK Number 0001032158 Filed Document 0001032158-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nix Hydra Games, Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001607197 Filed Document 0001607197-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Flurry, Inc. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001389553 Filed Document 0001389553-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tactical Trading Managers (Managed Futures) Ltd See All Filings	D/A	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001520803 Filed Document 0001140361-14-023671 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI HOLDINGS, INC. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610829 Filed Document 0001610829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CDH Women Co-Investment Fund, L.P. See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609576 Filed Document 0001181431-14-021804 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TORTOISE COMMINGLED MLP FUND, LLC See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609584 Filed Document 0000913849-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #20 See All Filings	D	2014-05-30 00:00:00 UTC
Amount To Be Raised $312,000 Associated Brokers / Dealers N/A CIK Number 0001609185 Filed Document 0001609185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity