Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Okabena U.S. Satellite Equity Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001181431-14-024957 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Miragen Therapeutics Inc See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $19,999,866 Associated Brokers / Dealers N/A CIK Number 0001417827 Filed Document 0001417827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (AUD Feeder), Ltd. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611973 Filed Document 0000950142-14-001425 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Victori US Fund LP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610207 Filed Document 0001610207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perle Bioscience, Inc. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Prescience Partners, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neal Berger CIK Number 0001469676 Filed Document 0001469676-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONIC BLUE AEROSPACE INC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,551,255 Associated Brokers / Dealers N/A CIK Number 0001451999 Filed Document 0001451999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Wetherly Partners, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611802 Filed Document 0001611802-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Common Sense Long-Biased, L.P. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031437 Filed Document 0001140361-14-026646 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Tactical Credit & Convertibles Fund, L.P. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPII") CIK Number 0001580386 Filed Document 0001580386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tan Partners, LP See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001611389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
INTERNMATCH, INC. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $4,190,147 Associated Brokers / Dealers N/A CIK Number 0001467518 Filed Document 0001467518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cotalented, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609049 Filed Document 0001609049-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
ExchangeRight Net Leased Preferred Equity Fund I, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC CIK Number 0001554797 Filed Document 0001554797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SECOND SIGHT MEDICAL PRODUCTS INC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001266806 Filed Document 0001266806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioNano Genomics, Inc See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $6,139,997 Associated Brokers / Dealers N/A CIK Number 0001411690 Filed Document 0001411690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KING RIZZUTO LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001611263 Filed Document 0001611263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VTOR Capital, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488478 Filed Document 0001488478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-14-003830 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Fixed Income Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544785 Filed Document 0001181431-14-024960 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OlyCentro, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611768 Filed Document 0001611768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Okabena Bond Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544752 Filed Document 0001181431-14-024953 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TearSolutions, LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
TruEffect Inc See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001308814 Filed Document 0001308814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fanshout LLC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602247 Filed Document 0001602247-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
OHA Diversified Credit Strategies Tractor Fund, Ltd. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611974 Filed Document 0000950142-14-001424 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OLM Products, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611632 Filed Document 0001548123-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathfinder Strategic Credit Ltd. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611458 Filed Document 0001611458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Partnership JL See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544753 Filed Document 0001181431-14-024958 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COMMON SENSE SPECIAL OPPORTUNITY LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333410 Filed Document 0001140361-14-026652 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprout Social, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001517375 Filed Document 0001517375-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
TEXAS NEW MEXICO POWER CO See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JPMorgan Securities, LLC, RBC Capital Markets LLC, and U.S. Bancorp Investments, Inc. CIK Number 0000022767 Filed Document 0000022767-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
IlluminOss Medical Inc See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $22,000,002 Associated Brokers / Dealers N/A CIK Number 0001393857 Filed Document 0001393857-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Free Market Advisors, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001478750 Filed Document 0001478750-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NorthStar Fund III, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE DAVENPORT GROUP CIK Number 0001287206 Filed Document 0000919574-14-003828 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Tactical Credit & Convertibles Fund, Ltd. See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPII") CIK Number 0001580387 Filed Document 0001580386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM International Small Cap Fund, LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578565 Filed Document 0000943663-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linnis ONE, LP See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608565 Filed Document 0001608565-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEIF LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548001 Filed Document 0001548001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEIF Partners LLC See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548002 Filed Document 0001548002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREER BANCSHARES INC See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001145547 Filed Document 0001145547-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BigML, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001528332 Filed Document 0000892917-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Prufrock Ventures 1-H 2014 Late Stage Fund See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001605320 Filed Document 0001605320-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OnePIN, Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001344534 Filed Document 0001344534-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Equity Allocation (QEA) Fund LP See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001610722 Filed Document 0001610722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Blaze Bioscience, Inc. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Equity Income Fund, L.P. See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546096 Filed Document 0001315863-14-000394 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLINGTON INVESTOR LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611698 Filed Document 0001611698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity